- Neuberger Berman (New York, NY)
- …Neuberger Berman with over $120 billion of investor commitments across our private equity fund of funds , secondary investments, co- investment , and direct ... accounting/finance experience; CPA preferred + Experience with SEC reporting for Registered Investment Companies required + Credit-related product experience… more
- Edward Jones (St. Louis, MO)
- …role will have a specific focus on the Evergreen/ Registered Alternative Investment product ecosystem(ie, Interval Funds ). + Responsible for Alternative ... matter expertise in Alternative Investment products. Key focus in the Evergreen/ Registered Product space(ie, Interval Funds , Tender Offer Funds , BDCs)… more
- UMB Bank (Milwaukee, WI)
- The **UMB Registered Fund team** , which manages the daily accounting, tax, audit, administration, and operational tasks for mutual fund and collective trust ... to the daily calculation of the net asset value for multiple mutual funds , as well as, performing the accounting, pricing, review and reconciliation functions for… more
- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and ... closed-end fund structures. **Responsibilities:** + Managing all aspects of a registered fund compliance program, including: + Annual Rule 38a-1 compliance… more
- Robert Half Finance & Accounting (Menlo Park, CA)
- …is at the forefront of high-growth technology and related sectors. As an SEC- registered investment adviser managing billions in assets, they provide specialized ... comprehensive benefits package. Responsibilities: + Oversee tax compliance for private equity funds and the management company. + Ensure timely filing of federal,… more
- Citigroup (Columbus, OH)
- …initiatives **Qualifications:** + 5-7 years accounting or reporting experience in the registered investment company or financial services industry + Prior team ... preparation of monthly, semi-annual and annual reports for mutual funds in accordance with GAAP and SEC requirements. Additionally,...and implementation of budgets for our clients, and ensure fund expenses are paid in a timely manner. AVPs:… more
- JPMorgan Chase (New York, NY)
- …, including traditional HFs, PE and RE structures as well as BDCs, NTRs and registered funds + Minimum of 6 years experience managing detailed projects + ... brings a unique perspective to sourcing and offering private funds and co- investment opportunities. As an Executive...investment opportunities. As an Executive Director on the Fund Structuring team you will assume a critical role… more
- UMB Bank (Milwaukee, WI)
- The **UMB Registered Fund team** , which manages the daily accounting, tax, audit, administration, and operational tasks for mutual fund and collective trust ... fund accountant's daily workload. This includes approving exception cases created by the Fund Accountant for 15-20 funds daily, including the most complex … more
- SMBC (New York, NY)
- …+ Strong working knowledge of the Investment Company Act of 1940 and registered funds . + Working knowledge of Resolver or a similar GRC or Compliance ... compliance program and operations for a New York State and SEC- registered investment adviser, ensuring activities are conducted in compliance with applicable… more
- SMBC (New York, NY)
- …Secured Finance (SSF), and how to underwrite various types of private equity fund investors (eg, Insurance Companies, Sovereign Wealth Funds , Pension Plans, and ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Atria Wealth Solutions (Reston, VA)
- …for current/new clients + Focus consulting for products and services supported by Registered Investment Advisory Firm in support of current market/ industry ... days of hire) + Appointment by the sponsoring insurance company, broker-dealer and/or Registered Investment Advisory Firm + Willingness to pursue CFP, ChFC, or… more
- Wellington (Boston, MA)
- …Management's compliance program, focusing on the rules and regulations governing US registered investment companies. Wellington Management is expanding the range ... of its activities with respect to US registered investment companies and a key responsibility...8+ years of relevant investment adviser and investment company compliance experience (interval fund and… more
- Morgan Stanley (New York, NY)
- …Internal Sales Desk to focus on MSIM Alternative Investments business development across Registered Investment Advisor (RIA) channel. - Partner and support the ... Specialists to drive growth and sales in MSIM alternative investment products within the Registered Investment...areas of private equity, private credit, real assets, hedge funds and muti-asset customization capabilities. - Build a deep… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... to cash compensation, SMBC offers a competitive portfolio of benefits to its employees. ** Funds Transfer Pricing - Vice President** Lead the changes in Funds … more
- Aristotle Capital Management (Denver, CO)
- … Investment Services, LLC, are affiliated organizations. Each is an independent investment adviser separately registered under the Investment Advisers Act ... Newport Beach, Boston and Sarasota, Aristotle is a majority employee-owned investment management organization that specializes in equity and fixed income portfolio… more
- Morgan Stanley (Los Angeles, CA)
- …Wealth Strategy Specialist is responsible for representation of product distribution within Registered Investment Advisors (RIAs) and Family Offices for their ... Morgan Stanley Investment Management is one of the largest global...to: Parametric Equity and Income SMA's, Derivatives, EV Exchange Funds , EV Charitable solutions. * Identify client needs and… more
- Atria Wealth Solutions (Sacramento, CA)
- …Services, LP visit www.cusonet.com . CFS (Member FINRA/SIPC) is a broker-dealer and Registered Investment Advisor with a stable, 25-year track record of serving ... will include providing member service and sales support for the Investment & Insurance Services group for the organization. Responsibilities + Coordinates… more
- JPMorgan Chase (New York, NY)
- …product development life-cycle to launch new mutual funds , including analysis, investment design, executing on final fund set-up and other strategic ... Asset & Wealth Management, is a global leader in investment and wealth management. Its clients include institutions, ultra-high-net-worth...the opportunity to design, develop, and launch new mutual funds within the Six Circles fund complex,… more
- Citigroup (Columbus, OH)
- …work experience + 0-1 years accounting or reporting experience in the registered investment company or financial services industry + Experience working ... budgets for our clients, and ensure timely payment of fund expenses. Associate Analysts will also review monthly and...24F-2, N-1A etc.) + Demonstrate a basic understanding of investment types, mutual funds , ETFs, and financial… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …of mutual fund trade corrections, review of new business forms for the Registered Investment Advisor and review of 529 College Savings Plan applications. + ... a life and health insurance license. + Extensive knowledge of the following investment products: Annuities, Stocks, ETF's, ETN's, Mutual Funds , UIT's, Structured… more