- Wellington (Boston, MA)
- …relative to competitors and acting as a subject matter expert and portfolio representative for colleagues, clients and consultants. INVESTMENT INTEGRITY AND RISK ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- Wellington (Boston, MA)
- …relative to competitors and acting as a subject matter expert and portfolio representative for colleagues, clients and consultants. INVESTMENT INTEGRITY AND RISK ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- Wellington (Boston, MA)
- …to competitors and acting as a subject matter expert and portfolio representative for colleagues, clients and consultants. ** INVESTMENT INTEGRITY AND RISK ... **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments...investment management firms. We serve as a trusted adviser to clients in over 60 countries, visit our… more
- Atria Wealth Solutions (Kaysville, UT)
- …www.cusonet.com. EOE Relevant Word Search: Registered Representative , Advisor, Adviser , Certified Financial Planner, CFP, Financial Consultant, Investment ... CUSO Financial Services, LP. (CFS) is seeking an Investment Sales Assistant to support one of our...Credit Union in the Kaysville, UT area. As an Investment Sales Assistant, you become part of the credit… more
- Citigroup (Tampa, FL)
- …Restricted and Control Stock Program + Subject matter includes US securities laws (especially the Investment Adviser 's Act of 1940 and OCC Title 9), as well as ... the Securities Act of 1933, Investment Company Act of 1940, SEC Rule 144, broker-dealer...of such laws, rules and regulations, serving as Legal representative on Citi committees (such as Fiduciary Review Committees),… more
- Foresters Financial Services (Dublin, OH)
- …institutions-based advisors the benefits of a large, established broker-dealer and registered investment adviser , while serving advisors and institutions in a ... wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative… more
- T. Rowe Price (Owings Mills, MD)
- …ability to sit for and pass this exam) + Specific experience in the investment adviser , broker-dealer, trust company and/or transfer agent industry + Experience ... are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can...Excel, PowerPoint and Access + Series 7 -General Securities Representative (or ability to sit for and pass this… more
- MyFlorida (Tampa, FL)
- …experience working in risk management, compliance, operations, or the front office of an investment adviser or broker-dealer. + Individuals who hold or have held ... regulatory or compliance work experience relating to securities dealers, investment advisers, financial institutions, financial services companies, insurance companies… more
- Atria Wealth Solutions (Leavenworth, KS)
- …visit www.cusonet.com. Relevant Word Search: Registered Representative , Advisor, Adviser , Certified Financial Planner, CFP, Financial Consultant, Investment ... is a broker-dealer and RIA with a stable, 24-year track record of serving the investment needs of credit unions and their members. We deliver a clear path to the… more
- Jackson National Life Insurance Company (Nashville, TN)
- …Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson ... potential clients within the institutional market segment. + Acts as a representative in the industry and builds strong, collaborative partnerships across the… more
- AECOM (Sacramento, CA)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... will be expected to:_** + Serve as a Discipline Representative on projects + Have substantial knowledge of the...technology, clerical, and equipment suppliers + Act as an adviser and review correspondence prepared by junior project team… more
- Fairfield University (Fairfield, CT)
- …year-long Club Development curriculum to aid in the leadership development and investment in club leaders. + Oversee the implementation and management of ... their advisement of student clubs. **Serve as the primary adviser to the Programming Board and Treasury Board:** +...to the department. + Serve as a responsible committee representative as requested. + Attend departmental meetings and inform… more