- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those ... role:** Wells Fargo is seeking a Lead Control Management Officer . This position will be in the CIB Markets...Markets Division. The position will be responsible for providing risk management leadership and expertise to businesses across the… more
- City National Bank (Charlotte, NC)
- …risk , performance, emerging trends and opportunities + Coordinate the completion of risk mitigating actions and providing status updates of open/closed issues ... **CREDIT RISK REVIEW OFFICER SENIOR CREDIT ...QA/QC testing, validation and reporting on the performance of risk mitigating controls (eg if policies and… more
- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Morgan Stanley (Purchase, NY)
- …and able to respond to a dynamic business environment with a focus on mitigating risk and improving the control environment. The ideal candidate should have ... benefit programs. **Job:** **Wealth Management* **Title:** *Business Control Unit Risk Officer * **Location:** *New York-Purchase* **Requisition ID:** *3261773* more
- Citigroup (New York, NY)
- …strong governance to measure, monitor, manage and escalate key risks. The Business Risk Officer is a strategic professional who stays abreast of developments ... focused on delivering the strategic objectives of the Price Risk program and a key member of the 1st...interaction with FO + Strong controls mindset, identifying and mitigating risks, communicating and escalating concerns + Ability to… more
- Citigroup (Tampa, FL)
- …in the investment strategy / rationale in a timely manner. + Assign Investment Risk Classification at inception and review and update as warranted. + ... to assess the design and operating effectiveness of those controls in mitigating risk exposures and identify where there are control gaps, deficiencies, or both… more
- Scotiabank (New York, NY)
- …Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the ... Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 -...+ Analyze data to provide insights and recommendations for mitigating conduct risk . + Actively pursue effective… more
- Morgan Stanley (Miami, FL)
- …requirement for Wealth Management & E*TRADE including supporting US Banks, and Investment Management business. The Officer will engagement with business, CMO, ... The Financial Crimes Policy & Strategic Initiatives Officer (Vice President) is part of the First...President) is part of the First Line Financial Crimes Risk Office Team responsible for the requirements and maintenance… more
- Wells Fargo (St. Louis, MO)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those ... Wells Fargo is seeking **Lead Compliance Officers** in Corporate Risk as part of **Corporate & Investment ...Investment Banking (CIB) Compliance.** As the Lead Compliance Officer , you will support the business aligned compliance functions… more
- Citigroup (New York, NY)
- …with trade underwriting and pricing, client communication, trading book entry, measuring and mitigating risk , in coordination with the Trading team. The overall ... exposures or express market views. We are seeking an Officer level, Stable Value Wrap Trader . This is...current trades and bidding opportunities + Produce front office risk report + Conduct investment portfolio reviews… more
- City National Bank (Charlotte, NC)
- **CREDIT OFFICER SENIOR-SPECIALTY BANKING** **WHAT IS THE OPPORTUNITY?** Participates in the loan management process by providing credit and loan underwriting ... all due diligence and background evaluation is complete and thorough before Credit Risk Recommendation ("CRR") is submitted. **What you will do** + Reviews loan… more
- City National Bank (Beverly Hills, CA)
- **CREDIT OFFICER I** **Entertainment** **_- Beverly Hills, CA., 3 days a week in office_** **WHAT IS THE OPPORTUNITY?** Participates in the loan management process ... all due diligence and background evaluation is complete and thorough before Credit Risk Recommendation ("CRR") is submitted. **What you will do** + Reviews loan… more
- Siebert Williams Shank (New York, NY)
- …inherent risk of business units as well as the effectiveness of mitigating controls to minimize the residual risk of reputational damage, regulatory ... professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting...assessments. In addition, the selected candidates will assist with risk management, provide advice on and oversight of SWS's… more
- Catholic Health Initiatives (Englewood, CO)
- …executive leadership team, aligning security initiatives with business objectives while mitigating risk and ensuring regulatory compliance. This individual ... inside our hospitals and out in the community. The Chief Information Security Officer (CISO) is a seasoned executive responsible for establishing and maintaining a… more
- City National Bank (Los Angeles, CA)
- …operational expertise in managing the workflow to meet client expectation. Responsible for mitigating any operational risk factors. + May serve as a business ... 2024. Founded in 1954, City National provides personalized banking, investment and trust services in select markets including Los...DC and Miami.* In addition, the company and its investment affiliates manage or administer $96.83 billion in client… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those ... Corporate and Investment Banking - Chief Operating Office (COO) Third-Party Risk Management Team manages a program focused on oversight and execution of… more
- Morgan Stanley (New York, NY)
- …protect the Firms capital base and franchise, advise businesses and clients on risk mitigating strategies, develop tools and methodologies to analyze and monitor ... global financial services firm providing a wide range of investment banking, securities, investment management and wealth... exposures on a regular basis to the Chief Risk Officer and senior management. CRM also… more
- Morgan Stanley (New York, NY)
- …ROLE DESCRIPTION The Firmwide Marketing Risk team is looking for an experienced Risk Officer to be Vice President, Risk Effectiveness. This position is ... Vice President, Risk Effectiveness, Firmwide Marketing OUR TEAM Morgan Stanley...global financial services firm providing a wide range of investment banking, securities, investment management and wealth… more
- Morgan Stanley (Purchase, NY)
- …risk management policies and procedures. The VP US Banks First Line Business Risk Officer will be responsible for the following: *Job Responsibilities:* * ... of its business segments- Institutional Securities, Wealth Management, and Investment Management. Morgan Stanley, through its subsidiaries and affiliates, provides… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key… more