- Bloomberg (New York, NY)
- …evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance team provide coverage of Bloomberg's regulated entities and ... Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with...you will work with the Chief Risk Office and Global Compliance teams, as well as key… more
- S&P Global (New York, NY)
- …division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices ... Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to...At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's… more
- CIBC (NY)
- …about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Global Swap Dealer Compliance Officer is responsible ... Global Swap Dealer Compliance program. The Global Swap Dealer Compliance Officer ...opportunities, to assess the overall regulatory impact on CIBC's Global Markets business; + Conducting Compliance… more
- The Clorox Company (Oakland, CA)
- …business unit escalations, hotline, third-party due diligence, and training data. + Lead global local compliance officer and liaison program, including ... role at Clorox:** Under attorney supervision, the position will support the Company's Global Corporate Compliance and Labor & Employment Programs as well as… more
- HSBC (Washington, DC)
- …by containing compliance risk in liaison with the Head of Group Compliance , Global Business Compliance Officer , Area Compliance Officer or ... Role requires client contacts + Attend and present at Market Manager Sales/ Compliance meetings + Have delegated...Local Compliance Officer , ensuring adequate compliance resources and training, fostering a compliance … more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets ** Global ...provides our clients an important bridge to this key global market for trade and investment flows… more
- Bank of America (Chicago, IL)
- Sr. Business Information Security Officer (BISO) - Global Banking and Global Markets Chicago, Illinois;Washington, District of Columbia; Denver, Colorado ... make an impact. Join us! **The Sr. Information Security Officer will be a member of the Business Information...in support of the bank's wider risk management and compliance programs** Monitors information security trends internal and external… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced ...related to eTrading business. + Represent the 2LOD on global committees. + Contribute to compliance risk… more
- NatWest Markets (Stamford, CT)
- …Compliance Assurance Officer reportingto the US General Counsel and the Global CCOwill lead the Compliance Assurance team responsible for assessing ... Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer...the industry. **Education and Experience:** + 10+ years of global compliance and audit related experience, and… more
- Citigroup (Jersey City, NJ)
- …covering middle and back office Operations activities within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) ... Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks and… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent ... as Enterprise wide AML risk assessment, self-assessment, and internal audit + Promote global consistency of AML ACRM practices and policies within business line and… more
- Neuberger Berman (New York, NY)
- …and other specialty alternatives. AMGO Collaborates with NB Alternatives to oversee compliance and guideline monitoring across these private market strategies. ... Assist in analyzing, developing, and implementing policies and procedures to ensure compliance with global regulations. + Lead and drive cross-functional… more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Officer will be part of Citi's Global Regulatory Engagement team and report directly to the Capital Markets ... management execution and oversight across all of Citi's regulators. The Capital Markets Regulatory Engagement Officer will support Citi's regulatory engagement… more
- GE Vernova (Findlay, PA)
- …and managing outside counsel, when brought in to assist + In conjunction with PCS Global Chief Compliance Officer and global /local technical regulation ... export control functions, supporting the implementation and maintenance of a strong compliance culture in NAM, including overseeing audits to assess compliance … more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings Technology and Data ... & initiatives. The role will also represent the S&P Global Ratings Compliance & Risk department in...At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's… more
- Citigroup (Jacksonville, FL)
- …to identify, monitor and mitigate current and emerging risks. Within GRR, the ** Global Credit Risk Officer Program function** drives best-in-class credit risk ... the Board, Senior Management, and our regulators. The **VP, Global Credit Risk Officer Program Senior Business...will have extensive interaction with colleagues across Banking, Capital Markets , and Advisory (BCMA), Citi Markets , Citi… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... provides our clients an important bridge to this key global market for trade and investment flows...to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer I, Investment Compliance State Teachers' Retirement System JC-463577 - Investment Officer I, Investment Compliance ... Investments Branch is seeking an experienced individual to work as an Investment Officer I on the Investment Compliance team. CalSTRS Investment Performance &… more
- S&P Global (NC)
- …**Integrity, Discovery, Partnership** At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's leading organizations have ... insights, equity unlocks opportunity, and inclusion drives growth and innovation - Powering Global Markets . Our commitment centers on our global workforce,… more
- ASM Global (Detroit, MI)
- …advisors, bankers, and trustees to support long-term financial strategy and compliance with municipal bond market requirements. QUALIFICATIONS: Education: + ... Mayor Albert E. Cobo (1950-1957). Reporting to the CEO, the Chief Financial Officer (CFO) is a senior executive for the Detroit Regional Convention Facility… more