- Comerica (Farmington Hills, MI)
- Compliance Advisory Lead Lending The Compliance Advisory Lead within the Second Line of Defense (2LOD) is responsible for providing ... subject matter direction to the Commercial and Retail Lending divisions of Comerica Bank. Providing this leadership, vision...escalate potential gaps in control design or coverage to Compliance Advisory leadership team. * Partner with… more
- Capital One (Mclean, VA)
- …Finance Corporate Compliance is seeking a Director to join our Commercial Banking Lending and Finance Compliance Advisory team. The Compliance ... from Fannie Mae, Freddie Mac, and FHA. The Compliance Director will also lead advisory...representing the Compliance organization to Commercial Banking Lending and Finance + Lead a team… more
- Citigroup (New York, NY)
- Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) ... senior level. This role will manage a team of Compliance Officers who provide compliance advisory...Compliance issues involving credit cards product and unsecured lending and overseeing implementation of related remediation. + Conduct… more
- KPMG (Atlanta, GA)
- …. KPMG is currently seeking a Manager in Banking - Commercial Lending for our Banking Consulting (https:// advisory .kpmg.us/) practice. Responsibilities: + Manage ... **Business Title:** Manager, Commercial Lending Platforms (AFS/nCino/LoanIQ) **Requisition Number:** 118655 - 28 **Function:** Advisory **Area of Interest:**… more
- Deloitte (New York, NY)
- …systems related to any of the following topics: trading, operations, lending , core banking platforms, compliance monitoring, regulatory reporting, risk ... and sales opportunities, including the creation of external-facing industry perspectives, lead generation materials, or sales proposals + Produce quality work… more
- Morgan Stanley (New York, NY)
- …Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, ... *Your Key Responsibilities* As the Head of GFC Banks Advisory , you will be responsible for managing the GFC...First Line Financial Crimes, GFC and the Legal and Compliance Division to ensure appropriate execution of the US… more
- Truist (Charlotte, NC)
- …plan spanning the Wealth business, including advisory , brokerage/investment management, lending , fiduciary and trust. Senior Directors may lead other Audit ... or examiner experience within financial services wealth businesses; including advisory , brokerage/investment management, lending , fiduciary and trust. **General… more
- M&T Bank (Clanton, AL)
- …to management. Lead special projects that may arise to support compliance objectives. Support the annual risk assessment and testing plan development processes ... substantive testing findings and control execution weaknesses to all levels of compliance and business unit management. Lead and moderate collaborative testing… more
- SMBC (Jersey City, NJ)
- …a member of a CRA team. + Experience working in a Compliance Advisory role covering banking products/services ( lending , deposits) is a strong plus (but not ... program. In addition, this role will serve as program lead for establishing and maintaining Compliance 's own... Testing or Audit role focused on banking products/services ( lending , deposits) is a strong plus (but not required).… more
- M&T Bank (Clanton, AL)
- …regulatory focus into consideration. + Collaborate with other areas in CRM such as the Compliance Advisory Group and the Compliance Testing Group, and the ... guidance on complex operations in assigned area of responsibility. Execute the compliance strategy, assist in identifying compliance risk exposure and help… more
- Citigroup (Charlotte, NC)
- …and planning initiatives at the senior level. This role will manage a team of Compliance Officers who provide compliance advisory services, design key risk ... deficiencies **Responsibilities:** + Key Responsibilities will include strong community banking compliance experience that will drive the fairness/fair lending … more
- Amazon (New York, NY)
- Description We are looking for a passionate and driven individual to lead our 2LoD Risk Function. The successful candidate will already be operating at Chief Risk ... deliver data driven insights that balance risk management and compliance concerns with supporting business growth and innovation. In...business growth and innovation. In this role, you will lead a team charged with risk management for payments,… more
- USAA (Phoenix, AZ)
- …and advisory engagements driving quality of audit work. May lead engagements as Auditor-In-Charge (AIC) and/or oversee engagements with a dedicated AIC. ... so special! **The Opportunity** As a dedicated **Senior Audit Manager- Compliance ,** you'll manage audit engagements, varying in complexity, and often participates… more
- Ankura (NY)
- …of excellence founded on innovation and growth. Responsibilities: + Serve as lead contact for Client engagements including delegation of duties and project ... protection; + Interact with clients and prospects including business development and lead generation. + Conduct independent regulatory program reviews and Testing; +… more
- Morgan Stanley (Tampa, FL)
- …comprehensive financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending , deposits ... reputation and safeguarding Morgan Stanley, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, and… more
- NJEDA (NJ)
- …+ Assists Director in consistent and timely reporting, statistics, memorandums, reports, lead generation, and other adhoc requests + Identify outreach plan and ... and establish priorities. + Ensures division practices and processes are in compliance with EDA policies and guidelines and are consistently applied + Contributes… more
- Citigroup (San Francisco, CA)
- …functions or businesses. **Responsibilities:** + The candidate chosen will be expected to lead produce growth in investment revenue and AUMs with Ultra High Net ... solutions, and traditional and alternative investments. + Implement a strategic advisory approach to account planning, focusing on the investment relationship in… more
- Morgan Stanley (Tampa, FL)
- …comprehensive financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending , deposits ... reputation and safeguarding Morgan Stanley, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, and… more
- Morgan Stanley (New York, NY)
- …Responsibilities* * CRA Compliance for the US Banks * Governance - Lead the preparation of presentations for various governance bodies of the US Banks: the ... community development program. The department's responsibilities include community development lending , investing and grant making; community relations; regulatory relations;… more
- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more