- Citigroup (Queens, NY)
- …throughout Citi, including the Businesses (eg, Markets), Risk, Treasury, Capital Controllers, SEC Reporting , Financial Planning & Analysis, as well as Enterprise ... the Controllers Organization that will report to the Global Head of Regulatory and Capital Reporting . The...**Skills:** + Strong familiarity with Regulatory capital rules and GAAP/ SEC financial reporting . + Strong leadership and… more
- Affinius Capital (San Antonio, TX)
- …Affinius Capital invests across the risk spectrum for a global client base, managing over $64 billion in gross assets under management within a diversified portfolio ... **Job Description** This role works closely with the Performance Reporting and Analytics Team to synthesize and interpret performance...Fund Teams upon request. + Work closely with the Head of Performance and the Data Strategy Team to… more
- CIBC (New York, NY)
- …Derivatives businesses; (2) taking reasonable steps to ensure compliance with all SEC , FINRA, and all other relevant SRO (eg Cboe) regulatory rule requirements ... Markets business, which includes liaising with external regulators (eg FINRA, SEC , Federal Reserve), internal infrastructure support and front office personnel, in… more
- Wayfair (Boston, MA)
- …financial data, driving process improvements, and ensuring compliance with regulatory standards. Close Accounting/ SEC Reporting Team: The SEC Reporting ... a growing and diversifying organization. We are dedicated to meeting new challenges head on at each milestone in Wayfair's development and can adapt to changes… more
- PPL Corporation (Allentown, PA)
- …related to regulatory proceedings and filings, as well as support and review SEC reporting disclosure areas. + Performing internal control activities related to ... in the nation. PPL's companies are also addressing challenges head -on by investing in new infrastructure and technology that...proceedings and filings, as well as support and review SEC reporting disclosure areas. + Performing internal… more
- Capital One (Mclean, VA)
- …3 (19075), United States of America, McLean, Virginia Sr. Manager, Climate Strategy Managing the growing impacts of climate change is a critical issue for Capital ... communications, and ensure consistency across a variety of disclosure, reporting , and publication initiatives. By doing so, you will...Report, and CDP disclosure + Partnering with Capital One's Head of Climate Strategy and Head of… more
- Neuberger Berman (New York, NY)
- …mutual fund, exchange-traded funds and closed-end fund structures. **Responsibilities:** + Managing all aspects of a registered fund compliance program, including: + ... and oversight of third-party service providers; and + Regular interaction with and reporting , both written and verbal, to the funds' Boards of Directors/Trustees + … more
- Citigroup (New York, NY)
- …adequate coverage of broker dealer requirements. + Coordinating on regulatory engagement with the SEC and reporting on relevant audit results and Risk & Control ... insights to the CGMI Board. + Coordinating with Head of Internal Audit and Markets Chief Auditor for...regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency,… more
- The Clorox Company (Oakland, CA)
- …support in connection with other corporate legal matters, which may include SEC reporting , investor relations matters, financing transactions, tax and treasury ... Join our team. #CloroxIsThePlace (https://www.linkedin.com/feed/hashtag/?keywords=cloroxistheplace&highlightedUpdateUrns=urn%3Ali%3Aactivity%3A7079847624048001024) **Your role at Clorox:** Reporting to the Vice President - Associate General Counsel… more
- SMBC (Jersey City, NJ)
- …and frameworks including (but not limited to): RCSA, KPI/KRI development and reporting , and Issues Management. + Significant experience managing complex and ... guidance impacting the TPRM program including OCC, FBR, FDIC, SEC , FFIEC, FINRA; in addition to other US regulators...Experts (SMEs), Third Party Business Representatives (TPBR's), and the head of Third Party Management Operations team. + Support… more
- UIC Government Services and the Bowhead Family of Companies (Bremerton, WA)
- …degree or its equivalent. Typically reports to a senior manager or head of unit/department. Manages subordinate staff in the day-to-day performance of their ... financial analysis, workforce analysis, milestone ceremonies, and workforce culture and reporting ; + Advise and draft development, direction and continuity of… more