- Morgan Stanley (Purchase, NY)
- …sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * KYC Quality Control - Assistant Vice President* **Location:** *New ... news processes for Morgan Stanley. Primary Responsibilities > Perform an end-to-end Quality Control KYC review of new onboarding and periodic review files… more
- MUFG (New York, NY)
- …with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other stakeholders + Partner ... provide more details. We are looking for passionate, proactive, KYC experts to join our growing team. You will...other stakeholders; + Collaborate & handle requests from FLoD Control Office, SLoD, TLoD (ie Internal Audit); + Attend… more
- Morgan Stanley (Miami, FL)
- …manner. Similar Role considerations: * Experience in QC/QA functions performing an end-to-end Quality Control KYC review of new onboarding and periodic ... with procedures. *Required Qualifications:* * 3-5 years of risk management, compliance, control , and/or audit experience in a Bank or financial services institute… more
- M&T Bank (East Amherst, NY)
- …and Risk Management (audit requirements, fraud prevention, Know Your Customer ( KYC ) and customer information profile (CIP)). Profiles customers to identify financial ... + Exemplify and ensure compliance with operational, security and control policies/procedures, preventing fraud and protecting customer assets. + Demonstrate… more