- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... Manager, Trade Floor Supervision, US Internal Control **Requisition ID:** 215282 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range… more
- MUFG (Tampa, FL)
- …for OFAC, EAR, Anti-boycott, BSA AML and JFEL (Japanese Foreign Exchange Laws)/FEFTA /Red flags/vessels/shipping lines/ports/country violations relating ... and processing transactions related to Commercial Letters of Credit in Trade 360 System, which includes: (a)Examination of Documents presented under Commercial… more
- MUFG (Tampa, FL)
- …for OFAC, EAR, Anti-boycott, BSA AML and JFEL (Japanese Foreign Exchange Laws) /Red flags/vessels/shipping lines/ports/country violations relating ... desk** and processing transactions related to Commercial Letters of Credit in Trade 360 System, which includes: (a) Documentary Collections- Incoming and Outgoing/… more
- Emerson (Houston, TX)
- …and ensuring compliance with US Customs Regulations, Export Administration Regulations, Foreign Asset Control Regulations, and Anti-boycott Regulations. + ... If you are a Trade Compliance professional looking for an opportunity to...diverse and inclusive work environment contributes to the rich exchange of ideas and diversity of thoughts, that inspires… more
- JPMorgan Chase (Newark, DE)
- …(Interest Rate Swaps, Basis Swaps, Cross Currency swaps, Forward Rate Agreement (FRA), Foreign Exchange (FX), Zero Coupon and Overnight Index Swaps (OIS), Bond ... to empower yourself and make a difference. As a Trade Services Associate in the Complex Products Middle Office...within the team while approaching the automations with a control mindset. **Job Responsibilities:** + Create and accurately capture… more
- TD Bank (New York, NY)
- …3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities, Equities Options and Futures and/or Communications ... impacts * Maintain a culture of risk management and control , supported by effective processes in alignment with risk...in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... is preferred including understanding of Supervision, Surveillance & Monitoring, Trade Floor Supervision, Risk and Control Library...& Monitoring, Trade Floor Supervision, Risk and Control Library etc. **What You'll Do** + Support a… more
- Bank of America (Charlotte, NC)
- …support for Global Markets sales, trading and underwriting business for securities, foreign exchange , fixed income, exchange traded derivatives, and ... Recon Governance Control Reporting Analyst Charlotte, North Carolina **Job Description:**...boost client experience + Partners with colleagues on the trade and sales support teams, as well as external… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... Manager, US Control Room **Requisition ID:** 215765 **Salary Range:** 90,000.00...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- NatWest Markets (Stamford, CT)
- …and policies on electronic and algorithmic trading for our fixed income and foreign exchange businesses + Monitor and understand changes to regulatory ... Director, Electronic Trading Risk & Control (1LOD), US Stamford,United States Permanent Full Time...writing test cases and reviewing test evidence related to pre- trade electronic trading controls + Experience reviewing and providing… more
- TD Bank (New York, NY)
- …business lines including equity derivatives, fixed income, credit derivatives, commodities, foreign exchange , and more. As a **Senior Manager** covering ... other relevant internal stakeholders. + Work closely with the trading desk, trade support, syndicate accounting, technology, financial control , and other… more
- JPMorgan Chase (Newark, DE)
- …and reporting the firm's liquidity risk. + Aggregating and managing the firm's structural foreign exchange . + Managing the end to end risk weighted assets and ... **Treasury and Chief Investment Office (CIO) Product Control (P&L and Risk) - Associate** **ABOUT Treasury/Chief Investment Office.** T/CIO Global Operations is part… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... Manager, US Equities Product Control **Requisition ID:** 215731 **Salary Range:** 90,000.00 -...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... Senior Manager, US Equities Product Control **Requisition ID:** 215730 **Salary Range:** 117,400.00 -...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... Supervision & Support (FLSS) - Global Equities, US Internal Control **Requisition ID:** 215938 **Salary Range:** 117,400.00 - 224,700.00...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... Director, TPRM, US Internal Control **Requisition ID:** 215898 **Salary Range:** 180,000.00 -...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Scotiabank (New York, NY)
- …institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the ... Senior Manager, Quality Assurance, US Internal Control **Requisition ID:** 214343 **Salary Range:** 117,400.00 -...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Teledyne (Houston, TX)
- …of change control practices. Ability to follow engineering change control processes. + Knowledge of Trade Compliance classifications (preferably EAR ... in Company Quality and Safety systems + Follow all Trade Compliance policies + Perform all other duties requested,...customers, managers, employees, and suppliers. Must be able to exchange accurate information. + Ability to lead and/or coordinate… more
- MUFG (Tampa, FL)
- …responsible for completing all the daily activities relating to: 1) OFAC, Japanese Foreign Exchange Law (JMOF), BSA/AML, and various other Compliance related ... authorization. + Monitor changes to any Compliance, Legal or Trade related programs such as OFAC, JMOF, BSA/AML, etc....understanding of payment formatting, including SWIFT, CHIPS, Fedwire, and foreign exchange principles. + 3 to 5… more
- SMBC (New York, NY)
- …established derivatives dealer with a broad product portfolio focused on interest rates and foreign exchange products such as rates & FX swaps, options & exotics ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...as well as exchange traded products. SMBC Nikko Securities America, Inc. (Nikko… more