- University of Michigan (Ann Arbor, MI)
- …MM policies and MM?s Code of Conduct . Reporting to the Chief Compliance Officer the Senior Director is responsible for on-going risk assessments, maintaining ... law or regulations, policies, procedures, and the Code of Conduct + Oversee and facilitate the Corporate Compliance...risk-based compliance reporting to ensure the Chief Compliance Officer , Executive Leadership and compliance… more
- Northern Light Health (Pittsfield, ME)
- …government inquiries and investigations. The CO serves as each assigned MO's designated Compliance Officer , HIPAA Privacy Officer , Civil Rights Coordinator, ... Work Schedule: 8:00 AM to 4:30 PM Summary: The Compliance and Privacy Officer (CO) directs, develops,...uses emotional intelligence, tact, diplomacy, and persuasion to influence, lead and guide leadership and other workforce members towards… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... goals, regulatory and legislative developments and industry trends. + Conduct interviews and discussions with senior level managers to...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- General Dynamics Information Technology (Falls Church, VA)
- …meaningful part of improving how agencies operate. Our work depends on a Cyber Compliance Officer joining our team to support Guard Enterprise Cyber Operations ... GDIT, we foster a people-centric environment. As a Cyber Compliance Officer , you will support compliance...Step 3 - Providing customers guidance on how to conduct security control implementation and delegating technology areas in… more
- Choctaw Nation of Oklahoma (Durant, OK)
- **Job Purpose or Objective(s):** The Healthcare Compliance and Ethics Officer will monitor, and report results of compliance and ethics efforts reporting to ... Board, and dotted line reporting to the CNO Executive Officer of Health Services. The Compliance and... with regulatory reporting and you will manage healthcare compliance specialists and analysts. 6. You will lead… more
- Akumin (New York, NY)
- …and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation, ... and update written policies and procedures and standards of conduct to create a culture of compliance ...Compliance (CHPC), Certified Fraud Examiner (CFE), Certified Professional Compliance Officer (CPCO), or Certified Professional Coder… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales… more
- GRAIL (Menlo Park, CA)
- …and healthcare companies. For more information, please visit grail.com . The Vice President, Compliance & Privacy, Chief Compliance Officer role will oversee ... compliance hotline; (b) heightened awareness of Code of Conduct , and (c) understanding of new and existing ...Cybersecurity Law: work closely with the Chief Information Security Officer , lead collaboration with Information Security on… more
- US Bank (Philadelphia, PA)
- …and internal requirements. This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible schedule, which means ... creation, implementation, and maintenance of an effective risk management framework. Lead projects and/or activities that ensure compliance with applicable… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) GFC Sanctions responsible for establishing internal strategies, ... in multiple large integration projects from start to finish from a compliance oversight perspective, identify and escalate potential risks and issues, and… more
- Citigroup (Tampa, FL)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... The overall objective is to utilize in-depth AML knowledge to review, analyze and conduct effective due diligence and investigations on higher risk cases that may be… more
- Robert Half Accountemps (Boston, MA)
- Description We are inviting applications for the role of a BSA & Compliance Officer , based in Boston, Massachusetts, United States. This role is in the financial ... offers a long-term contract employment opportunity. The BSA & Compliance Officer will oversee the implementation of...risk assessments and maintain updated policies and procedures. * Lead the BSA team and foster a culture of… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct , regulatory … more
- Wells Fargo (Charlotte, NC)
- …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This ... with required controls. + Develop and present compelling views and conduct persuasive conversation focused on Cloud transformation and risk management activities… more
- Citigroup (Tampa, FL)
- …internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and ... Serves as a senior function/business/product compliance risk officer for Independent ...to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting… more
- ManpowerGroup (Dallas, TX)
- **Roles: QA officer ( Compliance & testing focus)** **Location: Jax/Dallas, TX (Hybrid - 3 days onsite per week)** **Position type: 15+ months with high ... $42 - $46/hr on W2 (All inclusive)** **Job Description:** The Quality Assurance Officer is a strategic professional who stays abreast of developments within own… more
- Citigroup (Irving, TX)
- …a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management ... monitoring, and reporting programs within the US Personal Banking accordance with the Compliance Testing & Monitoring Plan. + Lead walkthroughs with various… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. This role will be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will be the primary contact for… more