- PNC (Madison, NY)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... success. As a Capital Markets Managing Director I - Sales within PNC's Capital Markets - Municipal Sales...Finra SIE, Series 52 and 63 (or Series 7 , if taken prior to 11/… more
- PNC (New York, NY)
- …7 /2011, is acceptable in lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or 52, and 63 within 90 days of employment. ... success. As a Capital Markets Managing Director I - Sales within PNC's Capital Markets organization, you will be...based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120… more
- T. Rowe Price (Baltimore, MD)
- …in Pacific Northwest territory + Extensive knowledge of DC industry including DCIO and/or Retirement Plan Sales + FINRA Series 7 and Series 63 licensed + ... and grow your career with us. ROLE SUMMARY The Sales Director, Defined Contribution Investment Only (DCIO) is responsible...are required and will be supported for this role: Series 7 and Series 63… more
- Siebert Williams Shank (New York, NY)
- …able to build upon those over time. Requirements + 5+ years of experience in Institutional Sales + FINRA Series 7 and 63 registrations required + Established ... & Co., LLC ("SWS") is seeking to expand its Institutional Fixed Income Sales desk. We are a fast-growing, top-ranked financial services firm that provides investment… more
- Morgan Stanley (New York, NY)
- …* Minimum 8-10 years financial services experience, with minimum 2 years of internal/outside wholesaling/ sales experience. * FINRA Series 7 , 79, 63 or 66 ... assigned channel and territory. *_Primary Responsibilities_*_:_ * Develop and maintain sales programs with assigned intermediaries. * Identify client needs and… more
- City National Bank (Woodland Hills, CA)
- …**Must-Have + Minimum 5 years of investment related experience + Minimum 3 years experience in investment sales + FINRA Series 7 and 63 and 65 or 66 + ... work in tandem with an assigned SFA to provide sales and client and colleague service support coverage. The...CIMA or Cannon Certified Wealth Strategist designation. + FINRA Series 7 and 63 securities licenses and… more
- M&T Bank (Syracuse, NY)
- …license **Education and Experience Preferred:** Minimum of 5 years' sales and/or sales administrative experience FINRA Series 7 and 99 licenses ... and Health (LAH) license is required.** **Overview:** Provides administrative and sales support to Registered Representatives (Financial Advisors) to a designated… more
- Bank of America (Westerville, OH)
- …+ Required comprehensive knowledge of the retirement and/or employee benefits business and superior sales skills. + Series 7 and 63/65 or 66 (preferred ... Banking relationship managers (Business Bank) to identify employee benefits sales opportunities (Defined Contribution, Defined Benefit, NQDC, Equity, Health Benefit… more
- Bank of America (Los Angeles, CA)
- …+ Required comprehensive knowledge of the retirement and/or employee benefits business and superior sales skills. + Series 7 and 63/65 or 66 (preferred ... Commercial Bank (GCB) relationship managers to identify employee benefits sales opportunities (Defined Contribution, Defined Benefit, NQDC, Equity, Health Benefit… more
- Bank of America (Chandler, AZ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Chandler, Arizona **Job Description:** At Bank of America, we are guided by a ... responsibilities include deepening relationships by referring clients to specialized sales teams and serving as a central entry point...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Truist (Winston Salem, NC)
- …+ Master's degree in finance or business, or equivalent education and related training. + FINRA Series 4, 7 , 24, 53, and 66 licenses ( Series 9 &10 can ... and escalate complex matters to Team Lead, manager and/or Regional Sales Management. Review of Electronic Correspondence/Social Media Review to ensure compliance… more
- Bank of America (Chandler, AZ)
- Financial Solutions Advisor - Bilingual Spanish ( Series 7 required) Chandler, Arizona **Job Description:** **Position Description** Financial Solutions Advisors ... (FSAs) are phone-based licensed advisors ( Series 7 and 66 required) that provide...+ Minimum of 1-2 years financial advisory or investment sales experience + Passion for excellence and willingness to… more
- Bank of America (Pennington, NJ)
- National Financial Solutions Advisor I (Pennington, NJ) ( Series 7 Required) Pennington, New Jersey **Job Description:** At Bank of America, we're creating real, ... first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if...obtained within 90 days) + Is comfortable in a sales role, finding ways to nurture strong client relationships.… more
- Huntington National Bank (Columbus, OH)
- …as assigned. Basic Qualifications: + High School Diploma + Minimum of 1 year of investment sales experience + Series 7 , 63, 65/66 and Life and Health ... goals and provide appropriate solutions as needed. + Provide ongoing training and sales support to assigned branches to deliver a great customer experience to all… more
- Huntington National Bank (Lakewood, CO)
- …as assigned. Basic Qualifications: + High School Diploma + Minimum of 1 year of investment sales experience + Series 7 , 63, 65/66 and Life and Health ... goals and provide appropriate solutions as needed. + Provide ongoing training and sales support to assigned branches to deliver a great customer experience to all… more
- M&T Bank (Prince Frederick, MD)
- …higher education and/or work experience, including a minimum of 4 years' investment or insurance sales experience FINRA Series 7 , 63 and 65 or 66 licenses ... Profile customers and deliver recommendations to ensure these needs are met. Use sales tools and modules to conduct the analysis and offer the best advice… more
- M&T Bank (Columbia, MD)
- …higher education and/or work experience, including a minimum of 2 years' investment or insurance sales experience FINRA Series 7 , 63 and 65 or 66 licenses ... within a centralized function comprised of generally smaller and less complex accounts. Use sales tools and modules to conduct the analysis and offer the best advice… more
- Broadridge Financial Solutions (Albany, NY)
- …experience + 5 + Years of experience in sales , or product/strategy + FINRA Series 6 or 7 + Expertise in Collective Investment Trusts (CITs) + Existing ... will contribute directly to our growth objectives. The primary mandate is to drive sales and revenue growth for Broadridge Retirement and Workplace with a focus on… more
- US Bank (Cincinnati, OH)
- …to two years of job-related experience in a financial sales position + FINRA licenses: Series 7 , 63 and 65 OR Series 7 and 66 (or ability to attain ... and approval techniques, and consumer lending policies and procedures + Demonstrated sales and marketing abilities + Strong analytical skills to assess client needs… more