- MyFlorida (Orlando, FL)
- ASSISTANT STW PROSECUTOR-SENIOR ATTORNEY - 41000134 Date: Sep 4, 2024 The State Personnel System is an E-Verify employer. For more information click on our E-Verify ... (http://www.dms.myflorida.com/workforce\_operations/human\_resource\_management/for\_job\_applicants/e\_verify) . Requisition No: 836631 Agency: Office of the Attorney General Working Title: ASSISTANT STW PROSECUTOR-SENIOR ATTORNEY… more
- Robert Half Legal (Englewood, NJ)
- …for providing legal counsel and compliance consulting to the firm's registered investment adviser (RIA) clients with their regulatory disclosures, client ... flexible work location. Responsibilities * Consult with clients on their investment adviser regulatory issues. * Assist clients in managing their regulatory… more
- MyFlorida (Orlando, FL)
- ASSISTANT STW PROSECUTOR- ATTORNEY -DLA - 41001993 Date: Sep 4, 2024 The State Personnel System is an E-Verify employer. For more information click on our E-Verify ... (http://www.dms.myflorida.com/workforce\_operations/human\_resource\_management/for\_job\_applicants/e\_verify) . Requisition No: 836636 Agency: Office of the Attorney General Working Title: ASSISTANT STW PROSECUTOR- ATTORNEY -DLA… more
- Jackson National Life Insurance Company (Lansing, MI)
- …Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson ... and apply through Jobs Hub._** **Job Purpose** The Sr. Attorney , Regulatory Affairs provides advice to internal departments on...(Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, and/or Investment … more
- Wellington (Boston, MA)
- …at a national law firm or in-house + Experience with private fund formation, investment adviser regulation and federal securities laws + Strong counseling skills ... clients. **About the Role** We are seeking an experienced attorney to join our Private Investments Legal Team to...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- JPMorgan Chase (New York, NY)
- …knowledge of investment management products and services marketed through an investment adviser or bank, and related documentation, procedures and control ... Compliance professionals with product, operational and regulatory knowledge with investment management programs will be expected to strategically partner with… more
- Edward Jones (Tempe, AZ)
- …oversight reviews of compliance policies and procedures pursuant to Rule 38a-1 of the Investment Company Act and Rule 206(4)-7 of the Investment Advisers Act and ... Provide ongoing compliance support to the funds and the adviser . + Facilitate regulatory examinations of the firm's Fund...Minimum of 3-5 years of progressive responsibility as an attorney in private practice, in the public sector, or… more
- MUFG (New York, NY)
- …regulations and of key aspects of the Investment Company Act and the Investment Adviser 's Act is valued. + Working expertise in advising on, or assisting ... do. MUFG is seeking a highly skilled and motivated attorney to join our dynamic legal team. The ideal...and the ability to navigate complex legal environments. This attorney will be a member of MUFG's Regulatory Legal… more