- NextEra Energy (Clifton Park, NY)
- ** Lead Regulatory and Compliance Analyst ** **Date:** Nov 5, 2024 **Location(s):** Clifton Park, NY, US, 12065Albany, NY, US, 12201Juno Beach, FL, US, ... team today **Position Specific Description** As the lead analyst , you will oversee regulatory compliance and business management functions as well as… more
- Prime Therapeutics (Columbus, OH)
- …fuels our passion and drives every decision we make. **Job Posting Title** Sr. Compliance Analyst ( Regulatory Intelligence and Assessment) - Remote **Job ... Description** The Senior Compliance Analyst assists in the implementation of...with expectations of applicable regulatory guidance; + Lead project management efforts for highly sensitive Compliance… more
- Prime Therapeutics (Columbus, OH)
- …fuels our passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst ( Regulatory Compliants & Inquires) - Remote **Job ... Description** The Regulatory Inquiry & Complaints Senior Compliance Analyst assists in the implementation of... Analyst assists in the implementation of Prime's compliance programs and may lead some initiatives… more
- CareFirst (Baltimore, MD)
- **Resp & Qualifications** **PURPOSE:** The Senior Regulatory Compliance Analyst will conduct independent analysis for complicated, high level regulatory ... provide interpretation of regulatory rules and guidelines to demonstrate compliance with state and federal requirements. The incumbent will audit internal… more
- Citigroup (New York, NY)
- …progress, while defining and implementing best practices. **About the Role** The Finance Regulatory Engagement & Oversight Analyst is a seasoned professional who ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Portland General Electric (Portland, OR)
- …successful candidate as either a Regulatory Consultant or a Senior Regulatory Analyst **Key Job Information** _Regulatory Consultant_ + Requires specialized ... guidance in only the most complex situations + May lead functional teams or projects _Senior Regulatory ...relationships with regulatory staff and stakeholders _Senior Regulatory Analyst Level_ ** Regulatory Analyses**… more
- TXNM Energy (Albuquerque, NM)
- …Texas). ESSENTIAL DUTIES AND RESPONSIBILITIES: Responsible for preparing and filing of regulatory compliance filings, project plans, discovery responses and case ... between cases on both content and format Acts as lead regulatory contact for inquiries related to... compliance filings. DECISION MAKING: Makes decisions on regulatory compliance and case filings with limited… more
- Prime Therapeutics (Columbus, OH)
- …that. It fuels our passion and drives every decision we make. **Job Posting Title** Regulatory Analyst Sr - Remote **Job Description** The Senior Regulatory ... impact Consumer Delivery + Ensure successful implementation and execution of regulatory compliance requirements including project leadership and governance;… more
- Travelers Insurance Company (Hartford, CT)
- …approval of rate, rule and form filings commensurate with business objectives and in compliance with regulatory requirements. Lead role in managing the more ... Is the Opportunity?** In the BI Product Filing & Regulatory Department, the Sr. Regulatory Analyst...regulatory initiatives and implementation of strategies to ensure compliance as a result of Market Conduct Exams, Interrogatories,… more
- City National Bank (Los Angeles, CA)
- * REGULATORY RELATIONS ANALYST * WHAT IS THE...you will do * Work as a team to lead and facilitate all regulatory examinations, including ... regulatory agencies, including exam management and other regulatory affairs. * For Banking Compliance related...and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager… more
- Citigroup (Tampa, FL)
- …CAO enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Senior Analyst (C12) will report to the NAM & ... International Technology Regulatory Exam Management Senior Lead . This role... exam management in order to meet Citi's legal, regulatory and compliance requirements + Assist in… more
- MUFG (Jersey City, NJ)
- …and dynamic individual to join as a **Vice President,** ** Lead Data Analyst and Portfolio Manager for Customer & Compliance ** reporting directly to Head ... dual-hatted role where the individual works as both a Lead Analyst and a Portfolio Manager for...Acumen:** + Must have experience in one or more Compliance domains including AML, KYC, Sanctions Screening + Must… more
- American Express (New York, NY)
- …programs and reporting. Corporate Functions Control Management is looking for an ** Analyst of Governance, Regulatory Change Management** , focused on ensuring ... **Description** **You Lead the Way. We've Got Your Back.** With...across numerous business units, functional areas, and geographies. **The Analyst will primarily be responsible for ensuring regulatory… more
- Citigroup (Washington, DC)
- The Prudential Regulatory Senior Policy Analyst will be a part of Citi's Global Regulatory Strategy & Policy team and report to the Head of Prudential ... positions, including in connection with industry comment letters and consultations. + Lead the development regulatory strategy and advocacy briefing materials… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function ... to compliance in a specific line of business **Preferences** + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn… more
- USAA (Charlotte, NC)
- …We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead -CFO to work a hybrid schedule from one of our regional ... with applicable rules, regulations, policies, and procedures. The ECORT Analyst Lead supports the Second Line of...assurance). + Expert knowledge of relevant industry regulations and regulatory compliance in a specific area of… more
- Guardian Life (Columbus, OH)
- …you want to be part of a collaborative Legal Compliance Team? As a Lead Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, ... with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan… more
- University of Rochester (Rochester, NY)
- …to ensure compliance with federal, state, and institutional guidelines. 3. ** Regulatory Compliance ** : Ensure strict adherence to the Federal Acquisition ... Energetics (LLE) is seeking a highly skilled and experienced ** Lead Contracting Compliance Officer** . This individual...private industry. The role requires deep expertise in contract compliance , regulatory frameworks such as FAR and… more
- Zebra Technologies (Lincolnshire, IL)
- …- for our people, our customers, and the world. Let's create tomorrow together. The Data Analyst Lead is a key player in the Zebra Global Trade Compliance ... their employees, and those they serve. You have opportunities to learn and lead at a forward-thinking company, defining your path to a fulfilling career while… more