• Compliance Testing Advisor - M&T Securities

    M&T Bank (Clanton, AL)
    …Group within the organization. This position would support the testing of M&T Securities , Institutional Services &Wealth Management Marketing , The Volcker ... Rule and other regulations covered under the Institutional Services &Wealth Management umbrella. **Position Responsibilities:** + Interface with all layers of the… more
    M&T Bank (08/08/24)
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  • Securities Services Sales - Latin…

    JPMorgan Chase (New York, NY)
    JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office, Data & Analytics, Collateral Management, Liquidity, and Agency Lending under a ... for our clients. **Job Summary:** As an Associate in Securities Services Sales, you will support the...Fund Services , Prime Brokerage, Private Equity Fund Services , and Custody Solutions. + Create marketing more
    JPMorgan Chase (09/22/24)
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  • Head of North America Securities Finance…

    Broadridge Financial Solutions (Boston, MA)
    …along the way, come join the Broadridge team. The Head of North America Securities Finance Product Services will be responsible for developing the strategic ... to steering group for implementation projects. Requirements: 10+ years of Securities Finance Collateral Industry Experience Capital Markets and Enterprise… more
    Broadridge Financial Solutions (07/19/24)
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  • Securities Services Sales - Asset…

    JPMorgan Chase (New York, NY)
    JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office, Data & Analytics, Collateral Management, Liquidity and Agency Lending under a ... and best-in-class suite of end-to end capabilities for our clients. As an Associate in Securities Services Sales, you will serve as a Sales & Client Executive… more
    JPMorgan Chase (09/22/24)
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  • Markets - Sales and Trading, Summer…

    Citigroup (New York, NY)
    …that gives you the opportunity to actively participate in the research, trading and marketing of securities to our institutional client base. In addition, as a ... is looking for Summer Analysts to join the Citi Markets team in New York City. As part of...investors to offering a robust range of products and services , you will gain varied and thorough knowledge in… more
    Citigroup (09/25/24)
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  • Commercial Associate Director - Private…

    S&P Global (New York, NY)
    …their great personalities all the time. **The Role:** The Associate Director - Private Markets is responsible for supporting the Head of Private Markets Sales, ... and Intermediaries + Strategic analysis and segmentation of regional markets , trends and industry developments to identify new rating...on a monthly basis + Collection and analysis of market data on target names to be able to… more
    S&P Global (08/19/24)
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  • Investment & Corporate Banking - Equity Capital…

    Mizuho Corporate Bank (New York, NY)
    … experience with a top tier global bank + Knowledge of corporate finance, securities , financial markets and risk & pricing analysis + Aptitude to synthesize ... Equity Capital Markets Analysts/Associates are directly involved in the origination,...clients, including initial public offerings, follow-on offerings, and convertible securities . An Analyst/Associate is expected to understand the implications,… more
    Mizuho Corporate Bank (08/15/24)
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  • Private Markets Strategy and Alternatives…

    Raymond James Financial, Inc. (New York, NY)
    …leadership leading the firm's strategic approach to delivering high-quality private markets investment opportunities to private wealth clients, including direct and ... and collaborates with other teams in Private Client Group ("PCG") and Capital Markets that source and underwrite both direct and fund investments. This position… more
    Raymond James Financial, Inc. (09/07/24)
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  • Capital Markets Trader

    Rock Family of Companies (Detroit, MI)
    …with programming languages **Job Summary** As an MBS Trader II, you'll track market conditions to buy and sell mortgage-backed securities , create models and ... professionals._ **Minimum Qualifications** + 2 years of experience trading mortgage-backed securities (MBS) + Experience in the mortgage industry + Bachelor's degree… more
    Rock Family of Companies (07/31/24)
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  • Debt Capital Markets Investor Coverage…

    Zions Bancorporation (El Segundo, CA)
    …Debt Capital Markets and partner with colleagues across Loan Syndications, Securities Underwriting, and Investment Banking to help with capital raising and risk ... Oregon, Texas, Utah, Washington, and Wyoming. With a leading market share in small and middle- market banking,...services + Deep knowledge of investment banking products, services , and markets + Self-directed, highly motivated,… more
    Zions Bancorporation (08/14/24)
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  • Equities Electronic Market Structure…

    TD Bank (New York, NY)
    …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... resources and TDBG partners as necessary + Develops and maintains contact with market participants, marketing TD's trade capabilities + Remains fully informed on… more
    TD Bank (09/27/24)
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  • Director, Supervision- Conflicts of Interest…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …Strong foundation in supervisory concepts, practices and procedures used in the securities industry, financial markets and financial products. * Concepts, ... as it relates to Conflicts of Interest * Rules and regulations of Securities Exchange Commission (SEC) including the Marketing Rule under the Investment… more
    Raymond James Financial, Inc. (07/30/24)
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  • AVP, Investor Access

    OTC Markets Group Inc (New York, NY)
    …and backgrounds. OTC Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 US and international securities . Our data-driven ... Virtual Investor Conferences (VIC) + Drive sales to Corporate Services clients, NYSE and NASDAQ issuers to sell VIC...disclosure standards form the foundation of our three public markets : OTCQX(R) Best Market , OTCQB(R) Venture … more
    OTC Markets Group Inc (08/09/24)
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  • Capital Markets Debt Capital Markets

    US Bank (Charlotte, NC)
    …deal execution efforts:_ + Assist in deal preparations and execution (eg market and deal process updates, investor marketing , due diligence, ... **Credit Fixed Income** **Role: Analyst - Investment Grade Debt Capital Markets (Full-Time)** **Location: Charlotte, NC** **Our Business** US Bancorp's Debt Capital… more
    US Bank (09/20/24)
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  • BPO Insurance Licensing Manager

    Mass Markets (Wichita, KS)
    …MCI BPO, MCI BPOaaS, MarketForce, GravisApps, Gravis Marketing , MarchEast, Mass Markets , MCI Federal Services (MFS), OnBrand24, The Sydney Call Center, Valor ... Provider (DXP), Account Receivables Management (ARM), Application Software Development, Managed Services , and Technology Services , to mid- market , Federal… more
    Mass Markets (08/27/24)
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  • Director, B2B Marketing (Banking…

    Dow Jones (New York, NY)
    …and accounts. **About the Role:** In this role, you'll be responsible for marketing to the Banking/Financial services sector and driving, in partnership with ... three days a week, reporting to the Senior Director Marketing for Financial Services **You Will:** +...Develop and maintain a deep understanding of the Banking/Financial Services industries and accounts, market trends, customer… more
    Dow Jones (07/06/24)
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  • Vice President, Operational Risk, Firmwide…

    Morgan Stanley (New York, NY)
    …years of industry work experience, preferably within financial services , insurance, or marketing -Series 7 and 24 securities licenses a plus -Strong working ... firm providing a wide range of investment banking, securities , investment management and wealth management services ....knowledge of global securities laws, rules, and regulations relating to … more
    Morgan Stanley (09/19/24)
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  • BPO Insurance Licensing Specialist

    Mass Markets (Wichita, KS)
    …MCI BPO, MCI BPOaaS, MarketForce, GravisApps, Gravis Marketing , MarchEast, Mass Markets , MCI Federal Services (MFS), OnBrand24, The Sydney Call Center, Valor ... Provider (DXP), Account Receivables Management (ARM), Application Software Development, Managed Services , and Technology Services , to mid- market , Federal… more
    Mass Markets (08/27/24)
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  • Manager, Supervision- Onboarding (Hybrid)

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …* Strong foundation in supervisory concepts, practices and procedures used in the securities industry, financial markets and financial products. * Human resource ... * General office practices, procedures, and methods. * Rules and regulations of Securities Exchange Commission (SEC) including the Marketing Rule under the… more
    Raymond James Financial, Inc. (07/30/24)
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  • Marketing and Business Development Manager

    The Brattle Group (New York, NY)
    Marketing colleagues, the Corporate Operations team, and the Business Support Services team to drive all relevant marketing and business development ... a liaison between consultants and the rest of the Marketing team and related services , acting as...in economic consulting, the legal industry, or other professional services firms. Experience with Securities & Finance… more
    The Brattle Group (09/15/24)
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