- Citigroup (Tampa, FL)
- …TBE CAO enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Senior Analyst (C12) will report to ... the NAM & International Technology Regulatory Exam Management Senior Lead. This role will be a member of the team which is responsible for maintaining… more
- Citigroup (New York, NY)
- … Exam Management Officer will report to the NAM & International Technology Regulatory Exam Management Senior Lead and will be a member of ... objectives, etc. Support the definition and communication strategies for regulatory exam management in order...+ Communicate exam status and updates to Senior Management and the team + Coordinate… more
- JPMorgan Chase (New York, NY)
- …regarding responses to regulatory requests. + Prepare personnel (and senior management ) for meetings with regulators, including drafting written documents ... Technology. + Provide strategic advice and regular updates to Global Technology senior management regarding the matters being handled, including, but not… more
- JPMorgan Chase (New York, NY)
- …regarding responses to regulatory requests. + Prepare personnel (and senior management ) for meetings with regulators, including drafting written documents ... Technology. + Provide strategic advice and regular updates to Global Technology senior management regarding the matters being handled, including, but not… more
- Citigroup (New York, NY)
- …focus; Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time ... Serves as a risk officer for Client's Regulatory Management responsible for the promotion,...regulators. + Establishing and developing effective relationships within Citigroup senior management , front line, second line (including… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to ensure production requests are fulfilled promptly. + Engages with the Compliance Regulatory Exam Inquiries Management (REIM) team, Internal Audit, and ... in drafting responses to internal and external inquiries. + Remains abreast of regulatory updates to identify linkages and trends. + Tracks and performs periodic… more
- JPMorgan Chase (Plano, TX)
- …potential issues + Prepare internal reporting/metrics and ongoing analyses of all global regulatory activities + Strengthen exam management framework to ... messaging. In this role, you will have exposure to senior leaders in and outside of the Firm, and...regulatory meetings + Provide regular updates to CTPO management regarding exam related activities, including, but… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... regulatory calendar, providing information and data to senior management on upcoming meetings, key insights...preferred_ **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management … more
- Citigroup (New York, NY)
- … Engagement Team is responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across all of Citi's ... identify themes and ensure appropriate and consistent responses. + Prepare reporting for senior management regarding Capital Markets Regulatory activity. +… more
- Truist (Charlotte, NC)
- …supporting agenda development and participant selection. 8. Coordinate closely with the Head of Regulatory Relations Exam Management and serve as a backup to ... either the CRRO or Head of Regulatory Relations Exam Management as...and writing) skills. Experience and ability to interact with senior leaders at Truist and regulatory agencies.… more
- Zions Bancorporation (Salt Lake City, UT)
- …that protect the bank and our customers. Zions Bancorporation is accepting applications for a Sr Manager, Regulatory Exam and Risk Governance to join our ... + Responsible for Environmental, Social and Governance (ESG) risk management . + Facilitates regulatory exam ...risks and sensitive matters. + Delivers status reports to senior management , executives and the Board of… more
- American Express (New York, NY)
- …colleagues from USRR who directly support regulatory engagements, as well as the Regulatory Exam Lifecycle Management (RELM) team within Global Risk & ... (AXP) and American Express National Bank (AENB), a high volume of management representatives who support regulatory engagements, and supervisory personnel. +… more
- TD Bank (Fort Lauderdale, FL)
- …and other activities + Centralized policy and reports inventories + Internal Audit, regulatory exam , and ongoing supervision management , finding tracking, ... CCO and the Compliance Executive Team The Audit and Exam Management team of US Compliance Operations...interacting and communicating with staff and senior management of the Bank with respect to regulatory… more
- Citigroup (New York, NY)
- …and govern processes for Finance Regulatory Engagement & Oversight, including exam management , regulatory reporting, meetings and requests for ... intranet sites and PowerPoint decks for internal reporting to senior management and key stakeholders. + Coordinates...and followed related to the management of regulatory interactions, including exam management ,… more
- Citigroup (New York, NY)
- …& Oversight Senior Vice President contributes to the directional strategy of regulatory engagement and exam management outside of the United States. ... related to the management of Citi Finance's regulatory interactions, including exam management ,...and communication to applicable stakeholders including the Regulators and Senior Management as applicable. + Supports key… more
- City National Bank (Los Angeles, CA)
- …independently as well as collaboratively. + Experienced in regulatory interaction, project management , exam management and issue management with ... and prioritize several concurrent initiatives. + Experience communicating and interacting with regulatory agencies, including exam management and other … more
- Citigroup (New York, NY)
- …Oversight Analyst is a seasoned professional who contributes to the directional strategy of regulatory engagement and exam management . In this role, you will ... and followed related to the management of regulatory interactions, including exam management ,...awareness and communication to applicable stakeholders, including regulators and senior management as applicable. + Supports key… more
- Citigroup (New York, NY)
- …& Oversight Analyst for communications and reporting contributes to the directional strategy of regulatory engagement and exam management . In this role, you ... sites, newsletters and PowerPoint decks for internal reporting to senior management and key stakeholders. + Ensure...and followed related to the management of regulatory interactions, including exam management ,… more
- JPMorgan Chase (Plano, TX)
- …of CCB's lines of business. You will also advise the Compliance team responsible for regulatory exam management by advising on regulatory disclaimers and ... exposure to legal and control partners across CCB, including senior leaders. The Legal Department at JPMorgan Chase &...Provide legal support to the Compliance team responsible for regulatory exam management , including by… more
- Vistra (Bear Valley, CA)
- …opportunities that are currently available and apply online. **Job Summary** The Senior /Staff Nuclear Operations Regulatory Exam Writer/Instructor develops ... previously held an INPO instructor certification is strongly preferred. + Previous Regulatory Exam development experience is strongly preferred. + Proficient… more