- TEKsystems (Minneapolis, MN)
- …is seeking a Senior Securities Operations Representative in Business Operations as part of a Transactions Processing division . DUTIES - Perform a ... Type: 3 month contract with potential for growth! Description: Senior Securities Operations Representative - Property/Casualty Insurance - Specialty Asset… more
- Charles Schwab (Indianapolis, IN)
- …matters including Schwab client tax reporting, cost basis, corporate actions, securities operations , distributions, and client reporting products. Charles ... of our Client Service & Support's (CS&S) Operational Support division . CRSS is a TIER 2 escalation team that...Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client issues and… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. * Financial Advisors' ... branch supervision and compliance activities. Partners closely with Recruiting Operations , Practice Management, Technology, Compliance and Supervision to resolve… more
- Federal Reserve Bank (Washington, DC)
- Assistant Director or Deputy Associate Director, Stress Testing - Division of Supervision and Regulation - R024752 Primary Location : DC-Washington : Employee Status ... supervisory Stress Testing Program and oversees the Production and Analysis, Risk, Operations , and Synthesis sections of the Federal Reserve Board’s stress testing… more
- JPMorgan Chase (Chicago, IL)
- …regional level + Acts a liaison to RDWs, driving the execution of day to day operations and key strategies in the division + Provides field feedback to practice ... advisors across Chase Wealth Management (CWM) and JP Morgan Securities as well as Digital Wealth Management and You...operating at a rapid pace. The DSSM supports the division in maintaining alignment with national wealth strategies by:… more
- MUFG (Irving, TX)
- …Excel, PowerPoint, and + Previous experience in AML, Fraud, or Counter-Threat Operations preferred. + Previous experience with drag and drop coding solutions such ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Morgan Stanley (New York, NY)
- …Interest Rate and Foreign Exchange Products and Distribution. Professionals in the Division assess and actively manage risk, trade securities , and structure ... Fixed Income Division and focused on Credit Products, including Municipal Securities and Structured Products Group ("SPG"). The Business Control Unit within FID… more
- Bank OZK (Little Rock, AR)
- …Trust system processing support to customer accounts for the Trust and Wealth Division related to certain accounting and securities transactions to include ... s upport for all income or maturity accounting and securities transactions conducted for customer accounts of the Trust...conducted for customer accounts of the Trust and Wealth Division . + Records Trust accounting transactions ensuring daily… more
- MyFlorida (Tampa, FL)
- …Compensation Estimator Tool (https://compcalculator.myflorida.com/) OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY DIVISION : SECURITIES BUREAU: ENFORCEMENT CITY: TAMPA ... professional examination, regulatory or compliance work experience relating to securities dealers, investment advisers, financial institutions, financial services companies,… more
- Truist (Atlanta, GA)
- …This role is responsible for processing transactions that supports Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement… more
- Dana-Farber Cancer Institute (Brookline, MA)
- …Director is responsible for the management and oversight of the Financial Operations team comprised of two Analysts/Senior Analysts. This strategic position is ... responsible for the Division of Philanthropy's financial reporting, including monthly revenue and expense reporting and analysis, as well as annual operating and… more
- Truist (Orlando, FL)
- …originated through a variety of channels including the Community Bank, Wealth Division , Premier, Team Mate Banking and Electronic Delivery Channels in a centralized ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- Bank OZK (Little Rock, AR)
- …Trust system processing support to customer accounts for the Trust and Wealth Division related to certain accounting and securities transactions to include ... upon request. + Provides backup and cross-team support for other functions within the Operations department of the Trust and Wealth Division . + Maintains good… more
- MyFlorida (Tampa, FL)
- …Compensation Estimator Tool (https://compcalculator.myflorida.com/) OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY DIVISION : SECURITIES BUREAU: ENFORCEMENT CITY: TAMPA ... professional examination, regulatory or compliance work experience relating to securities dealers, investment advisers, financial institutions, financial services companies,… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...will play a key role in supporting the Americas Division Sustainability Group in its mission to drive strategy… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- CalSTRS (Sacramento, CA)
- Job Posting: Systems & Operations Support Manager State Teachers' Retirement System JC-451062 - Systems & Operations Support Manager STAFF SERVICES MANAGER II ... Filing Date:** **10/14/2024** **Job Description and Duties** The CalSTRS Employer Services Division is seeking a motivated individual to work as a Staff Services… more