- Zions Bancorporation (Houston, TX)
- …Zions is accepting application for a Sr. Risk Officer to join our Enterprise Retail Banking - Risk Management department. Enterprise Retail ... compliance engagements on behalf of all Enterprise Retail Banking (ERB) centers. They act as...pro-actively mitigate and remediate risks, with an emphasis on Compliance risk . This includes best practice sharing,… more
- PNC (Farmers Branch, TX)
- …+ Provides risk expertise while working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit). Monitors changes in internal and ... to the company's success. As a Line of Business Risk Manager II, concentrating on the software applications used...applications used within our business segments within PNC's Technology Risk organization, you will be based in Pittsburgh, PA,… more
- Citigroup (Charlotte, NC)
- … Retail Banking (Branch, Mortgage and Small Business): + Broad Compliance Risk Oversight for Mortgage, Branch Banking /Deposits and Small Business ... Serves as key function/business/product compliance risk manager and thought leader...deficiencies **Responsibilities:** + Key Responsibilities will include strong community banking compliance experience that will drive the… more
- Citigroup (New York, NY)
- …leadership across a number of Risk disciplines including Wholesale Counterparty Credit Risk , Retail Risk and Finance Risk , senior leadership ... simple, creative, and responsive. The Chief Auditor for Credit Risk , Finance CRO, Banking , International and NAM...of Risk Management disciplines including Wholesale Credit Risk , Retail Risk and Financial… more
- Comerica (Farmington Hills, MI)
- …Manager is responsible for the development, maintenance, and analysis of national Retail banking center distribution and workforce planning. This includes ... required as the individual will collaborate closely with cross-functional Retail , Corporate Real Estate, Marketing, Risk , and...to enhance the analysis and process for evaluating the Retail banking center network. Banking … more
- Citigroup (New York, NY)
- The Consumer & Retail Banker is a senior level position responsible for assisting clients in raising funds in the capital markets, as well as in providing strategic ... acquisitions and other types of financial transactions in coordination with the Institutional Banking team. The overall objective of this role is to act as strategic… more
- Capital One (Mclean, VA)
- …on time + Building relationships and collaborating with key stakeholders, including Retail Operations, Risk , Compliance , Legal, and Enterprise Service ... States of America, McLean, Virginia Manager, Project Management - Retail and Direct Banking Capital One, a...+ Ensuring projects, such as new vendor setup, vendor risk mitigation, vendor performance monitoring, as examples, are being… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance by 1st line ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...Shared Services entities in support of Branded Cards, Citi Retail Services and Retail Banking .… more
- M&T Bank (Millsboro, DE)
- **Overview:** Manages assigned team within a functional area of Retail Servicing. Manages approximately 10 FTEs (or with fewer employees if covering diverse ... + Oversee the daily activities of a unit within Retail Servicing to meet the objectives of the assigned...are followed to minimize risks to the Bank from non- compliance . + Provide leadership, guidance, feedback and training to… more
- Citigroup (Irving, TX)
- … Officer is responsible for supporting the effective oversight and challenge of US Retail Banking and Mortgage products with a heavy focus on end-to-end ... The scope of this role is confined to US Retail Banking and Mortgage with prime interfaces...Fraud, Technology & Data Management, etc. + Independent Credit Risk and Compliance Risk Management… more
- Wells Fargo (Washington, DC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this...dealer and registered swap dealer; SMBC Group's wholesale and retail banking operations; US and LATAM representative… more
- M&T Bank (Buffalo, NY)
- …Completes a variety of the most complex duties related to the discharge of a retail loan or lines of credit once paid in full, using the appropriate software as ... for the offshore team. + Complete regular department reporting. + Maintain compliance timeframes for discharge requirements. + Assist with resolution of unrecorded… more
- Wells Fargo (Charlotte, NC)
- …and/or campaign execution with a focus on customer acquisition.** **Knowledge of business banking products, retail banking , and small business customer ... and external (agency) partners** **Must thrive in a fast-paced environment** **Experience in retail banking , preferably Small & Business Banking ** **Pay… more
- Wells Fargo (Columbus, OH)
- …Experience optimizing marketing investment that maximizes ROI + Strong knowledge of business banking products, retail banking , and small business customer ... Must thrive in a fast-paced environment + Experience in retail banking , preferably Small & Business ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... & Markets provides a full range of investment banking , credit and risk management products and...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- Wells Fargo (Boca Raton, FL)
- …activities to ensure high level of customer service, timely completion, quality, and compliance in Private Mortgage Banking Sales + Produce high quality loans ... this role:** Wells Fargo is seeking a Private Mortgage Banking Associate Manager (SAFE) in Consumer Lending as part...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (Middletown, DE)
- …required job specific, compliance -related training + Understands, utilizes and follows compliance / risk and control programs + Ensures ongoing compliance ... for this role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Banking Associate is...& management of self-generated leads, the management of received partner/ retail to retail referral leads or campaign… more
- Citigroup (Irving, TX)
- …and recommend interventions where needed, proposing creative and pragmatic solutions to risk and control issues + Partner with Directors and Managing Directors to ... approaches for addressing broader corporate emerging issues + Appropriately assess risk when business decisions are made, demonstrating particular consideration for… more
- Liberty Bank (Middletown, CT)
- …by ensuring proper communication, interaction, and approval by internal teams responsible for compliance , fraud, and risk . + Works with marketing to ensure focus ... non-business hours to respond to high priority failures or risk issues of the bank's digital assets. Candidate is...and features with a minimum of 5 years direct retail /consumer digital banking product support, business analyst… more