- Bank of America (Plano, TX)
- Senior Audit Manager - BSA/ AML including...**Skills:** + Audit Planning + Coaching + Internal Audit Review + Issue Management + Risk ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Bank of America (East Hartford, CT)
- Audit Manager , BSA/ AML Sanctions Charlotte,...AML and Sanctions) **Skills:** + Analytical Thinking + Audit Planning + Internal Audit Review ... years of general auditing experience with a finance or control function, internal audit function or public accounting firm, preferably within the Banking or… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor...identifies key systemic issues (arising from audits globally) and internal changes that will impact the annual audit… more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Compliance Advisor Manager , Anti-Money Laundering ( AML ) **The Advisory Manager performs a ... AML requirements and monitor compliance with regulatory standards. The Advisory Manager will implement initiatives that continuously improve AML soundness… more
- Amazon (Seattle, WA)
- …and customer experience initiatives while maintaining an optimal SX as we grow. The AML and Account Compliance Program Manager will be responsible for overseeing ... the expansion and enhancement of the organization's anti-money laundering ( AML ) program and compliance program as the business grows and evolves. The role also… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in achieving specified results. You will have extensive contact with internal customers to identify, research, analyze, and resolve complex issues. **Essential ... Duties and Responsibilities:** + Lead AML governance processes, including enterprise training programs, risk assessments, and governance deliverables, while ensuring… more
- PNC (East Brunswick, NJ)
- … stakeholders including written responses for related business processes and fulfilling Internal Audit requests. Serve as a trusted advisor supporting various ... as needed, and recommends corrective action plans. Reviews and analyzes assessments of AML and Sanctions risk and internal controls, as appropriate. Analyzes… more
- TD Bank (Lewiston, ME)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... to assigned portfolio, business, or function to ensure that strong AML /ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent associated… more
- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight… more
- M&T Bank (Buffalo, NY)
- …projects as assigned by the department manager or Leadership Development Manager -MDP. Department Description: The BSA/ AML Sanctions Model & Strategy team ... provides quantitative support for BSA/ AML models used by Compliance Risk that help to... internal control standards, including timely implementation of internal and external audit points together with… more
- Motion Recruitment Partners (Charlotte, NC)
- …of experience** + **Wants someone passionate, be strategic in thinker.** + **Financial Crimes / AML Manager would be the type of person. Would likely have strong ... AML / Financial Crimes Leader Charlotte, North Carolina...+ Lead and facilitate issues management efforts related to internal and external audit . **You will receive… more
- TD Bank (New York, NY)
- …Actimize, SMART). The team must ensure all of the Regulatory, Compliance, and Internal Audit obligations as identified by TD Securities Technology Risk ... Capital Markets (Familiarity with Asset Classes and Products) + Compliance ( AML , Trade Surveillance and Supervision) **Technical knowledge and hands-on experience:**… more
- Citigroup (Tampa, FL)
- …and control disciplines would be a plus - credit, and market. + Experience in Internal Audit or Financial Control would be desirable. + Expertise in the ... The Operational Risk Grp Manager is accountable for management of complex/critical/large professional...to create lasting solutions for minimizing losses from failed internal processes, inadequate controls, and emerging risks. + independently… more
- ManpowerGroup (New York, NY)
- … risk assessment and pre- audit planning + Partnering with the IT Audit Manager and/or external auditors to plan and execute integrated/dual purpose audits, ... At Jefferson Wells, we are searching for an internal auditor for one of our clients. This...of company assets + Designing specific programs for the audit of selected operating, compliance and financial units and… more
- Citigroup (Irving, TX)
- The Audit Manager is an intermediate level...objective is to recruit, develop, and manage an effective Internal Audit team, that ensures the firm ... and evaluate audit plans. USPB Overview: The Internal Audit US Personal Banking team is...and Issue Validation Background preferred ; Fraud, financial crimes, AML /KYC knowledge is a plus + Related certifications (CPA,… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Financial Crimes Compliance- Audit Manager (Hybrid) Capital One's Audit function is a dedicated ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...of experience with data analytics tools in support of internal audit **At this time, Capital One… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Manager - IT Infrastructure (Vice President) with 7-10 years' experience ... to work within the Internal Audit Department, Americas Division. The individual...and lending, banking, trading and settlement, and anti-money laundering ( AML ) and sanctions screening Examine and evaluate internal… more
- Capital One (Plano, TX)
- … Audit Manager interested in becoming part of our Dynamic Audit Resourcing Team (DART), an internal staff augmentation team that consists of ... Plano 3 (31063), United States of America, Plano, Texas Audit Manager , FCC/ Compliance Audit ...of experience with data analytics tools in support of internal audit ** **At this time, Capital One… more
- Robert Half Management Resources (New York, NY)
- …We are offering a short term contract employment opportunity for an OFAC / Sanctions Audit Manager in the Financial Services industry, based in New York, New ... York. As an Audit Manager , you will be instrumental in...and sanctions * Ensure adherence to compliance functions, including AML and BSA * Utilize Audit Program… more
- FirstBank PR (GU)
- Mortgage Audit & Risk Assessment Manager - Mortgage Quality & Product Risk Department Our Company At FirstBank PR, we strive to be a trusted advisor to our ... place for you. A Brief Overview The Mortgage Unit Audit & Risk Assessment Manager is responsible...of all business audits. Serves as liaison with regulators, internal and external auditors. Investigates and answers audit… more