- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking an Independent Testing Manager in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... risk programs, risks, and controls according to standards and other applicable policies. The Testing Manager will execute horizontal compliance testing … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... areas and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Independent Testing & Validation team is responsible for… more
- TD Bank (Mount Laurel, NJ)
- …the effectiveness of operational procedures and key controls over regulatory compliance . This ** Compliance Testing Manager ** role will play a key part in ... outlined in the general summary below. **Job Summary:** The Compliance Testing Manager leads and...leads and develops team(s) responsible for planning and overseeing independent Compliance testing . This role… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team ... Include:** + Overseeing the development, implementation, and execution of the compliance independent assessment activities globally with strong collaboration… more
- Bank of America (Charlotte, NC)
- …test script design and test execution for Compliance and Operational Risk. The Testing Manager IC, in collaboration with Testing Shared Services and Risk ... Enterprise Policy & Standard in a timely manner. The Testing Manager IC consults with compliance...accountable for test execution for the Independent Testing Function. The Testing Manager … more
- M&T Bank (Clanton, AL)
- …The position works under the direction of the Compliance Testing Manager and is required to exercise independent judgment and discretion utilizing a risk ... officers to confirm validity of issues; make recommendations to Senior Compliance Testing Manager regarding the appropriate tier rating of identified… more
- TestPros (VA)
- …Audit, Intelligence Analysis, Cyber Security, NIST SP 800-171 Assessment and Compliance , Computer Forensics, Software Assurance, Software Testing , Test ... Automation, Section 508 and WCAG Accessibility Assessment, Localization Testing , Independent Verification and Validation (IV&V), Quality Assurance (QA), … more
- Universal Engineering Sciences (Lexington, KY)
- …UES is a nationwide leader in Geotechnical Engineering, Construction Materials Testing and Inspection, Building Code Compliance , Environmental, Occupational ... Health & Safety, and Building Envelope. The **Construction Materials Testing (CMT) Project Manager ** applies mature knowledge, experience, and judgment in… more
- Bank of America (New York, NY)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Risk (C&OR) Manager is responsible for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control… more
- TD Bank (Fort Lauderdale, FL)
- …(WLA) who support the lending activities of Wealth Banking. In this position, the Compliance Manager will provide guidance, leadership and training to a team ... **Line of Business:** Compliance **Job Description:** **Department Overview:** US Wealth Compliance acts as an independent regulatory compliance and… more
- US Bank (Minneapolis, MN)
- …Independent Risk Review and Assessment (IRRA), a second line of defense independent testing function. The Analyst will conduct test preparation, test ... testing results to the BLQA Lead Analyst and/or Manager and for responding to and/or escalating significant risks...that impact Bank operations. - Basic or intermediate Risk, Compliance , and Audit competencies. - Basic understanding of the… more
- TD Bank (Jacksonville, FL)
- …matter expertise on Financial Crime Risk and complex issue management skills. The Senior Compliance Testing Analyst executes independent testing of ... in writing findings as applicable to address areas of improvement identified during independent testing and assists management in presenting these findings to… more
- Bank of America (New York, NY)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Compliance and Operational Risk Manager Charlotte,...team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more
- Bank of America (New York, NY)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Compliance and Operational Risk Manager - Electronic...team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more
- Citigroup (Florence, KY)
- The Global Functions Control Testing Utility is responsible for the testing of controls that are designed and executed by the Citi's Global Functions teams such ... COO & ESPA as well as the CBNA Legal Vehicle. The InfoSec Controls Testing Team Leader for Tech Infrastructure reports to the Technology Controls Testing … more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- Citigroup (Florence, KY)
- The Global Functions Control Testing Utility is responsible for the testing of controls that are designed and executed by the Citi's Global Functions teams such ... as well as the CBNA Legal Vehicle. The Controls Testing Automation Initiatives Team Leader reports to the Global...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Jacksonville, FL)
- **Cyber Security Controls Testing Leader - C13** The Global Functions Control Testing Utility is responsible for the testing of controls that are designed ... as the CBNA Legal Vehicle. This position reports to the Cyber Security Controls Testing Head, within the Global Functions Technology Control Testing Utility; and… more
- Bank of America (Chicago, IL)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Compliance and Operational Risk Manager - Enterprise...of coverage **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more