- Bloomberg (New York, NY)
- …are looking for a hands-on Trade and Transaction Regulatory Business Analyst with a passion for delivering innovative client solutions. As a ... a distributed team that builds tools to meet ever-evolving regulatory requirements. **We'll trust you to:** + Stay up...CAT + Understand our software to contribute to the business requirements, product design, and prioritization process + Act… more
- Prime Therapeutics (Columbus, OH)
- …that. It fuels our passion and drives every decision we make. **Job Posting Title** Regulatory Analyst Sr - Remote **Job Description** The Senior Regulatory ... Analyst is responsible for leading portions of departmental regulatory review and analysis, external audits and accreditation processes, and participates in… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Summary:** The Regulatory Reporting Analyst reports to the Regulatory Reporting Manager and ... and generally accepted accounting principles. This position supports multiple cross-functional regulatory reporting efforts. Regulatory Reporting Analyst … more
- MUFG (Tempe, AZ)
- …of our recruitment team will provide more details. **Job Summary:** The Liquidity Regulatory Reporting Analyst is responsible for the production and submission ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...of multiple regulatory filings in compliance with legal and … more
- City National Bank (Los Angeles, CA)
- * REGULATORY RELATIONS ANALYST * WHAT IS THE...Governance Risk & Control Program Office ("GRC"), to prepare business units for exams and other regulatory ... to research topics to provide advice and support to business units in all regulatory matters. Will...its investment affiliates manage or administer $96.83 billion in client investment assets. City National is dedicated to strengthening… more
- T. Rowe Price (Baltimore, MD)
- …for ensuring compliance with a diverse set of requirements, including regulatory , prospectus, client -directed, internal investment, and operational restrictions ... firm's investment compliance monitoring system, Charles River (CRD), and supports client reporting on these restrictions. The Investment Compliance Senior Analyst… more
- PSEG (Bethpage, NY)
- …to and resolves issues and requests from other business areas and client (LIPA) regarding various regulatory inquiries. Researches open regulatory ... of the Regulatory Requirements Department, the Lead Regulatory Analyst will report to the ...experience and gaining an in-depth understanding of the utility business revenue model and Regulatory accounting principles.… more
- MUFG (Tempe, AZ)
- …new/revised regulatory reporting requirements and communicating the reporting and regulatory data requirements to business partners. + Supporting the ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...report requirements + 70% - Preparation of assigned financial regulatory reports that are due to several agencies. Conduct… more
- Mizuho Corporate Bank (New York, NY)
- Key Responsibilities: Operations Analyst - This position is within the MSUSA Derivative Operations as a member of the Regulatory Operations team. The ... responsibilities for this role includes below but not limited to: Regulatory : + Monitoring real-time OTC reporting for completeness , accuracy, and timeliness. +… more
- T. Rowe Price (Owings Mills, MD)
- …with us. PRIMARY PURPOSE OF THE POSITION The primary purpose of the Senior Analyst , is to support the T. Rowe Price organization around the review of communications ... These Communications will include sales literature, advertising, sales and client presentations, retirement plan recordkeeper communications as well as internal… more
- The Cigna Group (Denver, CO)
- Job Description: Client Account Support Senior Analyst Please note: This hybrid role will require the incumbent candidate to come into the local Cigna office 3 ... days per week. The Sales Client Account Support Senior Analyst role provides...for assigned accounts within a market/region. This includes managing business relationships, delivery of moderately complex client … more
- Truist (Charlotte, NC)
- …analyze, document and maintain all data requirements related to the business applications, interfaces and reporting environments. Apply standards and best practices ... complete, current, understandable and accessible. Work closely with internal clients, business analysts and development project teams to resolve information flow and… more
- Wells Fargo (Nashville, TN)
- **About this role:** Wells Fargo is seeking a Client Performance Analyst 2 in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... our career areas and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **In this role you will:** + Be primarily responsible… more
- Wells Fargo (Short Hills, NJ)
- **About this role:** Wells Fargo is seeking a Client Performance Analyst 3 in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... our career areas and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **In this role, you will:** + Support a Financial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …training and/or certification in the financial services industry to ensure that Private Client Banking (PCB) business operations are conducted in a manner that ... of PCB controls, supporting PCB management during internal audits and regulatory exams, and partnering with key internal stakeholders to ensure deficiencies… more
- Neuberger Berman (New York, NY)
- The Sub-Advised Client Service Analyst will serve as an internal/external liaison, working across various departments to directly support the needs of the firm's ... multifaceted world of our Mutual Fund and Investment Management Business , while gaining significant exposure across the firm. The...firm, we invite you to apply for the Sub-Advised Client Service Analyst position. **Key Responsibilities:** +… more
- The Cigna Group (Baltimore, MD)
- …candidate to come into the local Cigna office 2-3 days per week._** The Sales Client Account Support Senior Analyst role provides professional input to Client ... and platforms for assigned accounts within a market/region. This includes managing business relationships, delivery of moderately complex client and broker… more
- Bank of America (Charlotte, NC)
- Ops Sr Analyst MKTS-AMRS Institutional Client Settlements-Global Market Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are ... process to minimize and reduce manual redundancies. Comply with regulatory requirements and account maintenance, in order to eliminate... front to back process Root Cause analysis of client exceptions Meet with clients and business … more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Client Performance Analyst 3 in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... our career areas and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **In this role, you will:** + Support a Financial… more
- MUFG (Tempe, AZ)
- …motivated Client Service with bilingual support, fluent in Japanese. The Client Service Analyst will support Transaction Banking of the Americas Corporate ... the globe, we're 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building… more