• Fixed Income Trade

    Bank of America (Charlotte, NC)
    Fixed Income Trade Control Analyst Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... difference. Join us! **Job Summary:** Team: Global Credit Products Trade Control Operations plays a vital role...multiple demands **Desired Qualifications:** + Experience in working with fixed income derivatives and securities - working… more
    Bank of America (01/11/25)
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  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed income futures ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Extensive Compliance Advisory experience at a broker dealer covering fixed income and/or fixed more
    SMBC (01/04/25)
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  • Corporate and Investment Bank - Fixed

    JPMorgan Chase (New York, NY)
    …be based in the New York Office but will be part of the wider and growing fixed income financing focused sales team in North America. As a sales person within ... the Fixed Income (FI) Financing Sales team, you...financing specialist market expertise + Take responsibility for full trade lifecycle starting from checking KYC, legal documentation, credit… more
    JPMorgan Chase (12/21/24)
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  • Fixed Income Business Analyst…

    Bank of America (New York, NY)
    Fixed Income Business Analyst & Process Engineer New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... office experience to deliver on a dynamic and varied portfolio of Fixed Income Operations change initiatives and transformation programs. Specifically, the… more
    Bank of America (01/11/25)
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  • Manager, Trade Floor Supervision, US…

    Scotiabank (New York, NY)
    …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Manager, Trade Floor Supervision, US Internal Control **Requisition ID:** 215282 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range… more
    Scotiabank (01/22/25)
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  • AVP Trade Operations - Asset Management

    Robert Half Finance & Accounting (New York, NY)
    …3 days per week in the midtown Manhattan office. Responsibilities * Cover the full trade lifecycle across Fixed Income , Securities, Derivatives, and FX. * ... Robert Half Financial Services are hiring for an AVP Trade Operations role within a global asset management firm...an asset manager or investment bank, with knowledge of Fixed Income , Securities, Derivatives, FX. The role… more
    Robert Half Finance & Accounting (01/14/25)
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  • Trade Desk Operations Associate

    Citizens (Johnston, RI)
    …customer service. Products include but not limited to managed accounts, mutual funds, fixed income , and equities. We are seeking a highly motivated, ... create efficiencies within the department. Primary responsibilities include: + Trade entry, order execution, and quality control ...trades for mutual funds, UITS, structured products, equities and fixed income over the phone and through… more
    Citizens (01/19/25)
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  • Trade Surveillance Analyst, Compliance

    SMBC (Jersey City, NJ)
    …alerts and exception reports covering range of risks and products (equities, fixed income , FX/treasury services, futures, swaps and other derivatives); + ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...confidential business information by SMBC personnel through the Compliance Control Room. It administers the SMBC Employee Investment Policy,… more
    SMBC (12/18/24)
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  • FID, Business Control Unit, Credit Products…

    Morgan Stanley (New York, NY)
    …level position within the Business Control Unit, specifically within the Fixed Income Division and focused on Credit Products, including Municipal Securities ... an important part of our culture. *Department Profile* The Fixed Income Division is comprised of Credit...Professionals in the Division assess and actively manage risk, trade securities, and structure as well as execute innovative… more
    Morgan Stanley (11/27/24)
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  • Director, Electronic Trading Risk & Control

    NatWest Markets (Stamford, CT)
    …relevant regulations, laws, and policies on electronic and algorithmic trading for our fixed income and foreign exchange businesses + Monitor and understand ... Director, Electronic Trading Risk & Control (1LOD), US Stamford,United States Permanent Full Time...electronic and algorithmic trading + Knowledge of FX and Fixed Income E-Trading environments, including quote-based and… more
    NatWest Markets (01/04/25)
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  • Business Risk and Control Group Manager,…

    Citigroup (Getzville, NY)
    …We support an extensive range of Capital Markets products and services including: + Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi is ... and have significant impact across the lifecycle of a trade . We partner extensively with a range of internal...Our roles entail ensuring we operate in a robust control environment, whilst in a fast-paced workplace. We comply… more
    Citigroup (01/15/25)
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  • Business Risk and Control Group Manager,…

    Citigroup (New York, NY)
    …We support an extensive range of Capital Markets products and services including: + Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi is ... **Risk Analytics Business Risk and Control Group Manager - C14** **Organization Overview:** Citi...and have significant impact across the lifecycle of a trade . We partner extensively with a range of internal… more
    Citigroup (01/07/25)
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  • Manager, US Internal Control and Global…

    Scotiabank (New York, NY)
    …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... is preferred including understanding of Supervision, Surveillance & Monitoring, Trade Floor Supervision, Risk and Control Library...& Monitoring, Trade Floor Supervision, Risk and Control Library etc. **What You'll Do** + Support a… more
    Scotiabank (11/30/24)
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  • Senior Manager, Product Control Commodities…

    TD Bank (New York, NY)
    …for a wide range of TD Securities business lines including equity derivatives, fixed income , credit derivatives, commodities, foreign exchange, and more. As a ... other relevant internal stakeholders. + Work closely with the trading desk, trade support, syndicate accounting, technology, financial control , and other… more
    TD Bank (01/17/25)
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  • Treasury and Chief Investment Office (CIO) Product…

    JPMorgan Chase (Newark, DE)
    …and improve controls/efficiencies + Good product knowledge with hands on experience in Fixed income & Treasury products + Good understanding of transaction ... **Treasury and Chief Investment Office (CIO) Product Control (P&L and Risk) - Associate** **ABOUT Treasury/Chief Investment Office.** T/CIO Global Operations is part… more
    JPMorgan Chase (01/05/25)
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  • Trading Risk and Control Analyst

    SMBC (New York, NY)
    …and constant accountability + Comfortable with Excel and VBA + Knowledge of Fixed Income **Additional Requirements** SMBC's employees participate in a Hybrid ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...to its employees. **Role Description** The Trading Risk & Control group in Capital Markets is seeking a highly… more
    SMBC (01/24/25)
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  • Vice President, Mid-Back Business Control

    SMBC (New York, NY)
    …practices + Functional knowledge of Middle and Back office processes specific to Fixed Income , Equities, Futures and Credit Derivatives + Functional knowledge of ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Summary** The Nikko Securities America, Inc. middle/back office Business Control Officer is a business-aligned change agent and risk… more
    SMBC (11/20/24)
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  • Recon Governance Control Reporting Analyst

    Bank of America (Charlotte, NC)
    …Markets sales, trading and underwriting business for securities, foreign exchange, fixed income , exchange traded derivatives, and over-the-counter derivatives ... Recon Governance Control Reporting Analyst Charlotte, North Carolina **Job Description:**...boost client experience + Partners with colleagues on the trade and sales support teams, as well as external… more
    Bank of America (01/14/25)
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  • Trading Risk and Control Associate

    SMBC (New York, NY)
    …or related quantitative/analytical field with a minimum 4-5 years of work experience in Fixed Income . + Deep understanding of greeks, mark to markets, and pnl ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...to its employees. **Role Description** The Trading Risk & Control group in Capital Markets is established under Sales… more
    SMBC (01/10/25)
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  • Communication Specialist, US Information Security…

    Scotiabank (New York, NY)
    …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Communication Specialist, US Information Security & Control **Requisition ID:** 212523 **Salary Range:** 90,000.00 -...an important bridge to this key global market for trade and investment flows across the Americas and the… more
    Scotiabank (12/09/24)
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