- TD Bank (Mount Laurel, NJ)
- …on the job. Day-to-day responsibilities: + Ensure TD's screening is in line with OFAC , Canada, EU, UK, and other applicable sanctions laws and regulations. + ... issues, including list management and rules + Proactively identify regulatory compliance and operational issues with the lists and implement solutions to improve… more
- SMBC (Albany, NY)
- …Cash Management Services, International Services **JOB SUMMARY:** Within the Financial Crimes Compliance , ("FCC"), the Sanctions Compliance Team ("SCT") ... compliance requirements, and recommendations from CPAD. + Ensures maintenance of OFAC sanctions lists and Internal Watchlists utilized by the tool. +… more
- MUFG (Tampa, FL)
- …and e-mails in the MTD Transaction Screening Unit Mailbox:_ + Open and maintain OFAC / Compliance / Sanctions cases on the IntelliTRACS, based on the level of ... Compliance , Legal or Trade related programs such as OFAC , JMOF, BSA/AML, etc. and any system related issues/concerns;...are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of… more
- US Bank (Tempe, AZ)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and...requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act,… more
- Scotiabank (New York, NY)
- …in business or related field, JD preferred; + Minimum of 7 years in sanctions compliance related functions in financial services or a comparable government ... Director, OFAC Advisory **Requisition ID:** 208494 **Salary Range:** 174,700.00...AML 2nd line, as well as groups within Global Sanctions & Screening, including Program Risk, List … more
- MUFG (Tampa, FL)
- …of trade transactions products and services along with related regulatory programs such as Sanctions / OFAC , JMOF, and other compliance rules as they apply to ... Conducting Anti-Money Laundering Red Flag reviews, analyzing and dispositioning OFAC / Sanctions alerts, and Performing Post Processing reviews (Quality… more
- Santander US (Boston, MA)
- …Analytics and Modeling + 2+ years Risk Management, Risk Modeling, AML ( OFAC Sanctions Screening, Transaction Monitoring) **Licenses / Certification:** + ... Associate, Compliance - AML Modeling Boston, United States of...model risk related to anti-money laundering (AML) models (ie Sanctions Screening, Transaction Monitoring, Customer Risk Rating). You will… more
- Equitable (Charlotte, NC)
- …from asset managers and periodic reviews of loan representations to ensure sufficient AML/ Sanctions compliance verbiage. + Lead the maintenance of the FIU ... customer refresh process and ongoing enhanced due diligence procedures. + Manage the Sanctions Program to ensure compliance with the US Treasury Department's… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …**Job Description** The Export Compliance Specialist assists with OCA's compliance to Export Controls and Sanctions Regulations. Specialist, Export ... the Foreign Trade Regulations (FTR) and other relevant trade compliance laws and regulations. Oversees key functions of the...including but not limited to the Customs Regulations, EAR, OFAC and FTR. + Maintain and update all policies,… more
- PNC (Brock, NE)
- … List Management: * Manage the ingestion, updating, and validation of global sanctions and custom watchlists (eg, OFAC , UN, EU, HMT). People Management: * ... regulatory requirements. * Implement updates to reflect changes in sanctions regulations and ensure timely compliance . *...alert-handling processes. * Knowledge of global sanction frameworks (eg, OFAC , UN, EU, UK sanctions ). Key Skills:… more
- Guidehouse (Lewisville, TX)
- …None **What You Will Do** **:** The responsibilities of the Financial Crimes Compliance Customer Due Diligence (CDD) / Enhanced Due Diligence (EDD) Analyst will ... and perform EDD when necessary. + Determine if a subject is on a sanctions , watch, debarment, political exposure, or other prohibited entity list using… more
- Zurich NA (Schaumburg, IL)
- …and coordination with compliance teams to apply changes * Review of sanctions hits and trends with the compliance team * Application Management of ... FircoSoft (FircoContinuity, FircoTrust and Firco Screen & Keep), Firco List Management, Quality Assurance, Controls, and Audit Trail. *...management and impact of rule analysis * Knowledge of OFAC , UKHMT, EU and UNS sanctions *… more
- SMBC (Jersey City, NJ)
- …of compliance procedures to support the screening of payments against a consolidated sanctions list , including OFAC , MOFA, BOE. + Usage of the Bank's ... of benefits to its employees. **Role Description** The Payment & Compliance Application Support Specialist will have responsibility for providing technical support… more
- American Express (New York, NY)
- …with expertise in regulatory and industry standards including AML/CFT controls and sanctions compliance + Proven ability to design, enhance, and implement ... as well as ensuring appropriate oversight of GNS partners' risk and compliance activities. Reporting directly to the Vice President GNS Partner Risk Management,… more
- MUFG (Jersey City, NJ)
- …the analysis of business initiatives in support of impacted Financial Crimes Compliance systems and MIS + Planning and executing maintenance activities for ... applications to meet compliance and business requirements + Performing system design, development...in the gathering of business requirements and specifications for BSA/AML/ OFAC systems and tools as well as the design… more