- Bank of America (Charlotte, NC)
- Business Control Manager- Regulatory Management Team Charlotte, North Carolina;Phoenix, Arizona **Job Description:** At Bank of America, we are guided by a ... out actions plans and milestones. The Business Controls Manager ( Regulatory Management Team ) will lead a ...management, and results reporting + Manages and reviews all operations front line unit responses for regulatory … more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office (COO) ... Wells Fargo and a high-level understanding of the company's operations , business strategies, and corporate culture. The internship experience...of the applicable team under business risk control and regulatory oversight functions and how… more
- JPMorgan Chase (Columbus, OH)
- … Manager Executive Director within the Regulatory Change Management Governance & Control Program Product Control Team , you will be responsible for ... Regulatory exams as applicable + Manage and motivate team members across geographic locations, as well as a...effectively + Engage as a key member of the Control Management leadership team engage in people… more
- Wells Fargo (Minneapolis, MN)
- …**About this role:** Wells Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office ... with an experiential overview of the applicable team under business risk control and regulatory oversight functions and how they support mitigating risk… more
- City National Bank (New York, NY)
- …informed and valuable risk and control perspectives other members of the Business Control team and Business Units. + Contribute to the development of a ... ** REGULATORY ASSOCIATE, PORTFOLIO MANAGEMENT RISK AND CONTROL...preventive and detective controls relating to Client Service & Operations activities. + Participate in conducting research, analyzing, and… more
- JPMorgan Chase (Columbus, OH)
- Elevate your legal career with the Control Functions Legal team , where you'll play a pivotal role in monitoring, analyzing, and advising on regulatory ... As a Senior Counsel, Assistant Vice President on the Control Functions Legal team , you will monitor,...legal and business colleagues + Collaborate with legal and control function stakeholders across CCB on legal, regulatory… more
- Citigroup (Tampa, FL)
- …area or function and help Citi reach business goals. This role covers the Data, Regulatory and Account Control Operations assessment units. Data and ... from relationship establishment to supporting the data demands surrounding instruments and regulatory reporting demands. Account Control Operations provide… more
- Boehringer Ingelheim (Ridgefield, CT)
- …not limited to -- Medical Affairs and Scientific Communications, clinical operations , translational medicine and clinical pharmacology, and regulatory affairs. ... reflect Boehringer Ingelheim's high regard for our employees. The Regulatory Affairs (RA) Fellowship within the Chemistry, Manufacturing and...DMF Holder + As member of Product Labeling Review Team (PLRT) and in collaboration with US RA Labeling… more
- JPMorgan Chase (Columbus, OH)
- …loss, regulatory exposure, and reputational risk + Engage with control colleagues across the firm, business, operations management, legal, compliance, ... Control Manager Vice President within our risk assessment team , you will lead the development and implementation of...risk assessment. In addition, you will ensure that the team contributes to top-down risk analysis, real-time control… more
- Citigroup (Getzville, NY)
- **Objective** The Operations Regulatory Reporting group validates, monitors, & performs regulatory reporting. The AVP role is responsible for the preparation ... role will also take part in routine monitoring of Operations related regulatory capital charges and customer...Maintain communication with the Business, Compliance, IT, and the Control & Reconciliation Group to ensure that regulatory… more
- LA Care Health Plan (Los Angeles, CA)
- Regulatory Operations Project Manager II Job Category: Administrative, HR, Business Professionals Department: Compliance Location: Los Angeles, CA, US, 90017 ... net required to achieve that purpose. Job Summary The Regulatory Operations Project Manager II manages a...will oversee all aspects of the project, including quality control , risk management, and stakeholder engagement. Duties Plan, schedule,… more
- Gilead Sciences, Inc. (Foster City, CA)
- …ICH and regional guidelines with the goal of right first time approval of regulatory control strategies. + Evaluates and implements new regulatory and ... drive to make a difference. Every member of Gilead's team plays a critical role in the discovery and...on the construction, documentation and defense of the analytical control strategies in regulatory submissions preparation and… more
- Bandwidth (Raleigh, NC)
- Apply Now VP, Global Regulatory Operations at Bandwidth Raleigh, NC Who We Are: Bandwidth delivers world-class messaging, voice, and emergency service ... an exciting opportunity to help lead Bandwidth through complex regulatory and operational challenges for our global operations... issues. + Partner with Bandwidth's Global Public Policy team to oversee the implementation of regulatory … more
- Raymond James Financial, Inc. (Memphis, TN)
- …obtained through education and experience to manage and oversee the non-financial regulatory reporting function for Raymond James. The leader will regularly interact ... and technology to identify and implement solutions. + Stays informed of regulatory developments and industry best practices to ensure the non-financial regulatory… more
- JPMorgan Chase (San Antonio, TX)
- Join the team that supports the Regulatory & Event Operations to do the right thing for our customers. If you are detail-oriented, have great oral and ... is for you. As a Quality Specialist IV in Regulatory & Event Operations (REO), you will...allows for independent thought and action + Execution of control initiatives + Abide by all applicable regulatory… more
- Scotiabank (New York, NY)
- Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the ... for every future! **Purpose** Lead, execute, and manage Internal Control , COO, and Operations audits to assess...asset, in addition to an understanding of the US regulatory environment around trading activity and trading operations… more
- TXNM Energy (Albuquerque, NM)
- …related to this position. Significant experience in regulatory , compliance, operations , engineering, power plant, Control Systems, Energy Management Systems, ... generation facilities, and/or protection and controls normal/emergency transmission system operations and control , interchange scheduling/tagging, reserve sharing… more
- Gilead Sciences, Inc. (Foster City, CA)
- …**DESCRIPTION** + Drives and supervises team members to drive analytical control strategy development and justification in regulatory filings for projects ... of ICH and regional guidelines with the goal of right first-time approval of regulatory control strategies. + Evaluates and drives the implementation of new … more
- Bank of America (New York, NY)
- …Income, Currency and Commodities (FICC) & Derivative Core Operations (FDCO) team perform end to end trade control , confirmation and settlements processes ... Global Operations Markets Support Specialist-Trade Control -Fixed Income...external clients on transaction related issues. Cross training with team members supporting other products will be required for… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Relations - MUSO Regulatory Affairs Group About the Team The Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for ... regulatory issues are properly evaluated, managed, addressed, and validated. Summary The Regulatory Relations Team is seeking a Director to primarily lead and… more