- Bank of America (Conshohocken, PA)
- …in managing relationships with high net worth clients or equivalent financial services/business experience * Series 7 , 63 and 65 (or Series 7 and ... more
- Aegon Asset Management (IN)
- …or equivalent business experience. + Three years of financial services or related experience. + FINRA Series 6 or 7 . + FINRA Series 63 or obtain within six ... more
- Truist (Miami, FL)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... more
- JPMorgan Chase (Columbus, OH)
- …degree required + Required have or be able to obtain within the first 90 days Series 7 ; Series 63 (or 66) JPMorganChase, one of the oldest financial ... more
- Charles Schwab (Phoenix, AZ)
- …as set by the company + Bachelor's degree required + Must have a active and valid FINRA Series 7 and Series 63 licenses + Must have a minimum of 3 years ... more
- The Hartford (Wayne, PA)
- …within a competitive marketplace Qualifications: + Bachelor's degree (or equivalent on-the-job experience) + Series 7 and Series 63 required + A minimum of ... more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. Series 24 or 9/10 required. **Education** Bachelor's: ... more
- Bank of America (Philadelphia, PA)
- …other team members * Takes on a leadership role on the team and within the business community * Series 7 , 63 and 65 (or Series 7 and 66) required (may ... more
- Wells Fargo (Charleston, SC)
- …training, military experience, education **Desired Qualifications:** + FINRA registration including Series 7 and 66 (or FINRA recognized equivalents) + ... more
- Bank of America (Dallas, TX)
- …other team members * Takes on a leadership role on the team and within the business community * Series 7 , 63 and 65 (or Series 7 and 66) required (may ... more
- Bank of America (Naples, FL)
- …often serve as the most frequent point of contact with Merrill. Fully registered ( Series 7 , 63, 65, & 66). Partial registration may be considered. **Specific ... more
- TD Bank (New York, NY)
- …volume targets are met. The candidate for this role most likely will already hold their Series 7 or Series 63. + Highly seasoned professional role requiring ... more
- JPMorgan Chase (San Francisco, CA)
- …+ Licenses required to perform all job duties associated with the role: FINRA Series 7 , 66 (63/65), 9/10 (4,24,53), appropriate State Life & Health Insurance ... more
- Atria Wealth Solutions (Corning, NY)
- …Pennsylvania, as well as their immediate family members. This role requires a FINRA series 7 licensed candidate who possesses the drive and passion to deliver ... more
- JPMorgan Chase (Columbus, OH)
- …resources + Required have or be able to obtain within the first 120 days Series 7 ; Series 63 (or 66) **Preferred qualifications, capabilities and skills** ... more
- Truist (Charleston, SC)
- …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... more
- Truist (New York, NY)
- …essential functions. + Bachelor's Degree Required + FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... more
- JPMorgan Chase (New York, NY)
- …Skills** + Knowledge of Asset Allocation and Portfolio Construction. + Bachelor's Degree + SIE, Series 7 , and Series 66 licenses (mandatory to obtain within ... more
- Wells Fargo (New York, NY)
- …for transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for FINRA Series 7 must be completed within 90 days of hire date if it ... more
- PNC (Louisville, KY)
- …be located at the Audubon Park Branch. **Job Description** + Licensing requirements: FINRA Series 7 /66 (63/65). Life & Health Insurance required. + Consults on ... more