- Oriental Bank (San Juan, PR)
- The Analyst , Regulatory Compliance (Complaints) supports the maintenance and administration of Oriental Bank's Complaints Management System and Monitoring ... and regulations. Informs and advises Oriental Bank's Management on regulatory compliance topics and/or issues observed. This...and procedures in place at the bank to ensure compliance . Testing and monitoring activities include but… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing - Branch Examinations team ... by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs...activities. + Experience in planning, executing, and reporting on compliance testing reviews and regulatory … more
- Citigroup (Tampa, FL)
- … risks and controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring and testing ... Serves as a senior compliance risk analyst for Independent ...the planning, executing, and reporting of CIA's monitoring and testing reviews and compliance and regulatory… more
- Citigroup (Tampa, FL)
- … risks and controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's ... Serves as a senior compliance risk analyst for Independent ...activities. + Experience in planning, executing, and reporting on compliance testing reviews and regulatory … more
- Oriental Bank (San Juan, PR)
- The Analyst , Regulatory Compliance (Audit)...within the established timeframe. + Support the Monitoring & Testing Advisor in the draft of compliance ... reviewing the organization's internal controls, processes, and policies to validate compliance with regulatory consumer protection laws and regulations.… more
- USAA (Charlotte, NC)
- …what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead-CFO to work a ... 8 or more years of relevant work experience (internal/external audit, operational risk/ compliance testing , quality assurance). + Expert knowledge of relevant… more
- USAA (Plano, TX)
- …available for this position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing ... + Advanced knowledge of relevant industry regulations. + Advanced knowledge of regulatory compliance . Advanced knowledge of Microsoft Office tools to include… more
- MUFG (Irving, TX)
- …as assigned. + Stay abreast of current trends in data management, compliance testing and developments concerning BSA/AML/Sanctions, fraud schemes, and ... of our recruitment team will provide more details. This Analyst role is in the Global Financial Crimes Division...Ltd. This role will assist in the execution of testing of the Bank's Financial Crimes systems and tools… more
- Dominion Energy (Richmond, VA)
- Regulatory Analyst I or II Dominion Energy is committed to providing reliable, affordable, and increasingly clean energy that powers our customers every day. If ... Regulatory Accounting group is looking to hire an entry-level to experienced Regulatory Analyst to support the development of Dominion Energy Virginia's and… more
- MyFlorida (Port Saint Lucie, FL)
- REGULATORY ANALYST III (WORKING TITLE: WORKERS' COMPENSATION INVESTIGATOR) - 43003310 Date: Nov 25, 2024 The State Personnel System is an E-Verify employer. For ... . Requisition No: 841799 Agency: Financial Services Working Title: REGULATORY ANALYST III (WORKING TITLE: WORKERS' COMPENSATION INVESTIGATOR)… more
- University of Miami (Miami, FL)
- …of Miami/UHealth Department of SCCC has an exciting opportunity for a Full Time Remote Regulatory Analyst 1. CORE JOB SUMMARY: The SCCC department is seeking a ... Regulatory Analyst 1 that will be responsible...department-level policies and procedures and safeguards University assets. Ensures compliance of general and study specific regulatory … more
- Bank of America (Chicago, IL)
- …driving remediation strategies and plans, as well as leading coordination for regulatory activities, eg audits, compliance self- testing activities, and ... IAM Governance Analyst (Data Analytics / Regulatory , Audit,...Drive partnership with Operational Risk partners on IAM related Compliance Monitoring and Testing activities. + Apply… more
- American Express (New York, NY)
- …and residual risk. The Corporate Functions Control Management team is looking for an Analyst of Risk ID, Assessment, and Testing focused on ensuring control ... leading risk identification, assessment activities, developing and performing a comprehensive testing strategy to ensure effective and compliance operations for… more
- University of Miami (Miami, FL)
- …. The University of Miami has an exciting opportunity for a Regulatory Analyst with Bascom Palmer Eye Institute in the Department ... of Research. The Regulatory Analyst will be responsible for conducting...and their research staff to raise awareness of research compliance . + Maintains current knowledge of applicable regulatory… more
- Eurofins (Pomona, CA)
- …the entire network of Eurofins companies. Job Description Eurofins Built Environment Testing is searching for an experienced Mold/Asbestos/Flame-AA Analyst in ... life sciences company, providing a unique range of analytical testing services to clients across multiple industries, to make...Bulk, and Wipe using Flame AA for Lead. The Analyst may perform analysis of bulk samples using PLM… more
- PSEG (Bethpage, NY)
- …Summary** As a key member of the Regulatory Requirements Department, the Lead Regulatory Analyst will report to the Regulatory Requirements Manager. The ... in-depth understanding of the utility business revenue model and Regulatory accounting principles. Provide support to meet business goals...must complete a 10 CFR Part 810 Export Control Compliance Nationality Request Form, a copy of which will… more
- MUFG (Tempe, AZ)
- …of our recruitment team will provide more details. **Job Summary:** The Liquidity Regulatory Reporting Analyst is responsible for the production and submission ... of multiple regulatory filings in ...suite of products, especially Excel *Experience in User Acceptance Testing of applications and system changes *Experience in the… more
- PNC (Pittsburgh, PA)
- …have an opportunity to contribute to the company's success. As a Sr. Business Analyst within PNC's Regulatory Reporting organization, housed within the Office of ... manager's discretion. This opportunity resides within a dedicated team under PNC's Regulatory Reporting department responsible for compliance with FDIC part 370.… more
- Citigroup (Jacksonville, FL)
- …Internal Controls, MCA (Managers Control Assessment) Frameworks and processes. The Finance Controls Testing Team Analyst follows the latest trends in controls ... The Finance Controls Testing Utility Team is responsible for the ...covered businesses and functions (eg Controllers, FP&A, Tax, Treasury, Regulatory Reporting). A dynamic role with cross functional exposure… more
- Truist (Charlotte, NC)
- …the implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing , risk ... time to time. Execute first line of defense activities related to regulatory reporting compliance with operational risk guidelines. This includes proactively… more