- Citigroup (Tampa, FL)
- …risks are appropriately vetted and addressed. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence ... Serves as a senior compliance risk officer for Independent ...HR or as appropriate. + Monitoring adherence to Citi's Global Sanctions Policy and relevant procedures; staying… more
- Meta (Chicago, IL)
- **Summary:** This role will support a global sanctions compliance program for a leading social media and fintech company with a wide range suite of products ... and services spanning multiple business and product lines. **Required Skills:** Sanctions Compliance Officer Responsibilities: 1. Assess the effectiveness of… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going monitoring)… more
- Citigroup (Tampa, FL)
- …are appropriately vetted and addressed. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence ... with GIU, CSIS, Legal, HR, or as appropriate. + Monitoring adherence to Citi's Global Sanctions Policy and relevant procedures; staying current on key … more
- Citigroup (Washington, DC)
- …procedures. **Responsibilities:** + Designing, developing, delivering, and maintaining best-in-class Sanctions Compliance policies and practices, providing a ... Self-Disclosures and relevant regulatory correspondence. + Monitoring adherence to Citi's Global Sanctions Policy and relevant procedures; staying current on… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Within the Financial Crimes Compliance , ("FCC"), the Sanctions Compliance Team ("SCT") is ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...in the absence of the Team Lead and ensure compliance of all transaction examination activities in accordance with… more
- S&P Global (New York, NY)
- …+ Collaborate on specialized compliance work, such as Securities Disclosure and Global Financial Crimes Compliance including Sanctions . + Partner with ... As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices division is… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department ... as evidenced by our award-winning pro bono program. The Global Compliance team provides coverage of Bloomberg's...areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. + Champion a high-performance… more
- Wilcox Industries (Newington, NH)
- …ready to help you achieve your goals. We are currently seeking a full-time Export Compliance Officer to work Monday through Friday day shift (on-site). This role ... aerospace, defense, technology, or manufacturing, is often preferred. + Familiarity with compliance software, global trade management systems, SAP and enterprise… more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- Honeywell (Charlotte, NC)
- …a hybrid work schedule. In this role, you will help support the Export Compliance , Global Trade services (GTS) and Licensing Team with implementing, supporting, ... you will have a significant impact on the company's global operations and success. Your role will involve ensuring...and export regulations, including customs laws, export controls, and sanctions + Experience in managing trade compliance … more
- Citigroup (Irving, TX)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due diligence; +… more
- Citigroup (Irving, TX)
- …ICRM areas: 1) CBNA, Banking and International, 2) Financial Crimes (AML, Bribery, and Sanctions ), 3) Product / Function Compliance and Office of Fair Lending & ... across the STU. The ICRM Controls - Control Assessment Officer will be part of a team of approximately...in controls design and/or assessment. + Experience in a Compliance function at a Global Bank or… more
- Scotiabank (New York, NY)
- …and Identification of Operations with Resources of Illicit Origin. Collaborate with various teams ( Global AML, US AML, Global Sanctions & Screening, US ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. **Governance** + Compliance … more
- Gap Inc. (San Francisco, CA)
- …program's progress for the company's Board of Directors and Chief Legal and Compliance Officer . + Lead COBC investigations - develop investigation strategy, lead ... Role** We are looking for an experienced Senior Counsel, Global Integrity and Compliance to join our...Demonstrated ability to understand and apply OFAC and other sanctions regulations to complex transactions, products and services. In… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/ sanctions and conduct risk. Requirements: + Data Oversight & ... Senior Manager, Global AML US Cash Management - Systems and...strategies and objectives, in adherence to US AML and Sanctions regulations, and Scotiabank AML and Sanctions … more
- American Express (Sunrise, FL)
- …**How will you make an impact in this role?** As a Line of Business Compliance Officer (LOBCO), this role is responsible for providing second line of defense ... and monitor the business' remediation project efforts. + Support the global Compliance Risk Assessment process (eg, legal mandate/requirement applicability… more
- Ankura (FL)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions ,...a response. Ankura Consulting Group, LLC is an independent global expert services and advisory firm that delivers services… more