- JPMorgan Chase (Columbus, OH)
- …status quo and striving to be best-in-class. As an Audit & Exam Management Control Manager Vice President in Risk Management , you will be responsible ... closely with Risk partners to respond to Audit & Exam requests. Review responses and...under tight deadlines. **Preferred qualifications, capabilities, and skills:** + Audit and Exam management preferred… more
- Capital One (Richmond, VA)
- …Use analytical skills to identify trends and opportunities to improve the risk management framework and audit and exam readiness + Utilize agile ... part in the evolution of our strategic approach to risk management . The Risk Frameworks...assignment and job responsibility + Collaborate with second line Risk (eg ERM, ORM, Compliance/AML), Audit , Legal,… more
- Citigroup (Wilmington, DE)
- The **VP, Business Risk Officer** in the Risk Exam & Audit Management team provides an opportunity to develop business knowledge and get exposure to ... and audit requests and concerns that impact Risk Management . + Assist/support and sometimes drive...ongoing needs of the business. + Work across the Exam and Audit Management team… more
- Bank of America (Stamford, CT)
- …executive routines. + Business Controls, Risk Management and Oversight including issue, audit and exam management and risk and compliance program ... between CFO/CAO/GHR Audit team and peer organizations. + Ensure strong risk management practices and policies are effectively integrated into all operations… more
- TD Bank (Falmouth, KY)
- …for the US Compliance Department, the US CCO and the Compliance Executive Team The Audit and Exam Management team of US Compliance Operations and Governance ... and support for central elements of the US Compliance Risk Management Program, including: + Compliance-wide frameworks,...and reports inventories + Internal Audit , regulatory exam , and ongoing supervision management , finding tracking,… more
- JPMorgan Chase (Jersey City, NJ)
- …Vice President within the Practices Audit team, you will support Internal Audit 's Regulatory Engagement and Exam Management Team, including assisting in ... approach to evaluating and improving the effectiveness of governance, risk management and controls. We're proud of...Firm Regulatory initiatives; escalate key milestones and decisions to Audit Management + Develop and prepare internal… more
- JPMorgan Chase (Jersey City, NJ)
- …an Associate within the Practices Audit team, you will support Internal Audit 's Regulatory Engagement and Exam Management Team, including executing BAU ... Auditor that is passionate about making a difference! Internal Audit is an independent function at JPMorgan Chase that...approach to evaluating and improving the effectiveness of governance, risk management and controls. We're proud of… more
- Citigroup (Jacksonville, FL)
- …and support sound operational and compliance risk management . + Accountable for audit and exam management . + Work with other control leaders to ... professional disciplinary areas. Leads and directs a team of risk management professionals aligned to three (3) USPB enabling functions: Analytics,… more
- Charles Schwab (Westlake, TX)
- … Management to improve the efficiency of governance processes, risk management , and internal controls. The Corporate Internal Audit team is seeking a ... all stages. Provide quarterly risk assessment and audit universe updates to IAD management . Review...adverse events (as required); Participate in regulatory meetings (ie, exam , business monitoring, IAD monitoring); and provide responses to… more
- Morgan Stanley (New York, NY)
- …NY. *Regulatory Exam Support:* * Provide support & guidance to management to prepare them for regulatory examinations * Partner with Regulatory Relations and ... management to coordinate the exam process for...of professional experience in financial services with focus on audit or regulatory risk & compliance; 15… more
- S&P Global (New York, NY)
- …development, periodic monitoring assurance, management reporting, risk assessments, audit / exam management , regulatory submissions, and incident ... Board of Directors on the operation and progress of Global Financial Crimes Compliance risk management efforts. + Maintain a current awareness of the regulatory… more
- JPMorgan Chase (Plano, TX)
- …activities + Strengthen exam management framework to ensure consistent exam practices, successful execution, and reduction of risk exposure for the firm. ... The Corporate Third Party Oversight (CTPO) Exam Management team has a pivotal...summarize key themes. + Knowledge of regulatory requirements and risk management processes and related controls is… more
- MUFG (New York, NY)
- …issues + Engage with multiple stakeholders and collaborate with key business partners, risk management , and internal audit **QUALIFICATIONS** + Undergraduate ... and/or operational risk management , (Includes operations, operational risk management , compliance, audit , and third-party risk management… more
- Bank of America (Charlotte, NC)
- Issues and Exam Management - Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... plans and milestones. The Enterprise Credit (Commercial) Issues & Exam Management Business Control Manager will support...including the ability to communicate effectively with leadership, Compliance, Risk , Audit , and Credit Review on a… more
- TD Bank (Greenville, SC)
- …role. **Line of Business:** Personal & Commercial Banking **Job Description:** The **Regulatory Exam & Issues Management (Specialty Products)** also known at TD ... Business Line Liaison (BLL) supports the execution of all risk and governance activities within their designated line of...to: Issue responses, action plans, issue summaries, or other audit or regulator commentary + Project management … more
- Citigroup (New York, NY)
- …complex regulatory exams and Internal Audit reviews that require significant program management across risk data teams, with a focus on ensuring that ... Data Testing Lead will drive the execution of regulatory engagements across Enterprise Risk Management Data & Technology to ensure the organization is… more
- Commonwealth of Pennsylvania (PA)
- …policies and procedures, analyzing documents and information gathered, and completing final audit reports in preparation for management review. We will rely ... on your knowledge and abilities to exercise professional judgment regarding risk assessment, audit sample selections, materiality, and the disposition of… more
- UWorld, LLC (Dallas, TX)
- …business or academic setting + Subject matter expertise in Audit , IT Audit , Risk Management , Financial Accounting, Managerial Accounting, or Taxation ... the future accountants of the world and the CPA exam . As we role out our brand new product...or educator to join our organization as a CPA Exam Content Writer. The ideal candidates will be individuals… more
- KPMG (Birmingham, AL)
- …team interactions; support the use of enabling technologies in the audit , including risk assessment, data extraction, statistical-based sampling procedures ... **Business Title:** Audit Associate, Federal Practice | Birmingham Summer/Fall 2025...(IT) systems, including the flow of transactions, identification of risk points and controls that mitigate the risk… more
- Huntington National Bank (Columbus, OH)
- …+ 3 - 5 years of experience in Risk , Audit , Project Management Support, or related field + Regulatory exam - management experience preferred + Ability ... senior management , segment risk , independent risk management and audit to...responses to regulatory requests. Detailed Description: + Help support exam management for Regulatory Relations, which includes… more