- T. Rowe Price (Owings Mills, MD)
- …1940 and related regulatory regimes (eg, CFTC, Exchange Act , Investment Company Act ) Preferred: + Attorney with in-house asset management experience ... with Managing Legal Counsels regarding issues relating to the Investment Advisers Act as well as other...eligible for a discretionary bonus, which is determined upon company and individual performance. Commitment to Diversity, Equity, and… more
- Morgan Stanley (New York, NY)
- * Investment Management Attorney - Vice President* *Primary...Investment Advisers Act of 1940, the Investment Company Act of 1940, the ... Bank Holding Company Act of 1956, the Securities Act of...packages, and other Morgan Stanley sponsored benefit programs. **Job:** ** Attorney * **Title:** * Investment Management Attorney … more
- Morgan Stanley (Purchase, NY)
- *Wealth Management Capital Markets Attorney VP/ED* * Company Profile:* Morgan Stanley is a leading global financial services firm providing a wide range of ... investment banking, securities, investment management and wealth...legal coverage for its Capital Markets businesses. Specifically, the attorney will focus on the Firm's expansive Structured Investments… more
- BlackRock (New York, NY)
- …and manage a variety of regulatory issues affecting the BlackRock product platform, including Investment Company Act of 1940, Securities and Exchange Act ... distressed investments, manage transaction execution, review and negotiate full range of investment and restructuring documentation. + Act as transactions legal… more
- Securities and Exchange Commission (Washington, DC)
- …service. Typical duties include: Coordinating review of, and providing expertise regarding, Investment Company Act issues applicable to disclosure documents ... Accounting Office #2 is seeking to fill one temporary Attorney -Adviser - Sr. Special Counsel position in Washington, DC....digital assets, fintech, and blockchain-related matters arising under the Investment Company Act and its… more
- Securities and Exchange Commission (Boston, MA)
- …examinations in areas related to the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Exchange Act of 1934, ... Summary The Division of Examinations is hiring a Supervisory Attorney -Adviser in the Boston Regional Office. Responsibilities At the Securities and Exchange… more
- FirstEnergy (Akron, OH)
- …the context of the PJM and other RTO market structures and rules. The attorney also may support FirstEnergy's transmission investment business plan, as well as ... **_FirstEnergy_** FirstEnergy Service Company is a subsidiary of FirstEnergy Corp. FirstEnergy...federal agencies. **_About the Opportunity:_** The experienced federal regulatory attorney will work on PJM and Regional Transmission Organization… more
- US Bank (New York, NY)
- …what you excel at-all from Day One. **Job Description** US Bank is seeking an attorney to join the Law Division's Wealth Management & Investment Services legal ... businesses, governments, financial-services institutions, endowments and foundations, benefits plans, investment funds, and other customers. In connection with those… more
- Scotiabank (New York, NY)
- …and uplifts firm policies relating to bank regulatory laws, including Bank Holding Company Act and confidential supervisory information. + Monitors legal and ... Director, Legal Counsel, Bank Regulatory Attorney **Requisition ID:** 209636 **Salary Range:** 240,000.00 -...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- JPMorgan Chase (Plano, TX)
- …exercise sound judgment **Preferred qualifications, capabilities, and skills** + Experience as an attorney with a mortgage company or bank + Knowledge of ... Become an attorney in the Home Lending Originations Legal Department...the Home Lending business. You will be able to act autonomously as a subject matter expert in federal… more
- Robert Half Legal (Los Angeles, CA)
- …partner and others have been promoted to more senior associate roles. The ideal attorney will have: + 3+ years of trust and probate litigation experience + ... to permanently work hybrid or 100% remotely from anywhere in SoCal (this attorney must be able to attend future in-person court hearings or depositions) +… more
- JPMorgan Chase (San Francisco, CA)
- …motivated, and collaborative lawyers. As a Private Bank Front Office Legal Attorney - Vice President, Assistant General Counsel within our Private Bank Legal ... in and fostering a diverse, inclusive, supportive and respectful work environment. + Attorney must be licensed to practice law and a member in good standing… more
- Robert Half Legal (Alameda, CA)
- Description We are seeking an attorney with federal litigation experience to join a congenial remote firm. The successful candidate will be responsible for a variety ... forms. * Handle matters related to the Affordable Care Act , Pension Protection Act , and American Rescue...guidance, implementing necessary changes to ensure compliance. * Manage investment contracts and QDROs, providing legal advice as needed.… more
- JPMorgan Chase (Tampa, FL)
- We're looking for an experienced attorney who will work independently and with outside counsel to represent the Firm in legal matters, as well as provide advice on a ... broad range of other matters. As a Subpoena Escalation Attorney -Vice President, Assistant General Counsel within our Subpoena...Chase. In this role you will be expected to act as a liaison between JPMorgan Chase and the… more
- JPMorgan Chase (Plano, TX)
- …the bank internationally. The Emerging Technology Legal Team is seeking an experienced attorney to support firmwide AI transformation efforts in the Chief Data and ... an ambitious technology agenda. In this role, you will act as a subject matter expert on the legal...+ Minimum 4 years of experience as a technology attorney in a law firm or in-house role. +… more
- Robert Half Legal (Englewood, NJ)
- …Proficiency in legal regulatory matters is essential * Demonstrated knowledge of the Investment Advisers Act is required * Excellent verbal and written ... providing legal counsel and compliance consulting to the firm's registered investment adviser (RIA) clients with their regulatory disclosures, client agreements,… more
- Federal Reserve Bank (Cleveland, OH)
- ** Company ** Federal Reserve Bank of Cleveland The Federal Reserve Bank of Cleveland is part of the nation's central bank and we've provided many opportunities for ... outstanding employment practices, including compensation, benefits, training, recruitment, retention, community services, and employee communications. Our People Make the… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …in Connecticut; + legal research techniques; + the Uniform Administrative Procedures Act ; + relevant investment procedures, regulations and terminology; + and ... + The chance to work for a Forbes top company : State of Connecticut Ranked One of the Best...techniques. + Familiarity with T he Uniform Administrative Procedures Act + Experience with r elevant investment … more
- Neuberger Berman (New York, NY)
- …firm + JD Required + Working knowledge of Investment Advisers Act of 1940, Investment Company Act of 1940 and the 1933 and 1934 Acts and ERISA rules ... a leading asset manager that is seeking a Private Equity/ Investment Management Attorney to provide advice, support...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
- Robert Half Legal (Phoenix, AZ)
- …within the Commercial Real Estate industry and will require expertise in public company securities law AND investment management. The successful candidate must ... * Provide legal counsel on matters related to public company securities law, including the 1934 Act ...10 years experience as in-house counsel in a public company setting or as an attorney in… more