- Emory Healthcare/Emory University (Atlanta, GA)
- …contribute to the diversity and excellence of our academic community. **Description** The Manager of Investment Operations Compliance is an integral member ... audit workpapers. + Assists with internal and external reporting needs, including Investment Committee Report preparation and review. Regulatory Compliance : +… more
- Scotiabank (New York, NY)
- Manager , Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a ... leverage broader Bank relationships, systems, and knowledge. + Assists the Senior Manager , Compliance within Scotiabank's Asset Management division in carrying… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer I, Investment Compliance State Teachers' Retirement System JC-463577 - Investment Officer I, Investment Compliance ... as an Investment Officer I on the Investment Compliance team. CalSTRS Investment ...integrity. Under the general direction of the Associate Portfolio Manager , the Investment Officer I performs … more
- T. Rowe Price (Baltimore, MD)
- …explore the opportunity to join us and grow your career with us. Role Summary Investment Compliance is a global team responsible for ensuring compliance with ... make a difference. We are a premier asset manager focused on delivering global investment management...to Compliance Restrictions coded into the firm's investment compliance monitoring system, Charles River (CRD),… more
- BlackRock (Wilmington, DE)
- …largest asset manager ? Look no further! BlackRock is currently seeking an ** Investment Guidelines Compliance Analyst** to become a member of our team. We ... **About this role** Have a passion for the investment industry and an interest in programming? Are...industry and an interest in programming? Are you a compliance professional who is looking for a rewarding, challenging,… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... based on client or fund legal documents in collaboration with investment teams, legal and compliance , finance teams, and relevant NB Alternative support teams. +… more
- TD Bank (New York, NY)
- … Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... President will assist in the management of the firms compliance program supporting all corporate investment banking...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Citigroup (New York, NY)
- **Alternatives and Investment Manager Solutions (AIMS) Investment Manager Due Diligence is seeking an Investment Manager Due Diligence VP who ... in ad-hoc projects and reviews necessitated by current market events.** **Previous Investment Manager Due Diligence experience (5-10 yrs)** **Related experience… more
- HSBC (San Francisco, CA)
- …equity investments in emerging companies relevant to Financial Services. The US based Investment Manager will principally be responsible for providing: + Support ... to senior investment professionals and ability to independently manage all aspects...the following qualifications to succeed in this role: In compliance with applicable laws, HSBC is committed to employing… more
- The Cigna Group (Bloomfield, CT)
- **Cigna Investment Accounting - Investment Accounting Senior Manager ** **Role Summary** Lead accounting role working closely with Investment Management ... Front Office and Operational teams to assess new investment products, implement strategic workflows and maintain a well-controlled accounting environment. Position… more
- JPMorgan Chase (New York, NY)
- …and portfolios. + Enhance risk oversight processes, policies, and procedures for Investment , Liquidity and Counterparty Risk, ensuring compliance is maintained. ... JP Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors… more
- Deloitte (Nashville, TN)
- …Private Equity and Investment Management practice. What You'll Do As a Manager , you will work within an engagement team and draw on experience in accounting ... thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross border ...your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying… more
- The Cigna Group (Bloomfield, CT)
- …works closely with business partners across CIM, Cigna and externally, including investment , operations, legal, finance, accounting, IT, and compliance functions ... Cigna Investment Management (CIM) has overall responsibility for the...timely execution of project goals. **Role** The Senior Project Manager plays a contributor role as part of the… more
- Deloitte (Seattle, WA)
- …solid understanding of Subchapter K, partnership allocation methodologies, and the tax compliance process for investment partnerships, we have an exciting ... opportunity for you as a Senior Tax Manager on our growing team! Work you'll do As...you will utilize your prior experience to provide tax compliance and consulting services to investment management… more
- Deloitte (Columbus, OH)
- …Tax Manager , you will utilize your prior experience to provide tax compliance and advisory services to investment management clients. You will assist clients ... have an exciting opportunity for you as a Tax Manager on our growing team! Recruiting for this role...tax filings + Preparing and leading client meetings on compliance and advisory projects related to tax planning opportunities,… more
- Athene (West Des Moines, IA)
- …set the bar even higher. We're ready to help you achieve more. Purpose: The Investment Finance team is looking for a highly skilled and motivated Manager to ... responsible for preparing and assisting in the preparation of the investment quarterly/annual disclosures and reporting for Athene. This includes providing financial… more
- JPMorgan Chase (New York, NY)
- …deployment, adoption, and optimization of our AI solutions across the bank to transform how investment bankers operate. As a Product Manager you will be part of ... covering ECM, DCM, and M&A. We're seeking a Product/Project Manager reporting into the AIML team, to coordinate the...compliance functions to create cutting-edge AI tools for investment banking. You'll play a pivotal role in ensuring… more
- Bank of America (New York, NY)
- Audit Manager - Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... members. This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses...and most of our audits are global. An Audit Manager is expected to lead audits and a team… more
- BMO Financial Group (Barrington, IL)
- …exceptional client experience. Provides technical expertise for all aspects of investment management and administration to ensure compliance . Works ... other experts to create integrated business development strategies. + Develops investment proposals and participates in meetings with prospects/clients. + Provides … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Audit Manager supporting Wealth and Investment Management. The Wealth and Investment Management (WIM) ... Banking, Lending, & Trust, Wells Fargo Client Relationship Group, Wells Fargo Investment Solutions, WIM Control, WIM Marketing, WIM Operations, and WIM Strategic… more