- Eclaro (Charlotte, NC)
- …with sufficient detail and clarity so that it can stand internal review and external regulatory scrutiny. Curious Mind & Risk Mindset: Strong Risk mindset ... sight of risk . Ability to learn complex subject matter, understand regulatory requirements, and build testing programs to ensure compliance and mitigate risks.… more
- JPMorgan Chase (New York, NY)
- Step into the role of Tech Risk Engagement Lead and lead the forefront of technological innovation and security. This pivotal position offers the unique ... a resilient and forward-thinking tech environment. As a Tech Risk Engagement Manager in our Cybersecurity and...cybersecurity, or a related field, with a focus on regulatory compliance and risk mitigation + Experience… more
- JPMorgan Chase (New York, NY)
- …cybersecurity, ensuring our firm leads with innovation and compliance. As a Tech Risk Engagement Associate in our Cybersecurity and Technology Controls team, you ... will contribute to a team that supports the complex regulatory landscape within the firm's risk appetite....to make decisions quickly. Strong analytical skills to conduct independent research, reach conclusions, and solve problems. + Excellent… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... effective relationships within Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to… more
- Citigroup (Tampa, FL)
- …Independent Compliance Risk Management (ICRM), Legal, Operations, Technology, Independent Risk , Internal Audit, and other cross-functional partners to ... Bank, Citigold, Citigold Private Client, Wealth at Work), ICRM, Legal, Operations, Independent Risk , Internal Audit, and other cross-functional partners. + Has… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... CIA) Plan. + Directing the planning, execution, and reporting of compliance independent assessment reviews and compliance and regulatory issue validation… more
- Citigroup (Tampa, FL)
- …Finance, or related consulting with a focus on governance, communications, and regulatory engagement responsibilities. + A penchant for story telling using ... causes which may lead to unintended operational losses or regulatory breaches. TCCORO provides subject matter experts to challenge...conscience of the bank. In line with the Operational Risk Management (ORM) and Independent Compliance … more
- JPMorgan Chase (Tampa, FL)
- …Risk (CCOR) and Cybersecurity & Technology Controls (CTC) Global Regulatory Engagement teams. + Ensure effective identification, quantification, ... Risk & Controls Lead in the Audit and Regulatory group supporting Infratstructure Platforms, you will be responsible...assessment, and mitigation + Experience working in internal audit, independent risk management, or second-line of defense… more
- Capital One (Plano, TX)
- Plano 5 (31065), United States of America, Plano, Texas Risk Engagement Manager As a Risk Manager in the Financial Services Business Risk Office, you ... + Identify and assess the impact of the changing regulatory environment on business objectives and risk ...compliance, legal, and other business support functions; + Ensure independent escalation of risk management gaps, issues,… more
- Citigroup (New York, NY)
- …effective relationships within Citigroup senior management, first line, second line (including independent risk , finance, HR, and Legal), Internal Audit to ... Serves as a risk officer for the Client organization's Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and… more
- Citigroup (New Castle, DE)
- …including, in-business Operational Risk and Control Managers, as well as Independent Risk and other control functions in fulfilling job responsibilities. The ... Analysis, Internal and External Loss Analysis as well as independent Risk Assessments to provide effective oversight...regulations that may lead to an increase in Operational Risk with initiative-taking engagement with 1st line… more
- Wells Fargo (St. Louis, MO)
- …as applicable + Support and implement less complex initiatives with low to moderate risk and exercise independent judgment to guide risk reporting, ... + Present recommendations for resolving more complex situations and exercise independent judgment while developing expertise in risk management framework… more
- Citigroup (New York, NY)
- … regulatory legal advice to Citi's businesses and control functions, including the Independent Risk Management ("IRM") and Independent Compliance Risk ... or business/function operations. + Appropriately identify and assess US bank regulatory risk issues when business decisions are made, demonstrating… more
- Citigroup (New York, NY)
- …. This role will be responsible for building and managing relationships with senior Independent Risk Management leadership across a number of Risk ... and country-level regulatory requirements; and an end-to end view of Risk Management risks and controls that cross business functions, geographies and platforms.… more
- Citigroup (Irving, TX)
- …including, in-business Operational Risk and Control Managers, as well as Independent Risk and other control functions (Compliance, Legal) in carrying out ... (RCSA), Internal and External Loss Analysis as well as Independent Risk Reviews to provide effective oversight... summaries which inform presentations that feed into Operational Risk Reviews, Regulatory updates, or Governance forums.… more
- Citigroup (Getzville, NY)
- …a focus on Capital Markets, Operations, Risk and Controls governance, regulatory and audit engagement responsibilities.** + **Knowledge of Financial Markets ... external audit), 2nd line of defense (eg, compliance functions, legal and enterprise risk management, Financial and Regulatory Risk Management, etc.), to… more
- BlackRock (New York, NY)
- …is to advance the firm's risk management practices and to deliver independent risk expertise and constructive challenge to drive better business and ... Risk organization across multiple BlackRock regulated entities, including ongoing regulatory engagement , targeted exams, senior management and board-level… more
- Deloitte (New York, NY)
- …opportunities to: + Learn how to identify, evaluate, and prioritize business, operational, regulatory , and technology risks as well as risk mitigation strategies ... remediation or change management initiatives as a result of strategic, regulatory , risk -related, technological, or operational evolutions + Strong project /… more
- Bank of America (Charlotte, NC)
- …with sufficient detail and clarity so that it can stand internal review and external regulatory scrutiny. Curious Mind & Risk Mindset: + Strong Risk mindset ... Audit Manager, Global Markets Operations (GMO) and Non-Financial Regulatory Reporting, Tax & Credit Reporting Operations (NTCO)...Markets Operations to conduct audits across EMEA, with regular engagement in global work of the same nature. This… more
- Truist (Charlotte, NC)
- …under the leadership of the Senior Treasury Market and Liquidity Group Risk Officer, perform independent quantitative and qualitative assessments of Truist's ... initiatives, contribute to the maintenance of Truist's compliance with Board-stated risk appetite, regulatory standards, and industry best practices. ESSENTIAL… more
