- Fidelity TalentSource LLC (Boston, MA)
- … Act of 1933 and Securities Exchange Act of 1934 required.Familiarity with the Investment Company Act of 1940 and Investment Advisers Act ... FMR LLC Legal Department is seeking to hire an attorney to join the Asset Management, Portfolio Investments Legal...closely with a dynamic, highly-skilled, and collaborative group of investment professionals, and with senior members of the equity… more
- Morgan Stanley (New York, NY)
- Investment Management Coverage Attorney - Vice President Primary... Investment Advisers Act of 1940, the Investment Company Act of 1940, the ... Bank Holding Company Act of 1956, the Securities Act of...packages, and other Morgan Stanley sponsored benefit programs. **Job:** ** Attorney * **Title:** * Investment Management Coverage Attorney… more
- Bank of America (New York, NY)
- Attorney - Investment Banking New York,...every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, ... markets (in-house or law firm) + Strong securities (1933 Act and 1934 Act ) background required **Minimum...all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other bases such as… more
- Jackson National Life Insurance Company (Lansing, MI)
- …securities laws (Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, and/or Investment Advisers Act ... login to Workday and apply through Jobs Hub._** **Job Purpose** The Sr. Attorney , Regulatory Affairs provides advice to internal departments on general and complex… more
- FirstEnergy (Akron, OH)
- …the context of the PJM and other RTO market structures and rules. The attorney also may support FirstEnergy's transmission investment business plan, as well as ... **_FirstEnergy_** FirstEnergy Service Company is a subsidiary of FirstEnergy Corp. FirstEnergy...federal agencies. **_About the Opportunity:_** The experienced federal regulatory attorney will work on PJM and Regional Transmission Organization… more
- US Bank (Charlotte, NC)
- …experience with bank regulatory law including the Dodd-Frank Act , Federal Deposit Insurance Act , Bank Holding Company Act , and the National Bank Act ... bring to the group. Meaningful collaboration, participation in the community , and investment in the development of...The US Bank Law Division is seeking an experienced attorney to join the Legal Regulatory Group (LRG) to… more
- JPMorgan Chase (Plano, TX)
- …exercise sound judgment **Preferred qualifications, capabilities, and skills** + Experience as an attorney with a mortgage company or bank + Knowledge of ... Become an attorney in the Home Lending Originations Legal Department...Lending business. The successful candidate will be able to act autonomously as a subject matter expert in federal… more
- Robert Half Legal (Alameda, CA)
- Description We are seeking an attorney with federal litigation experience to join a congenial remote firm. The successful candidate will be responsible for a variety ... forms. * Handle matters related to the Affordable Care Act , Pension Protection Act , and American Rescue...guidance, implementing necessary changes to ensure compliance. * Manage investment contracts and QDROs, providing legal advice as needed.… more
- JPMorgan Chase (Chicago, IL)
- …legal services to operationally intensive businesses + Familiarity with US securities laws, ERISA, Investment Company Act of 1940, Investment Advisers ... Services team, you will provide legal support to the firm's Commercial & Investment Bank. You should have experience handling complex legal matters for institutional… more
- Robert Half Legal (Chicago, IL)
- …early stage and growth stage companies, founders, and venture capital firms, and the ability to act as lead attorney on a range of EC/VC transactions. + Having a ... with regulatory matters facing funds and issuers, including the Investment Advisers Act of 1940, The Securities...interact and build relationship with the Firm's clients. This attorney will serve as business advisor to clients, guiding… more
- JPMorgan Chase (Tampa, FL)
- We're looking for an experienced attorney who will work independently and with outside counsel to represent the Firm in legal matters, as well as provide advice on a ... broad range of other matters. As a Subpoena Escalation Attorney -Vice President, Assistant General Counsel within our Subpoena...JPMC. In this role you will be expected to act as a liaison between JPMC and the party… more
- JPMorgan Chase (Brooklyn, NY)
- …providing first-class legal support to our digital product teams. As a Digital Product Attorney on our Digital Products & Experience Legal Team, you will help our ... team that provides legal advice to the Consumer and Community Banking (CCB) business teams aligned with customer identity...mobile app), and data aggregation. As a Digital Product Attorney , you will focus on providing legal coverage for… more
- Robert Half Legal (Englewood, NJ)
- …Proficiency in legal regulatory matters is essential * Demonstrated knowledge of the Investment Advisers Act is required * Excellent verbal and written ... providing legal counsel and compliance consulting to the firm's registered investment adviser (RIA) clients with their regulatory disclosures, client agreements,… more
- Abbott (Chicago, IL)
- …a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Free medical coverage for ... employees* via the Health Investment Plan (HIP) PPO + An excellent retirement savings...convenient path to getting a bachelor's degree. + A company recognized as a great place to work in… more
- MUFG (New York, NY)
- …Standards. + Basic knowledge of key securities regulations and of key aspects of the Investment Company Act and the Investment Adviser's Act ... to make a difference for every client, organization, and community we serve. We stand for our values, building...knowledge of specific statutes and regulations: + International Banking Act + Bank Holding Company Act… more
- BlackRock (Princeton, NJ)
- …and familiarity with other US federal securities laws, such as CFTC regulations, the Investment Company Act of 1940, and related regulatory areas such ... **About this role** Seeking an attorney who will support BlackRock's US retail separately managed account (SMA), sub-advisory, and options overlay businesses,… more
- Abbott (Plymouth, MN)
- …a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Free medical coverage for ... employees* via the Health Investment Plan (HIP) PPO + An excellent retirement savings...convenient path to getting a bachelor's degree. + A company recognized as a great place to work in… more
- Abbott (Austin, TX)
- …a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Free medical coverage for ... employees* via the Health Investment Plan (HIP) PPO + An excellent retirement savings...convenient path to getting a bachelor's degree. + A company recognized as a great place to work in… more
- Citizens (Johnston, RI)
- … of 1934, the Investment Advisers Act of 1940, relevant portions of the Investment Company Act of 1940 and related rules. + Experience working with a ... looking for a strong leader and growth-minded and problem-solving attorney to serve as Head of Wealth Legal, Associate...clients, with experience on alternative investments and non '40 Act distribution issues. + Ability to handle and prioritize… more
- Wells Fargo (Minneapolis, MN)
- …Wells Fargo is seeking an Associate Counsel to join the Wealth & Investment Management (WIM) section of the Wells Fargo Legal Department. The Associate Counsel ... * Provide routine legal guidance on well-defined issues or claims against the Company , working under the direction of more senior counsel. * Conduct research on… more
