- Citigroup (Tampa, FL)
- **Job Description:** Regulatory Risk and Control VP **Location:** Tampa, FL (Hybrid) The Regulations and Risk VP, CBNA Head Office is an experienced ... regulatory or operational risk VP who has strong risk and control skills (compliance and operational risk ) enabling them to be confident in dealing… more
- Citigroup (O'Fallon, MO)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... facilitating data-quality and controls for other teams and managers. + Provides regulatory risk project management support (business requirements, analysis and… more
- JPMorgan Chase (Brooklyn, NY)
- …your expertise will guide us through emerging risks and foster responsible growth. As a Vice President in Risk Control Management, you'll lead the risk ... audit readiness. As a Vice -President in the Risk Management - Control Manager role, you... committees / governance forums and related metrics reporting; regulatory -related initiatives + Confirm that controls are properly designed,… more
- Morgan Stanley (Purchase, NY)
- …programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** *KYC Office: WM and US Banks Risk and Control Lead - Vice President* **Location:** *New ... control issues with transparency. *Responsibilities:* The KYC Office Risk and Control Lead is responsible for...KYC Office, responsible for partnering with the Financial Crimes Risk Governance and PMO team during regulatory … more
- Citigroup (New York, NY)
- …& Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of governance for the newly ... this mandate, the role will collaborate closely with the governance and control partners across Finance, Independent Risk Management and Internal Audit.… more
- Citigroup (New Castle, DE)
- The Business Loans Risk and Control Senior Manager accomplishes results through the management of professional team(s) and department(s). Integrates subject ... of scorecards/performance management tools in an attempt to mitigate exposure ( risk /financial/ regulatory ) + Monitors goals are met through performance, … more
- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role responsible for assisting with the development of the ... Payment Operations functions to oversee ongoing compliance with AML regulatory requirements. The ACRM Global Funds Transfer Vice...Institution + 3+ years work experience in AML compliance, risk , or a control -related function + Significant… more
- Morgan Stanley (Purchase, NY)
- …negative news processes, among others, for Morgan Stanley. *Responsibilities:* The Assistant Vice President, Risk and Controls is responsible for assisting in ... of applicable MS' policies, standards, and procedures. *The Assistant Vice President, Risk and Controls will:* *...* Lead implementation for project deliverables for Financial Crimes Risk and Control assessments (RCSAs) under the… more
- Morgan Stanley (Purchase, NY)
- …and Compliance colleagues on a variety of complex initiatives. The Assistant Vice President will provide regulatory guidance on firm generated communications ... potentially arising from FINRA review. * Consult frequently with business and control partners on potential regulatory issues involving marketing materials,… more
- Citigroup (Wilmington, DE)
- …more than $100 billion in receivables. You will be joining the US RRE Servicing Risk team. The **Senior Vice President-Servicing Risk Policy** is a senior ... some external communication with regulators and sub-servicer. The Senior Vice President-Servicing Risk Policy is responsible for...Real Estate bank owned portfolios + Identify and escalate risk and control issues to control… more
- SMBC (Jersey City, NJ)
- …inherent risk and controls analysis. + Stays abreast of the changing regulatory landscape and updates the Risk Assessment methodology as necessary. + Assists ... to the Director of FCC Program Management, the FCC Program Management Vice President is supporting establishing and enhancing Financial Crime Compliance ("FCC") … more
- Morgan Stanley (New York, NY)
- _Morgan Stanley Services Group Inc. seeks a Vice President, Risk /Policy Management in New York, New York _ Review, challenge, maintain, and modify financial ... issues. Liaise with financial model developers, users, model control , and reporting units to design and track and...in the position offered or two (2) years as Vice President, Associate Director, Senior Consultant, Risk … more
- MUFG (Tampa, FL)
- …of our recruitment team will provide more details. **Job Summary:** We're seeking a Vice President, Credit Risk Audit who will be subject matter expert ... and challenge audit staff and audit judgment in scoping, risk and control identification, findings and observations,...plan for the assigned portfolio + Keep abreast of regulatory developments within the wholesale banking credit risk… more
- TD Bank (New York, NY)
- …Firm policies to trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance and business ... findings and open gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings,...is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance,… more
- JPMorgan Chase (Columbus, OH)
- …processes and technology solutions are appropriately designed, documented, and meet key risk and control requirements. You may also assist with preparation ... various external reporting agencies + Adhere to proof & control procedures to ensure accurate reconciliation between regulatory...mitigate risk , and fosters an environment where risk / control issues are escalated and trends are… more
- Morgan Stanley (Miami, FL)
- …and efficiency of activities to address emerging risks, and that appropriate risk identification, measurement, monitoring, and control assessments are in place ... and procedures to mitigate risks. Monitors and measures compliance risk through a robust control framework and...**Wealth Management* **Title:** *Financial Crimes Program Design: Oversight, Emerging Risk & Transformation - Vice President *… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Market Risk Vice President within the Securitized Products Group, you will lead a ... limit excess issues + Partner with Credit, Finance, Valuation Control Group (VCG), Quantitative Research (QR), MGG and Middle...Risk and Stress Scenarios methodology + Work on regulatory driven market risk exercises + Conduct… more
- Sage Hospitality Group (Denver, CO)
- … Risk Management fundamentals including, but not limited to, risk identification, risk analysis, risk control , risk financing, and claims ... us?** Sage Hospitality Group is set to hire a ** Vice President of Audit, Compliance and Risk **...with various departments to ensure all operations adhere to regulatory requirements, mitigate compliance risks, and maintain good standing… more
- JPMorgan Chase (Columbus, OH)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President in the Risk Management - Document Governance division, you will ... and Capabilities** + Bachelor's degree required + Minimum 7 years' experience in Risk , Compliance, Legal or similar regulatory -facing function + Prior experience… more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As an Operational Risk Management Lead, Vice President within Risk Management and ... monitoring and testing activities to business management and in Risk and Control Forums. + Liaise with...Front Office and Operations trade flow processes and lifecycles, regulatory reporting, or technology Global Equities products required. +… more