- Edward Jones (St. Louis, MO)
- …maintaining and continually evolving the compliance program for the firm's Fixed Income Trading and Operations areas. Primary Responsibilities: + Provide ... wide-ranging compliance advice and guidance to the firm's Fixed Income Trading and Operations areas to maintain and continually evolve the compliance… more
- NatWest Markets (Stamford, CT)
- …+ Ensure compliance with relevant regulations, laws, and policies on electronic and algorithmic trading for our fixed income and foreign exchange businesses. ... Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full...and 24 preferred, but not required + Experience with Fixed Income products. The expected base annual… more
- Arena Investors LP (Purchase, NY)
- …global Operations Team through the addition of a Senior Associate of Trading Operations to provide unparalleled support to the firm's Corporate Securities ... key functions + Work as part of a global Operations team to provide high quality coverage to all...securities or buy side investment firm + Experience with fixed income securities including US government bonds,… more
- Morgan Stanley (New York, NY)
- …governance of Morgan Stanley's Electronic Trading business across equities and fixed income > Perform analysis and behavioral review of eTrading algorithms, ... the Role The position will reside within FRM's Electronic Trading Risk team in NY. The role will cover...across all asset classes including cash, derivatives, equity and fixed income products. The eTrading team within… more
- JPMorgan Chase (New York, NY)
- …of priority investment and regulatory initiatives across three distinct asset classes -Equities, Fixed Income & FX. The Global Market Strategy & Trading ... plans to enhance the performance and profitability of global market strategy and trading operations + Collaborate with senior management to define business… more
- CIBC (New York, NY)
- …interview._ **How You'll Succeed** + Diagnose and resolve technical problems with fixed income trading systems (Bloomberg TOMS/Broadway). Escalate issues ... (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Fixed Income Production Application Support Consultant supports CIBC's trading … more
- Bloomberg (New York, NY)
- …built their careers with major asset managers, hedge funds and broker dealers across Equities, Fixed Income and FX trading . We see an opportunity in ... their counterparts and the wider community of Bloomberg Terminal subscribers. Our Trading Automation & Analytics team consists of physicists and mathematicians who… more
- T. Rowe Price (Baltimore, MD)
- …incumbent must have: + Substantial experience in the asset management industry within a fixed income risk or investment/ trading department + Deep expertise ... grow your career with us. The Senior Risk Manager, Fixed Income Risk position is a key...scientific field such as quantitative finance, statistics, applied mathematics, operations research, engineering, computer science, or physics * Work… more
- Wells Fargo (New York, NY)
- … Analyst to join our Chief Technology Office (CTO) team and support our Equities, Fixed Income , and Foreign Exchange groups. Learn more about the career areas ... . You will be responsible for providing platinum level desktop support to Trading Floor employees by analyzing clients' needs and determining impact on the client… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... Senior Analyst, Mortgage Capital Markets - Fixed Income Middle Office **Requisition ID:**...to the Federal reserve TAAPS system per instructions from Trading Desk and communicate results. + Distribute fail reports… more
- SMBC (New York, NY)
- …+ Strong knowledge in US securities laws, rules and regulations and broker dealer fixed income operations including TRACE reporting, Primary Dealer and ... dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed income futures activity.… more
- UMB Bank (St. Louis, MO)
- …not-for-profit organizations to deliver a full range of innovative capital solutions, including fixed income sales and trading , underwriting, and more. Our ... backing uniquely position us to serve our clients. The Fixed Income Specialist role provides administrative support...Management. This role is responsible for buying, selling, and trading securities as well as taking and placing securities… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... * Keep abreast of regulatory change/developments **Required:** * Good knowledge of fixed income products and services * Excellent inter-personal and… more
- Citigroup (Queens, NY)
- …other Model Risk Management activities for models developed and used primarily by Citi's trading desks in Fixed Income (Interest Rates, Credit, Mortgage/ABS) ... areas, with emphasis on model validation or development of risk-neutral pricing models in Fixed Income and XVA areas + Experience of managing a sizable group… more
- Fannie Mae (Reston, VA)
- …Experience* * Bachelor's degree or equivalent * Experience in Trading Operations , specifically fixed income instruments * Demonstrated ability to ... problems, process exceptions, and risks. *THE IMPACT YOU WILL MAKE* The Operations - Operations Management - Associate role will offer you the flexibility to… more
- PNC (New York, NY)
- …4) OTC derivatives, futures, and US Treasury clearing 5) Fixed Income modelling, risk/analytics, returns performance, and trading strategies 6) Hedge ... have in-depth knowledge and strategy/research experience in various fixed income investment products, preferably rates and/or liquid trading products such… more
- Randstad US (Baltimore, MD)
- …is an temporary / contingent worker role in Fixed Income Operations . We provide operational coverage to the trading , underwriting and structuring of ... be an integral part of managing risk for the fixed income operations group on...checkout, position reconciliation, wash account reconciliation - Work with trading desk, sales, and other operations group… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, ... and operating effectiveness of internal controls relating to wholesale bank and trading operations and internal control within the US This Manager's role will… more
- Truist (Atlanta, GA)
- …knowledge as a subject matter expert to communicate requirements and expectations to the Fixed Income Sales & Trading business. 2. Analyze existing policies, ... complex compliance actual and emerging risk scenarios within the Fixed Income Sales & Trading ...activities. 5. Work directly with the Fixed Income traders, compliance advisor and operations teammates.… more
- Morgan Stanley (New York, NY)
- …and needs is an important part of our culture. *Department Profile* The Fixed Income Division is comprised of Credit Products, Commodities, Interest Rate ... hedge funds, investors come to Morgan Stanley for sales, trading , and market-making services in almost every type of...transactions in fast-paced and constantly changing global markets. The Fixed Income Division is a market leader… more