- Citigroup (Tampa, FL)
- …TBE CAO enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Senior Analyst (C12) will report to ... the NAM & International Technology Regulatory Exam Management Senior Lead. This role will be a member of the team which is responsible for maintaining… more
- Citigroup (New York, NY)
- … Exam Management Officer will report to the NAM & International Technology Regulatory Exam Management Senior Lead and will be a member of ... objectives, etc. Support the definition and communication strategies for regulatory exam management in order...+ Communicate exam status and updates to Senior Management and the team + Coordinate… more
- JPMorgan Chase (New York, NY)
- …regarding responses to regulatory requests. + Prepare personnel (and senior management ) for meetings with regulators, including drafting written documents ... Technology. + Provide strategic advice and regular updates to Global Technology senior management regarding the matters being handled, including, but not… more
- TD Bank (New York, NY)
- …updates and contribute to internal reporting and tracking related to examinations and regulatory findings. + Execute issues management process for tracking ... and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the… more
- Citigroup (New York, NY)
- …focus; Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time ... Serves as a risk officer for Client's Regulatory Management responsible for the promotion,...regulators. + Establishing and developing effective relationships within Citigroup senior management , front line, second line (including… more
- Raymond James Financial, Inc. (Memphis, TN)
- …to ensure production requests are fulfilled promptly. + Engages with the Compliance Regulatory Exam Inquiries Management (REIM) team, Internal Audit, and ... in drafting responses to internal and external inquiries. + Remains abreast of regulatory updates to identify linkages and trends. + Tracks and performs periodic… more
- JPMorgan Chase (Plano, TX)
- …potential issues + Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities + Strengthen exam management framework to ... messaging. In this role, you will have exposure to senior leaders in and outside of the Firm, and...regulatory meetings + Provide regular updates to CTPO management regarding exam related activities, including, but… more
- Mizuho Corporate Bank (New York, NY)
- …operational), operations, treasury, compliance, financial crimes and IT/cyber risks. + Experience in regulatory exam management . + Familiarity with the ... oversight of regulatory remediation program and associated reporting to senior management and regulators. The VP will liaise and collaborate with relevant,… more
- Citigroup (New York, NY)
- … Engagement Team is responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across all of Citi's ... identify themes and ensure appropriate and consistent responses. + Prepare reporting for senior management regarding Capital Markets Regulatory activity. +… more
- Zions Bancorporation (Salt Lake City, UT)
- …that protect the bank and our customers. Zions Bancorporation is accepting applications for a Sr Manager, Regulatory Exam and Risk Governance to join our ... + Responsible for Environmental, Social and Governance (ESG) risk management . + Facilitates regulatory exam ...risks and sensitive matters. + Delivers status reports to senior management , executives and the Board of… more
- Citigroup (New York, NY)
- …and govern processes for Finance Regulatory Engagement & Oversight, including exam management , regulatory reporting, meetings and requests for ... intranet sites and PowerPoint decks for internal reporting to senior management and key stakeholders. + Coordinates...and followed related to the management of regulatory interactions, including exam management ,… more
- Citigroup (New York, NY)
- …& Oversight Analyst for communications and reporting contributes to the directional strategy of regulatory engagement and exam management . In this role, you ... sites, newsletters and PowerPoint decks for internal reporting to senior management and key stakeholders. + Ensure...and followed related to the management of regulatory interactions, including exam management ,… more
- JPMorgan Chase (Plano, TX)
- …of CCB's lines of business. You will also advise the Compliance team responsible for regulatory exam management by advising on regulatory disclaimers and ... exposure to legal and control partners across CCB, including senior leaders. The Legal Department at JPMorgan Chase &...Provide legal support to the Compliance team responsible for regulatory exam management , including by… more
- American Express (Phoenix, AZ)
- …define your own path. Find your place in risk and analytics on #TeamAmex. The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and ... closely with all parts of the business - from senior decision makers to their teams -to support their...in-person regulatory interactions). **Responsibilities** + Seamlessly execute regulatory exams beginning with announcement of the exam… more
- Citigroup (Jacksonville, FL)
- …experience in area of focus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time ... & Controls professional serves as a risk officer for Human Resources (HR)'s Exam Management responsible for the promotion, support, monitoring and reporting on… more
- Vistra (Shippingport, PA)
- …several great opportunities for experienced instructors to join our team. The Senior /Staff Nuclear Operations Regulatory Exam Writer/Instructor develops and ... previously held an INPO instructor certification is strongly preferred. + Previous Regulatory Exam development experience is strongly preferred. + Proficient… more
- M&T Bank (Iselin, NJ)
- …in Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one ... and testing. + May interact with State and Federal Regulatory Agencies, numerous risk and executive management ,...Federal Regulatory Agencies, numerous risk and executive management , lines of business, and support organizations such as… more
- Citigroup (Jacksonville, FL)
- …and retail banking. Our Chief Operating Office group leads risk and control, Regulatory Exam Management and engagement, Transformation, Regulatory ... variety of internal and external stakeholders such as Risk, Compliance, Legal, Regulatory , Escalations, Analytics and Senior Leadership teams to implement… more
- Huntington National Bank (Columbus, OH)
- … management , flood compliance, foreclosure, collections, loss mitigation) + Experience in regulatory exam management + Knowledge of mortgage banking ... within assigned business segments by establishing effective working relationships with senior management , discussing current and emerging compliance issues, and… more
- Bank of America (Scranton, PA)
- …for audit and exam management including direct and indirect audit exam interaction, regulatory responses, issues management . This also includes the ... Sr Business Control Specialist - Global Payment Operations...to enhance QA program success + Supports the overall management of and research required for regulatory … more