- Citigroup (Jacksonville, FL)
- The Registered Wealth Investment Service Associate is a Client Service and Sales support position, fully responsible for servicing and supporting ... clients. Position is responsible for providing best in class service on Banking and/or Investment inquiries, and...Microsoft Office (Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition,… more
- JPMorgan Chase (Jacksonville, FL)
- …best investment solutions to meet their financial needs. As a Private Client Investment Advisor Team Lead in JP Morgan Wealth Management, you will support ... coverage report + Serve as liaison and manage relationships between Private Client Investment Associates, Advisors, and Market Directors of Wealth + Maintain and… more
- JPMorgan Chase (Del Mar, CA)
- …needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you will provide client service , operational marketing and administrative ... products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities… more
- Bank of America (Lake Mary, FL)
- Registered Wealth Management Client Associate Lake Mary, Florida **Job Description:** Merrill Wealth Management is a leading provider of comprehensive ... wealth management and investment products and services for individuals, companies, and institutions....driven, resilient, results focused and effective. **Position Overview:** The ** Registered Wealth Management Client Associate** role is… more
- Bank of America (Great Neck, NY)
- Registered Wealth Management Client Associate Great Neck, New York **Job Description:** Merrill Wealth Management is a leading provider of comprehensive ... wealth management and investment products and services for individuals, companies, and institutions....**Job Description:** This job is responsible for providing client service support to potentially multiple Financial Advisors (FAs). Key… more
- Bank of America (Miami, FL)
- Registered Wealth Management Client Associate Miami, Florida **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through… more
- Fifth Third Bank, NA (Charlotte, NC)
- …this position is responsible for ensuring policies and procedures for Fifth Third Wealth Advisors, a Registered Investment Advisor are designed specifically ... + Develop and maintain relationships between Compliance Risk Management, management of the Registered Investment Advisers and the Wealth and Asset Management… more
- Aristotle Capital Management (Denver, CO)
- … Investment Services, LLC, are affiliated organizations. Each is an independent investment adviser separately registered under the Investment Advisers Act ... Newport Beach, Boston and Sarasota, Aristotle is a majority employee-owned investment management organization that specializes in equity and fixed income portfolio… more
- Brokers International (Urbandale, IA)
- …Understanding of Registered Investment Advisory, Broker Dealer, investment products, financial planning, and wealth management strategies, particularly ... Job Title: Wealth Project Manager Business Unit: Brokers International Financial...expand our reach and provide a more holistic planning service to agents and agencies across the industry. Under… more
- JPMorgan Chase (Orlando, FL)
- …products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities ... care of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and inclusion. Using… more
- JPMorgan Chase (Seattle, WA)
- …and services are offered through **J.P. Morgan Securities LLC (JPMS)** , a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities ... care of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and inclusion. Using… more
- JPMorgan Chase (New York, NY)
- JP Morgan Private Investments Inc. (JPMPI) is a Registered Investment Adviser (RIA) that acts as a sub-advisor to open-end and closed-end registered ... investment companies (RICs) for clients of JP Morgan Wealth Management and Investment Solutions (WMIS). Currently, JPMPI provides investment advice and/or… more
- JPMorgan Chase (Oak Park, IL)
- …products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities ... care of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and inclusion. Using… more
- JPMorgan Chase (Upper Arlington, OH)
- …products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities ... care of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and inclusion. Using… more
- Morgan Stanley (Potomac, MD)
- *POSITION SUMMARY:* Wealth Management Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) ... on a daily basis if/as needed * Providing backup coverage for traditional registered or unregistered Client Service Associate responsibilities at the request of… more
- Morgan Stanley (West Des Moines, IA)
- *POSITION SUMMARY:* Wealth Management Analysts provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) ... member of the service team, in supporting Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams, this role will focus on assisting in areas such as… more
- NBT Bank (West Hartford, CT)
- …and Requirements: FINRA Series 7, Series 63 and life insurance license or a Registered Investment Advisor (RIA) Tasks Performed: + 40% Conducts regular client ... $52,000 - $520,000. Interviews and profiles customers/prospects to determine investment and insurance needs, recommends appropriate products/solutions with a focus… more
- TD Bank (Hartford, CT)
- …provide you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Investment Advisor partners with ... suitability) + Partners closely with Private Client Relationship Managers to ascertain potential investment needs of TD Wealth clients to increase wallet share +… more
- Robert Half Finance & Accounting (CA)
- …East Bay Salary: $100,000-$175,000 About the Company: Our company is a rapidly growing Registered Investment Advisor (RIA) firm in the East Bay. We are dedicated ... detail-oriented firm, we value teamwork and priorities providing a high level of service to our clients. Key Responsibilities: + Meet clients in person or virtually… more
- Charles Schwab (Westlake, TX)
- …for tomorrow. This position works within Schwab Wealth Advisory Inc. (SWAI), a registered investment advisor and an affiliate of Charles Schwab & Co. Inc. As ... status quo" and transform the finance industry together. Schwab's Wealth and Advice Solutions (WAS) organization is building and...a Senior Manager, Alternative Investment Consultant (AIC), you play a critical role in… more