- T. Rowe Price (Owings Mills, MD)
- …North America Institutional team, providing legal advice and guidance on various institutional investment advisory matters in support of a variety of business ... numerous internal teams. Reviews presented business issues related to investment advisory activities, conducts legal research and...and collaborates with leaders who also serve in an advisory or oversight capacity, such as compliance ,… more
- TD Bank (New York, NY)
- …closely with internal stakeholders, including investment bankers, product groups and compliance as well as external counsel . + Stay current of legal ... attorney, with substantial and broad expertise in Capital Markets and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC.… more
- T. Rowe Price (Owings Mills, MD)
- …the Securities Exchange Commission. You will also oversee senior attorneys that draft advisory and sub- advisory investment management agreements, review and ... are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can...career with us. ABOUT THE POSITION As Managing Legal Counsel for US Collective Funds, you will lead a… more
- Edward Jones (St. Louis, MO)
- …areas in Compliance and across the organization (eg Trading, Operations, Investment Advisory Platform Management, Legal and Risk) + Highly organized, ... we should talk. **Job Overview** **Position Schedule:** Full-Time Edward Jones is seeking Compliance Counsel for our Capital Markets and Operations Compliance… more
- BlackRock (New York, NY)
- …world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, ... Compliance team works with business teams to develop investment management products and business solutions that comply with...full range of deal documentation. + Manage external deal counsel , in conjunction with the investment team,… more
- TIAA (New York, NY)
- …implementation of fixed and variable annuities, stable value products, funding agreements, investment advisory programs, and other products and services for ... and other retirement products and services, such as custom portfolios, collective investment trusts, investment advisory services, and recordkeeping… more
- Neuberger Berman (New York, NY)
- **Summary:** The Associate General Counsel - Private Wealth will play an integral role within Neuberger Berman's Legal & Compliance Department, specifically with ... The ideal candidate will have experience in private wealth legal and compliance issues, possess excellent organizational skills and strong written and oral… more
- AECOM (Glen Allen, VA)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... purchase and sales agreements, insurance, and other matters + Act in an advisory capacity making recommendations that may have an important bearing on the conduct… more
- US Bank (Charlotte, NC)
- …legal advisor to Environmental Finance business team - Document or manage outside counsel on project finance, tax equity investment , and syndicated finance ... Impact Finance and the successful candidate will report directly to the Chief Counsel of Impact Finance and engage in meaningful collaboration with the broader Law… more
- JPMorgan Chase (Jersey City, NJ)
- …collaborations. As a Technology Transaction Attorney - Assistant Vice President, Senior Counsel without our Technology Legal team. This junior attorney will focus on ... including with respect to IP, controls, privacy, and technology. + Provide advisory and transactional support to the firm's applied research teams and innovation… more
- TD Bank (New York, NY)
- …expertise as needed. + Collaborate with other control functions such as Compliance and Operational Risk to provide coordinated advice to the business. ... City, with a hybrid in office/remote work model. Legal Counsel providing advice and support to the wholesale business...years combined experience in a law firm and/or an investment bank legal department + The candidate should be… more
- Charles Schwab (Orlando, FL)
- …Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized ... **Your opportunity** Investor Advice Solutions consists of Schwab Wealth Advisory , Centralized Service & Operations and Wealth Strategies Consulting Group.… more
- BlackRock (Atlanta, GA)
- …providing legal advice and consultation on a variety of legal, regulatory and compliance issues relating to the structuring, launch and distribution of US registered ... manage business relationships and communicate regularly with management regarding legal, compliance and business issues/risks with a focus on product development and… more
- Morgan Stanley (New York, NY)
- …of new products o Advising on marketing materials > Reviewing and negotiating investment advisory and other service agreements > Advising the business on ... Investment Management Attorney - Vice President Primary Responsibilities...and institutional business including: o Providing day-to-day advice and counsel to portfolio management, product development/management and sales teams… more
- Scotiabank (Houston, TX)
- Associate, Investment Banking, Energy - Houston, TX **Requisition ID:** 206380 **Salary Range:** 175,000.00 - 225,000.00 _Please note that the Salary Range shown is ... to results, in an inclusive and high-performing culture. **Title: Associate, Investment Banking, Energy - Houston, TX** **Global Banking and Markets** Global… more
- Bank of America (New York, NY)
- Talent Acquisition Consultant II - Global Corporate & Investment Banking and Global Markets New York, New York **Job Description:** At Bank of America, we are guided ... hiring objectives for assigned business units. The **Global Corporate & Investment Banking and Global Markets** **Executive Recruiter** will be highly regarded… more
- Scotiabank (New York, NY)
- …work environment. **What You'll Bring** + A minimum of 5-7 years of compliance experience, including experience providing advisory support to a broker-dealer ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- BlackRock (New York, NY)
- …world's preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, ... of intent, term sheets and other similar transactional documentation. + Manage outside counsel review of all investment documentation and oversee outside … more
- BlackRock (New York, NY)
- **About this role** **BlackRock Overview:** BlackRock is a global leader in investment management, risk management and advisory services for institutional and ... vehicles across public and private markets. BlackRock also offers risk management, advisory and enterprise investment system services to a broad base of… more
- NJEDA (Trenton, NJ)
- …with innovative economic development at NJEDA. Job + Team Man agement + Capital Investment Management + As the driving force behind NJEDA's capital investment ... policy, advocacy and program management efforts related to all capital investment programs including venture capital and angel investing. $111,792 - $139,740… more