• Lending Advisory Compliance

    Comerica (Farmington Hills, MI)
    Compliance Advisory Lead Lending The Compliance Advisory Lead within the Second Line of Defense (2LOD) is responsible for providing ... subject matter direction to the Commercial and Retail Lending divisions of Comerica Bank. Providing this leadership, vision...escalate potential gaps in control design or coverage to Compliance Advisory leadership team. * Partner with… more
    Comerica (10/29/24)
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  • Compliance Director, Lending

    Capital One (Mclean, VA)
    …Finance Corporate Compliance is seeking a Director to join our Commercial Banking Lending and Finance Compliance Advisory team. The Compliance ... from Fannie Mae, Freddie Mac, and FHA. The Compliance Director will also lead advisory...representing the Compliance organization to Commercial Banking Lending and Finance + Lead a team… more
    Capital One (10/30/24)
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  • Compliance Product Sr Officer I - Fair…

    Citigroup (Irving, TX)
    …the Office of Fair Lending . The candidate would be joining the fair lending advisory team responsible for supporting the credit risk and fraud teams, ... providing sound fair lending compliance advice and counsel. Primary responsibilities...as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering… more
    Citigroup (11/20/24)
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  • Head of Compliance , Branded Cards…

    Citigroup (New York, NY)
    Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) ... senior level. This role will manage a team of Compliance Officers who provide compliance advisory...Compliance issues involving credit cards product and unsecured lending and overseeing implementation of related remediation. + Conduct… more
    Citigroup (11/01/24)
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  • Manager, Commercial Lending Platforms…

    KPMG (Atlanta, GA)
    …. KPMG is currently seeking a Manager in Banking - Commercial Lending for our Banking Consulting (https:// advisory .kpmg.us/) practice. Responsibilities: + Manage ... **Business Title:** Manager, Commercial Lending Platforms (AFS/nCino/LoanIQ) **Requisition Number:** 118655 - 28 **Function:** Advisory **Area of Interest:**… more
    KPMG (09/29/24)
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  • Senior Governance & Control Specialist- Fair…

    TD Bank (Mount Laurel, NJ)
    …field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs the requirements for ... in order to help develop annual strategic plan + Advanced ability to lead , plan, implement and evaluate program/project activities to ensure completion of product… more
    TD Bank (11/20/24)
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  • Advisory Financial Services Risk Management…

    Deloitte (New York, NY)
    …systems related to any of the following topics: trading, operations, lending , core banking platforms, compliance monitoring, regulatory reporting, risk ... and sales opportunities, including the creation of external-facing industry perspectives, lead generation materials, or sales proposals + Produce quality work… more
    Deloitte (09/26/24)
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  • Audit Senior Director - Wealth & Advisory

    Truist (Charlotte, NC)
    …plan spanning the Wealth business, including advisory , brokerage/investment management, lending , fiduciary and trust. Senior Directors may lead other Audit ... or examiner experience within financial services wealth businesses; including advisory , brokerage/investment management, lending , fiduciary and trust. **General… more
    Truist (11/05/24)
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  • Senior Debt Advisory & Structured Finance…

    CBRE (Houston, TX)
    Senior Debt Advisory & Structured Finance Underwriting Analyst Job ID 192155 Posted 25-Nov-2024 Service line Advisory Segment Role type Full-time Areas of ... America About The Role: As a CBRE Senior Debt Advisory and Structured Finance Underwriting Analyst on the CBRE...estate transaction. What You'll Do: + Assist the transaction lead (VP/SVP) in managing a GSE (Fannie Mae/Freddie Mac)… more
    CBRE (11/26/24)
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  • Compliance Risk Assessment Officer VP

    SMBC (Jersey City, NJ)
    …a member of a CRA team. + Experience working in a Compliance Advisory role covering banking products/services ( lending , deposits) is a strong plus (but not ... program. In addition, this role will serve as program lead for establishing and maintaining Compliance 's own... Testing or Audit role focused on banking products/services ( lending , deposits) is a strong plus (but not required).… more
    SMBC (09/14/24)
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  • Senior Compliance Consultant - UDAAP…

    M&T Bank (Clanton, AL)
    …regulatory focus into consideration. + Collaborate with other areas in CRM such as the Compliance Advisory Group and the Compliance Testing Group, and the ... guidance on complex operations in assigned area of responsibility. Execute the compliance strategy, assist in identifying compliance risk exposure and help… more
    M&T Bank (11/06/24)
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  • Head of Compliance -USPB Retail Banking

    Citigroup (Charlotte, NC)
    …and planning initiatives at the senior level. This role will manage a team of Compliance Officers who provide compliance advisory services, design key risk ... deficiencies **Responsibilities:** + Key Responsibilities will include strong community banking compliance experience that will drive the fairness/fair lending more
    Citigroup (11/06/24)
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  • Compliance Audit Executive

    USAA (San Antonio, TX)
    …related regulations and effectively responds and interacts with regulators. Opportunity to lead a critical compliance audit function that directly impact's ... of what makes us so special! As a dedicated Compliance Audit Executive, you will direct and oversee assurance...Audit Executive, you will direct and oversee assurance and advisory services across multiple lines of business and/or staff… more
    USAA (11/16/24)
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  • Director, Federal Compliance

    Ankura (NY)
    …of excellence founded on innovation and growth. Responsibilities: + Serve as lead contact for Client engagements including delegation of duties and project ... protection; + Interact with clients and prospects including business development and lead generation. + Conduct independent regulatory program reviews and Testing; +… more
    Ankura (09/04/24)
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  • KYC Office: WM and US Banks Risk and Control…

    Morgan Stanley (Tampa, FL)
    …comprehensive financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending , deposits ... reputation and safeguarding Morgan Stanley, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, and… more
    Morgan Stanley (11/05/24)
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  • Risk Management- Special Credits Lead

    JPMorgan Chase (Plano, TX)
    Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...Group, you will be the Risk Management- Special Credits Lead , playing a crucial role in managing a portfolio… more
    JPMorgan Chase (11/10/24)
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  • Vice President, WM and US Banks Capacity Planning…

    Morgan Stanley (Tampa, FL)
    …comprehensive financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending , deposits ... reputation and safeguarding Morgan Stanley, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, and… more
    Morgan Stanley (11/02/24)
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  • Manager, Commercial Credit Risk

    KPMG (Charlotte, NC)
    …+ Document and enhance client credit policies, standards, and procedures + Lead credit and lending transformation workstreams client facing meetings, ... Commercial Credit Risk **Requisition Number:** 115190 - 51 **Function:** Advisory **Area of Interest:** **State:** NC **City:** Charlotte **Description:** KPMG… more
    KPMG (11/09/24)
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  • SVP, Private Client Banking Sales, Strategy…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …uses extensive knowledge and skills obtained through education and experience, to lead sales, marketing and educational efforts for all Private Client Banking (PCB) ... national/regional conferences, senior level advisor and client seminars, branch presentations, advisory councils, and other sales functions. * Represents the firm at… more
    Raymond James Financial, Inc. (09/26/24)
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  • Assistant Store Manager (Howard Shaw)

    TD Bank (Washington, DC)
    …and advice, and differentiating with a personalized, connected experience. This role can lead the Store with minimal direction and has the knowledge and experience ... of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Leads the team in overseeing the… more
    TD Bank (11/26/24)
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