- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- SMBC (Charlotte, NC)
- …seeking a Model Risk Manager with strong quantitative background to join the Model Risk Governance Team within the Model Risk & Validation Group. The ... the current compensation paid in their geography and the market for similar roles at the time of hire....Model Risk Governance Team is responsible for maintaining policy and procedures,… more
- Amazon (Seattle, WA)
- …Fulfillment (MCF) are looking for a highly motivated and experienced Security Governance Specialist ready to partner across Amazon tech and security ... Description Are you passionate about security and access governance , monitoring and risk management? Buy...secure and protect our services and data. This security specialist will drive programs focused on providing multiple cross-cutting… more
- Amazon (Arlington, VA)
- …and multi-year execution plans. Amazon Stores Security is looking for a Security Governance Specialist to focus on data classification and handling programs and ... most challenging problems with novel solutions. In this Security Governance Specialist role you will work with...and Technology compliance role with a solid grasp of Risk , Governance , and security fundamentals - 3+… more
- TD Bank (Cherry Hill, NJ)
- …for this role. **Line of Business:** Governance & Control **Job Description:** The Governance & Control Specialist manages a portfolio of governance and ... risk and control functions + Advanced knowledge of governance , risk and control procedures, strategies &...tactics + Knowledge of current and emerging competitor and market trends + Ability to establish goals and objectives… more
- Morgan Stanley (Miami, FL)
- …the end-to-end financial crimes risk process *Responsibilities* The Financial Crimes Risk Governance and Change Management Oversight VP will be responsible ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...statement and all policies and processes established within the risk governance framework * Serve as the… more
- Wells Fargo (Charlotte, NC)
- …and risk reporting programs within Corporate Investment Banking (CIB) Global Risk Governance & Strategy control team. This position, sitting within the ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for an Assistant Director- Governance Specialist to join our Benefits and Protection team. In this role, you'll be responsible ... complex risks and deficiencies. Partner with senior leadership, Compliance, Legal and Risk to proactively identify, prioritize, and address high- risk areas that… more
- Bank of America (New York, NY)
- Sr Business Control Specialist -Global Market Operations Risk Lead-Asset Servicing Jacksonville, Florida;New York, New York; Chicago, Illinois **Job ... culture. Incumbents typically have over 5+ years of risk management and/or Global Market Operations Line... risk , and 4) ensure we have proper Risk Governance in place to communicate, escalate,… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also ... with regulatory requirements such as CFTC, NFA, FRB, and FRTB requirements. The Market Risk Management Specialist will participate in various aspects of … more
- Morgan Stanley (New York, NY)
- …Morgan Stanley sponsored benefit programs. **Job:** **Technology* **Title:** *VP - Governance , Risk & Compliance Project Manager* **Location:** *New York-New ... governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success.… more
- TD Bank (Mount Laurel, NJ)
- …**Line of Business:** Risk Management **Job Description:** This Sr Group Risk Specialist role is specifically focused on a confidential change initiative ... + 10+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Senior Enterprise Risk Specialist to be responsible for analytics, governance , and controls to ensure Consumer ... enterprise policies + Participate and develop, implement, and monitor risk -based governance programs to identify, assess and...Financial Crimes, Operational Risk , Audit, Legal, Credit Risk , Market Risk , IT Systems… more
- TD Bank (Mount Laurel, NJ)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... based on overall strategy and industry best practices. Non-model risk role is providing governance and oversight...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more
- Ally (Raleigh, NC)
- …Business Line Risk Governance (BLRG) team in Information Protection and Risk Management (IPRM). This Senior Specialist role will be the front line for ... your opportunities be, too? **The Opportunity** Ally's Business Line Risk Governance team is expanding to provide...the Cyber Monitoring team to support our Third Party Risk Monitoring. The Senior Specialist , position at… more
- ManpowerGroup (New York, NY)
- **Role: Volcker - BA Risk Specialist ** **Location: NYC, NY -10013 (Hybrid - 3 days onsite per week)** **Position type: 12+ months with high possibility of ... program among other regulatory deliverables including but not limited to Intraday market risk monitoring framework and FRTB. **Responsibilities and priorities… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Principal Risk Specialist Do you want to be part of an organization that's dedicated to helping ... are some of the most sought after in the market today. The Assessment Advisory team is focused on...include, but are not limited to: + Leading ongoing governance and integration for the operational risk … more
- Federal Reserve Bank (San Francisco, CA)
- …and Monitoring and Analysis) for domestic global systemically important banks (G-SIBs). The Risk Specialist Team (RST) within S+C's Risk , Policy and ... the RST has a fantastic opportunity for a **Sr. Risk Specialist ** to join its LISCC compliance...controls, including monitoring/surveillance systems such as trade surveillance and market conduct risk programs, is a plus.… more
- Morgan Stanley (Purchase, NY)
- …function is a component of the broader WM and US Banks Financial Crimes Risk Team. The Financial Crimes Governance and Program Management function's key ... management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people...responsibilities include program governance , risk appetite and related metrics, procedure… more
- Morgan Stanley (Seattle, WA)
- …and complex environment, and can drive conversations to obtain desired results. The Senior Risk & Controls Specialist brings a deep understanding of IT and ... field preferred * A minimum of 7 years' experience working closely with Governance , Risk and Controls standards * Solid understanding Service Organization… more