- Prime Healthcare (Riverdale, GA)
- …to facility. #LI-DF2 Connect With Us! (https://careers-primehealthcare.icims.com/jobs/171181/ risk -and- compliance - officer - registered ... please contact Human Resources. Know Your Rights: https://www.eeoc.gov/sites/default/files/2022-10/EEOC\_KnowYourRights\_screen\_reader\_10\_20.pdf Responsibilities Risk and Compliance Officer : Responsible… more
- Peace Corps (Washington, DC)
- …Accountability Officer and works under the direction and supervision of the Chief Compliance and Risk Officer . To fulfill the responsibilities and tasks ... managing the assigned responsibilities. Responsibilities In exercising assigned responsibilities, the Compliance Accountability Officer ( Risk and Change… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this...Group's Americas Division, inclusive of US broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking… more
- Citigroup (San Antonio, TX)
- The Business Risk Officer role in Citi Global Wealth is a seasoned FINRA-licensed securities professional role responsible for executing day-to-day supervisory ... activities across a group of Registered Representatives. Applies in-depth disciplinary knowledge, contributing to the...diverse group of support and control functions including Business Risk , Compliance , Operational Risk , Legal… more
- JPMorgan Chase (Chicago, IL)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...and striving to be best-in-class. As an Environmental Credit Risk Senior Officer in the Environmental … more
- Fifth Third Bank, NA (Charlotte, NC)
- …is responsible for providing strategic leadership, direction and oversight regarding the Registered Investment Adviser's compliance risk management programs, ... regulations. + Oversee and direct the execution of the Registered Investment Adviser's compliance risk ...for critical business functions. + 5+ years as a Registered Investment Adviser Chief Compliance Officer… more
- Veterans Affairs, Veterans Health Administration (Amarillo, TX)
- Summary Nursing Officer of the Day assumes responsibility and accountability for managing the standards and services of Nursing Service during the day tours and ... hours for areas such as Surgery/Endoscopy/Radiology, etc. - Reviews and monitors note compliance for nursing personnel. Completes audits on low use, high risk … more
- Wellington (Boston, MA)
- …where necessary. The Compliance Officer will be a member of the Legal, Compliance & Risk Group and will report to the Head of Investment Platform ... with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's ...training, where appropriate + Collaborating with EMEA and APAC compliance colleagues and the broader Enterprise Risk … more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... laundering supervision, and advertising * Work with senior management, Legal, Compliance , HR, Marketing, registered representatives, and other key constituencies… more
- SMBC (Jersey City, NJ)
- … Department Americas Division ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment banking ... its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance...related compliance , conduct, regulatory compliance , reputation, strategic, and technology risk . The… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... registered investment adviser, ensuring activities are conducted in compliance with applicable regulatory requirements. This includes global policies, standards,… more
- US Bank (Philadelphia, PA)
- …supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance function for US Bancorp Asset Management, ... Partners with leaders in their assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers...This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible… more
- BMO Financial Group (New York, NY)
- …regulators on the initial stages of investigations. + Elevates high profile issues/ risk cases to Compliance and business/group management for prompt resolution. ... Anticipates, identifies, and analyses risk and consequences of unaddressed risk factors/ compliance gaps and recommends appropriate remediation. + Builds… more
- SMBC (Jersey City, NJ)
- …collaboration with Issue owners - closed. This role will report into the Head of Compliance Reporting, Risk & Controls and manage a small team of 2-3 people. ... employees. **Role Description** This role will manage and oversee all Compliance -related issues (ie, Internal Audit, Compliance , self-identified and Regulatory),… more
- The County of Los Angeles (Los Angeles, CA)
- ANIMAL CONTROL OFFICER I Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4604252) Apply ANIMAL CONTROL OFFICER I Salary $50,501.52 - ... caring service. JOIN OUR TEAM AS AN ANIMAL CONTROL OFFICER I! As an Animal Control Officer ...and/or legal notices; enforce licensing laws. + Assist a Registered Veterinary Technician by prepping and restraining animals for… more
- SMBC (White Plains, NY)
- …Mitsui Banking Corporation (SMBC). The IT FCO will be responsible for managing compliance and operational risk associated with key Information Technology (IT) ... assist other team members as they work towards control officer responsibilities as part of the Operational Risk...Management Framework. **Role Objectives** * Strong understanding of Governance, Risk and Compliance (GRC) practices to support… more
- Olympus Corporation of the Americas (Westborough, MA)
- …by law). They may also be mandated to represent the Privacy or entire Governance, Risk & Compliance function (which Privacy belongs to) as a Business Partner for ... Americas region including but not limited to monitoring program compliance , supporting and advising on daily operations of the...the Privacy organization. + Acts as regional Data Protection Officer ( registered for the regional headquarters and… more
- Air National Guard Units (Salt Lake City, UT)
- Summary This National Guard position is for a LOGISTICS MANAGEMENT OFFICER (TITLE 32), Position Description Number D2434000 and is part of the 151 LRS located in ... Major Duties: This is not an all-inclusive list As a LOGISTICS MANAGEMENT OFFICER (TITLE 32), GS-0346-13, you will: Manages complex base logistics functions to… more
- Vanderbilt University Medical Center (Nashville, TN)
- …Executive Search Team is conducting a national search for an Associate Nursing Officer - Neuroscience. The Associate Nursing Officer - Neuroscience shall provide ... mission, credo, and vision of VUMC. The Associate Operating Officer , will have strategic and operating authority for large...PCC. * Lead activities related to performance, improvement, and risk management programs in order to establish and meet… more
- Air National Guard Units (Little Rock AFB, AR)
- …EXCEPTED SERVICE POSITION. This National Guard position is for a MEDICAL ADMINISTRATIVE OFFICER (Title 32), Position Description Number D1718000 and is part of the ... policy guidance and interpretation to senior management officials to ensure compliance with medical aspects for the worldwide deployability of Wing/Group personnel,… more