- Santander US (Dallas, TX)
- Sr. Advisor - Regulatory Compliance Dallas, United States of America The Sr. Advisor - Regulatory Compliance serves as a subject matter expert on ... Act and Reg Y) Skills and Abilities: + Advanced knowledge of regulatory compliance , relevant industry regulations and regulatory data sources. + Demonstrated… more
- LA Care Health Plan (Los Angeles, CA)
- …contractual, state and federal regulatory , and accreditation requirements. The Compliance Advisor develops regulatory submissions, reports, agendas and ... support for the management of external state and federal regulatory audits. The Compliance Advisor prepares executive summaries and reports, develops… more
- Sutter Health (San Francisco, CA)
- …the appropriate level of care with supporting documentation of regulatory compliance and accurate coding. The Physician Advisor (PA) conducts clinical ... **Organization:** SHSO-Sutter Health System Office-Bay **Position Overview:** The Physician Advisor (PA) is a key member of the hospital's leadership team charged… more
- Chevron Corporation (Midland, TX)
- …of the work function. Chevron is accepting online applications for the position of Regulatory Advisor through July 22nd,2024 at 11:59 pm Central Time The ... Regulatory Advisor is a part of Chevron's...Regulatory Advisor is a part of Chevron's Mid-Continent Business Unit...include but are not limited to: + Advising on regulatory , compliance , and advocacy solutions and strategies… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Regulatory Affairs Advisor & Liaison Capital One, a Fortune 500 company and one of the top 10 banks ... a great place to work. Within Capital One, the Regulatory Relations function is responsible for managing all interactions...combination + At least 6 years of experience in compliance , legal, or a combination of the two +… more
- PNC (Cleveland, OH)
- …Oversee planning for submissions to regulatory agencies, ensuring PNC upholds regulatory compliance guidelines for data availability and quality - Conduct ... to contribute to the company's success. As a Business Analysis Advisor - Regulatory Reporting within PNC's Regulatory Reporting organization, you can… more
- M&T Bank (New York, NY)
- …to Regulatory Affairs policies and procedures and other applicable compliance /operational risk controls in accordance with Company or regulatory standards ... bank regulatory matters. Demonstrated knowledge of financial principles and regulatory and compliance issues related to the banking industry. Proficiency… more
- Capital One (Mclean, VA)
- …industry laws and regulatory requirements (eg, FINRA, NASDAQ and SEC). The Compliance Advisor Senior Manager works within the Compliance Management ... United States of America, McLean, Virginia Commercial Broker Dealer Compliance Advisor - Senior Manager The ...regulatory requirements + Assist in designing second line compliance monitoring and testing + Advise CBD business leaders… more
- Northwell Health (Riverhead, NY)
- …Continuous Survey Readiness (CSR) programs and activities in order to achieve compliance with regulatory , licensure and accreditation. Provides consultation and ... **Req Number** 127525 Job Description Plans, organizes, manages and facilitates regulatory & accreditation activities in support of The Joint Commission standards… more
- M&T Bank (Wilmington, DE)
- …throughout the enterprise for their assigned area of responsibility. The Senior Compliance Advisor will help develop, implement, and execute strategy of ... completed in an accurate and timely manner. The Senior Compliance Advisor operates under the firm's second...evolving business products and services from a fiduciary and regulatory compliance risk perspective + Perform testing… more
- Santander US (Boston, MA)
- Compliance Advisor , Consumer Banking Boston, United States of America The Advisor , Compliance is primarily responsible for advising the company on ... Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Compliance Advisor Senior Manager - US Card Collections The Compliance Advisor Senior ... within the Compliance Management Program framework, the Compliance Advisor Senior Manager is responsible for...Regulatory Exam, and self-identified issues and events for compliance impacts + Provide effective challenge and guidance on… more
- Santander US (New York, NY)
- Advisor , Compliance - Central Compliance New York, United States of America **Job Description Summary** This Advisor , Compliance role is a key part of ... providing compliance coverage on Licensing and Registration and Employee Compliance and advising on related- regulatory requirements and internal policy and… more
- Marex (Chicago, IL)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - FCM Advisor provides ... within Marex and ensuring that all employees understand their responsibilities. Furthermore, Compliance is a bridge between Marex and regulatory authorities. … more
- Commerce Bank (Kansas City, MO)
- …on relevant experience, skills, and competencies.) About This Job As a Trust Investment Compliance Advisor , you'll provide compliance advice to key players ... compliance guidance regarding business line policies, procedures, and regulatory issues + Review and evaluate the effectiveness of...some roles. This compensation range is for the Investment Compliance Advisor - Trust I, II, III… more
- M&T Bank (Clanton, AL)
- **Overview:** The Compliance Testing Advisor - Issue Validation role is responsible for managing, leading, and executing compliance issue validations and MRA ... management projects and support new initiatives as needed. The Compliance Testing Advisor is also responsible for...all staff. + Maintain a comprehensive working knowledge of regulatory requirements to ensure an appropriate level of testing.… more
- S&P Global (New York, NY)
- …and oversee the provision of complex economic sanctions and broader financial crimes compliance regulatory compliance guidance to the Divisions of Market ... assurance reviews. + Draft, socialize, submit, and track Global Financial Crimes Compliance regulatory filings, including initial / ongoing blocked property… more
- Gilead Sciences, Inc. (Foster City, CA)
- …countries worldwide, with headquarters in Foster City, California.** **US Ethics and** ** Compliance Advisor ** **POSITION OVERVIEW:** **Leads the team of Ethics ... other compliance teams, to ensure Gilead operates within the ethical and compliance frameworks mandated by regulatory authorities and our own core values**… more
- LA Care Health Plan (Los Angeles, CA)
- Customer Solution Center Appeal and Grievance Compliance Advisor Job Category: Administrative, HR, Business Professionals Department: CSC Appeals & Grievances ... units in audit universe preparation and validation. Assists in document preparation for regulatory and internal audits. Regulatory compliance : Works closely… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of potential compliance problems. * Reviews advertising, disclosures, notices, compliance related regulatory reports and forms for compliance ... experience, specialized training and/or certification in securities and/or banking industry compliance to ensure compliance with all securities and/or banking… more