- Truist (Charlotte, NC)
- …team, responsible for driving key risk governance and reporting activities including exam management , data analytics and risk aggregation, risk reporting, and ... with other lines of business GCO teams. 3. Liaison with Audit, Enterprise Reg Relations, Compliance and Risk Management organizations. 4. Responsible for… more
- M&T Bank (New York, NY)
- …Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one or more of ... Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services department of Wilmington Trust.… more
- Morgan Stanley (Purchase, NY)
- …activity recorded in the US Bank Subsidiaries from the Wealth Management business segment primarily includes Securities-based lending, which allows clients to ... one of the teams that comprise the Business Risk Management organization. He or she will be responsible for...of requested documentation prior to submission, and inclusion in exam meetings with stakeholders (ie, process and control walk… more
- Ankura (NY)
- …controls, and systems processes; + Prepare compliance reports for Compliance Officer, Senior Management , and/or Board; + Assist clients with state/federal ... for Client engagements including delegation of duties and project management ; + Serve as Subject matter Expert in the...exam preparation; + Draft remediation plans for exam /audit findings and recommendations for Senior Director… more