- Citigroup (New Castle, DE)
- **Job Description** Lead and support supervision, regulatory , risk , and control processes across Commercial Lending Operations, partnering with key ... stakeholders in Lending Operations, Risk & Control , Finance, 2nd and 3rd...improve client delivery. **Responsibilities** + Detailed understanding of supervisory, regulatory , and control expectations, maintain visibility and… more
- JPMorgan Chase (Plano, TX)
- …and encouraging professional growth. Build and manage a team focused on audit readiness, regulatory assessments, and risk control functions to support the ... Lead with a deep background in audit, regulatory and industry risk assessments to join...senior stakeholders to provide risk -based guidance on control design, operational effectiveness, and audit preparedness. Lead… more
- JPMorgan Chase (New York, NY)
- Step into the role of Tech Risk Engagement Lead and lead the forefront of technological innovation and security. This pivotal position offers the unique ... establish and develop effective relationships with Compliance, Conduct and Operational Risk (CCOR); Internal Audit; Control Management; Business Resiliency;… more
- JPMorgan Chase (Tampa, FL)
- …driving innovation in risk management. As a Tech Risk & Controls Lead in the Audit and Regulatory group supporting Infratstructure Platforms, you will be ... control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance **Required qualifications, capabilities,… more
- JPMorgan Chase (New York, NY)
- …As a Vice President in the Risk Engagement team, you will have a lead role in managing the regulatory relationship within the Commercial and Investment Bank ... are not limited to: Credit, Counterparty Credit and Market Risk areas. The Regulatory Engagement team is...other exam partners in preparation for, and engagement in, regulatory engagements. + Lead regulatory … more
- Wells Fargo (Charlotte, NC)
- …Third party risks, Regulatory compliance, etc. + Direct experience executing the Risk Control Self-Assessment (RCSA) for risk identification, risk ... us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team.… more
- Morgan Stanley (Tampa, FL)
- …managing and reporting control issues with transparency. *Responsibilities:* The KYC Office Risk and Control Lead is responsible for providing oversight ... KYC Office, responsible for partnering with the Financial Crimes Risk Governance and PMO team during regulatory ...**Wealth Management* **Title:** *KYC Office: WM and US Banks Risk and Control Lead -… more
- Bank of America (New York, NY)
- Sr Business Control Specialist-Global Market Operations Risk Lead -Asset Servicing Jacksonville, Florida;New York, New York; Chicago, Illinois **Job ... Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring and inspection... management processes to effectively identify, measure, monitor, and control risk , and 4) ensure we have… more
- Citigroup (Irving, TX)
- ** Regulatory Risk Officer Vice President - Capital Planning Review Team** The Finance Chief Risk Office ("FinCRO") provides risk management oversight of ... limits. As a member of the CPRT team, the Regulatory Risk Officer Vice President will provide...assurance functions to develop and implement comprehensive and robust risk control and assurance practices. + Maintaining… more
- Wells Fargo (Charlotte, NC)
- …a Lead Business Execution Consultant to drive project management and support risk and control initiatives within Market Conduct and Supervision. This is a ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Deloitte (Jersey City, NJ)
- …products and associated cashflows + Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process, ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...business requirements efficiently and comprehensively + Respond to evolving regulatory environments + Lead and deliver small… more
- M&T Bank (Buffalo, NY)
- …creating targeted risk assessments, or reporting on findings, or leading risk controls self-assessments. + Lead compliance efforts for respective function, ... best practices. + Understand and adhere to the Company's risk and regulatory standards, policies and controls...align to function or domain such as Certified in Risk and Information Systems Control (CRISC(R)), Certified… more
- Citigroup (Schaumburg, IL)
- The Regulatory Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... and continued growth of a cards business. **Responsibilities:** + Lead risk financial forecasting efforts, including designing...Treasury, FDIC and regulations from other central banks and regulatory authorities. + Regulatory risk … more
- PNC (Pittsburgh, PA)
- …Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies** Decision ... opportunity to contribute to the company's success. As a Regulatory Risk Manager within PNC's Independent Technology...be performed remotely, at manager's discretion. The Enterprise Data Risk Management (EDRM) manager will lead a… more
- Discover (Riverwoods, IL)
- …the day-to-day role to management. **How You'll Do It** + Monitors somewhat complex risk and control environment and identifies solutions to improve control ... programs that assesses current and emerging risks associated with legal, regulatory and other risk related exposures. + Assists in the development of root cause… more
- Deloitte (Charlotte, NC)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) Risk , ... tools to help clients with a specific focus on risk , data, and regulatory processes. Position Summary:...regulatory and business requirements + Respond to evolving regulatory environments + Lead and deliver small… more
- Citigroup (Tampa, FL)
- …while promoting the implementation of actions to address root causes which may lead to unintended operational losses or regulatory breaches. TCCORO provides ... The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's...deliverables. In addition, the Senior Officer will assist with Regulatory inquiries, and associated governance activities across the organization.… more
- Citigroup (Wilmington, DE)
- The Regulatory Risk Sr Officer I is...Multi-tasks productively and reliably, while managing conflicting priorities. + Lead and develop a team of risk ... etc. Education: + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time… more
- Citigroup (Tampa, FL)
- …transformation program to standardize, simplify and identify opportunities for thematic risk reduction (MCA - Manager's Control Assessment), and assessing ... book of work is a mix of process innovation, regulatory compliance, risk and controls, and data...meet completion deadlines. + Verifies project team adherence to control and risk implementations as well as… more
- Amazon (New York, NY)
- …business units, carrier partners, employees, and customers. You will be expected to apply risk and control concepts to new and existing business models, clearly ... Want to help Earth's most customer-centric company design, implement and monitor risk mitigation strategies to improve the customer experience and protect Amazon's… more