- Bank of America (New York, NY)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... Financial Solutions Advisor Registration Candidate - Consumer Investments - Houston & Bowery Financial Center New York, New York...appropriate solutions. * **Earn your Security Industry Essentials (SIE), Series 7 and Series 66… more
- Bank of America (Kingwood, TX)
- …investing and giving they need to remain vibrant and vital. **Required Qualifications:** + **Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses** + ... Merrill Financial Solutions Advisor: Greater Houston Market Houston , Texas;Conroe, Texas; College Station, Texas; Kingwood, Texas; Houston , Texas; The… more
- Zions Bancorporation (El Segundo, CA)
- …achievement. MBA, CFA and/or Formal Credit Training with equivalent background a plus. + FINRA Series 79 (or grandfathered Series 7 ), Series 63 will ... Syndications Associate - CRE (Commercial Real Estate) focus to join our team in Houston , TX or El Segundo, CA. Essential Functions: + Responsible for assisting the… more
- Bank of America (Pearland, TX)
- …knowledge of client needs and potential product services recommended Required Qualifications: * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... Financial Solutions Advisor-Consumer Investments - Houston Area Katy, Texas;Sugar Land, Texas; Sugar Land,...that a passing score is received for the missing series within 60 days. * Has at least one… more
- JPMorgan Chase (Baytown, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... required or must be obtained within 60 days of starting in the role as a condition of employment + A valid and active Life, Health and Long Term Care Insurance license is required or must be obtained within 60 days of starting in the role as a condition of… more
- JPMorgan Chase (Houston, TX)
- …Advisor team + Ability to travel 50% of the time + A valid and active FINRA Series 7 , 66 (or equivalent) is required + A valid and active FINRA Series ... 9/10 (or equivalent) is required and must be obtained or retained within a 60 day condition of employment + Proven ability to recruit, source and attract internal and external Advisor talent by building and maintaining personal network of contacts + High… more
- Truist (Austin, TX)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... Exam as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed * 8 or more years of sales and client management experience in Wealth Management and a demonstrated ability to… more
- JPMorgan Chase (Katy, TX)
- …if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required) and Life ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week + Adheres to policies, procedures, and regulatory banking requirements… more
- Thrivent Financial (Houston, TX)
- …as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor ... onboarding program. Job Description As a Thrivent Financial advisor, you'll: + Build a financial practice guiding Christians on their journeys to financial clarity, empowering lives of service and faith. + Provide personal, actionable and achievable advice and… more
- PNC (TX)
- …Texas. The position is primarily based in a PNC location. Requirements for licensing - SIE, Series 7 & 63, or able to obtain within 120 days of employment. **Job ... within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. Derivatives -… more
- UT Health (Houston, TX)
- Advanced Care Provider Coordinator- CHI Cardiology **Location:** Texas Medical Center- Houston , Texas **Hot** **Category:** Advanced Care Providers McGovern Medical ... School at UTHealth Houston Requisition #: 240001L1 McGovern Medical School at The...laboratory, diagnostic and radiographic tests and interprets the results. 7 . Monitors the treatment program of the patient to… more
- Truist (Houston, TX)
- …and attributes of annuity products. 6. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. Candidates with only the ... This position is located at 1400 Post Oak Blvd, Houston , Texas Responsible for the general servicing and support... Series 7 will be considered and can obtain the … more
- Morgan Stanley (Houston, TX)
- …Financial Advisors *EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:* _*Education and/or Experience* _ * Active Series 7 (GS), and Series 66 (AG/RA) or ... Series 63 (AG) and Series 65 (RA) * Two or more years of industry experience preferred * High School Diploma/Equivalency * College degree preferred… more
- Morgan Stanley (Houston, TX)
- …* Ability to be discreet and maintain confidentiality on sensitive matters * Willingness to obtain Series 7 (GS) and Series 66 (AG/RA) or Series 63 ... opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Market Administrator* **Location:** *Texas- Houston * **Requisition ID:**… more
- Bank of America (Houston, TX)
- …and written skills as well as interpersonal and organizational skills. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... Sr. Relationship Manager - Commercial Real Estate - Houston Houston , Texas **Job Description:** At Bank of America, we are guided by a common purpose to help… more
- Raymond James Financial, Inc. (Houston, TX)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as ... by state. **Job:** Administrative & Support Services **Primary Location:** US-TX- Houston - Houston **Organization** Western **Schedule** Full-time **Job Shift**… more
- Raymond James Financial, Inc. (Houston, TX)
- …on obtaining designations and licenses to include the Securities Industry Essentials (SIE), Series 7 , Series 66, and Wealth Management Specialist℠ (WMS℠) ... None required **Job:** Financial Advisor Trainee Program **Primary Location:** US-TX- Houston - Houston **Organization** Western **Schedule** Full-time **Job Shift**… more
- Raymond James Financial, Inc. (Houston, TX)
- …**Licenses/Certifications:** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and Series 66 or the ability to obtain ... the program. **Job:** Financial Advisor Trainee Program **Primary Location:** US-TX- Houston - Houston **Organization** Western **Schedule** Full-time **Job Shift**… more
- Morgan Stanley (Houston, TX)
- …* College degree preferred * Industry experience is a plus * Willingness to obtainSeries 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and ... employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Client Service Associate* **Location:** *Texas- Houston * **Requisition ID:**… more
- Bank of America (Houston, TX)
- Private Client Advisor Houston , Texas **Job Description:** At Bank of America,...on the team and within the business community + Series 7 , 63 and 65 (or ... Series 7 and 66) required (may gain licenses after start - unlicensed candidates may be considered if willing to obtain licenses within 90 days of start date) **Desired skills:** + MBA or Post-Graduate Degree preferred + CFP, CPA, CFA, CTFA, CFM or JD a… more