- SMBC (New York, NY)
- …and Compliance . **Scope** The AD Operations FCO will report to the Americas Division Head of Functions Control Officer with an indirect reporting line ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change agent, and risk… more
- Olympus Corporation of the Americas (Westborough, MA)
- …people everywhere can fulfill their desires, dreams, and lives. Our five Core Values empower us to achieve Our Purpose: **Patient Focus, Integrity, Innovation, ... privacy professionals are committed to these goals. The Regional Privacy Officer (RPO) is responsible for representing, implementing and enforcing the organization's… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …the design and implementation of central security strategies + Ensure that policy compliance is appropriate to the organizational and Business Unit's level of risk ... or leadership experience + Deep understanding and familiarity with core concepts of network security, security architecture, security operation, vulnerability… more
- BP Americas, Inc. (Louisville, KY)
- …+ Helps to manage the risk assessment process, acting as safety officer in incident management teams and supporting the reporting, investigation and learning ... Develop and implement effective and sustainable safety practices to promote retail site compliance , risk reduction and a culture of continuous improvement + Serve as… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... Manage US Marex Solutions Business Line management relationships. + Collaborate to ensure Americas Compliance Calendar deadlines are achieved. + Create or assist… more
- Morgan Stanley (Denver, CO)
- …* **Location:** *Colorado-Denver* **Requisition ID:** *3260316* **Other Locations:** * Americas -United States of America-Utah-Holladay, Americas -United States of ... through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business...behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead, mentor,… more
- Morgan Stanley (Birmingham, AL)
- …**Title:** *Business Service Officer * **Location:** *Alabama-Birmingham* **Requisition ID:** *3256976* **Other Locations:** * Americas -United States of ... through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business...behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead, mentor,… more
- Bank of America (New York, NY)
- Officer - Markets Support Analyst New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... a high degree of accuracy with customers and data to ensure compliance with regulations and policies. **Responsibilities:** + Performs set-up and maintenance of… more
- SMBC (White Plains, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America,… more
- Morgan Stanley (Honolulu, HI)
- …The Service Manager (SM) will report directly to the Complex Business Service Officer (CBSO) and is responsible for the supervision, management of Service Associates ... inquiries/requests * Oversee various administrative efforts in the branch * Ensure compliance with Firm policies and procedures by overseeing the execution of… more