• Director, ETF Capital Markets

    Janus Henderson Investors (CT)
    …skills (macros, APIs) + Working knowledge of financial information systems (Bloomberg, Reuters, etc) + Series 7 , 63 or 65 Nice to have skills + Fixed Income ... more
    Janus Henderson Investors (03/04/25)
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  • Regional Investment Consultant- RIA & Regional…

    T. Rowe Price (Baltimore, MD)
    …+ College degree and 7 + years of related work experience + FINRA Series 7 , 66 licenses + Superior communication/presentation skills + Advanced investment and ... more
    T. Rowe Price (03/11/25)
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  • Investment Executive

    Fifth Third Bank, NA (Martinez, GA)
    …goals. MINIMUM KNOWLEDGE, SKILLS AND ABILITIES REQUIRED: + Prior Brokerage Industry Experience. + Series 7 , 66 (or 63 and 65) and appropriate state required ... more
    Fifth Third Bank, NA (03/27/25)
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  • Investment Executive

    Fifth Third Bank, NA (Chicago, IL)
    …goals. MINIMUM KNOWLEDGE, SKILLS AND ABILITIES REQUIRED: + Prior Brokerage Industry Experience. + Series 7 , 66 (or 63 and 65) and appropriate state required ... more
    Fifth Third Bank, NA (03/13/25)
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  • Asset Management - Internal Client Advisor…

    JPMorgan Chase (Columbus, OH)
    …qualifications, capabilities and skills:** + Bachelor's degree required. + 2+ years' experience + Series 7 , Series 63 + Self-starter with a passion for ... more
    JPMorgan Chase (03/28/25)
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  • Asset Management - Financial Advisor Services…

    JPMorgan Chase (Columbus, OH)
    …to advanced computer skills - eg Salesforce, Microsoft Suite + FINRA/NASAA licenses - Series 7 ; Series 63 JPMorganChase, one of the oldest financial ... more
    JPMorgan Chase (01/02/25)
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  • MD - Sr RM - C&IB

    PNC (Chicago, IL)
    …is primarily based in a location within PNC's footprint. Licenses required: SIE, Series 52 & 63 (79 optional) within 180 days of employment **Job Description** ... more
    PNC (03/28/25)
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  • Retirement Education Specialist, Retirement…

    HUB International (Mclean, VA)
    …reviews, assembling reports, and driving deliverables from meeting. **Qualifications:** + Securities licenses Series 6, 7 , 63, 65, or 66 preferred. + Bachelor's ... more
    HUB International (03/28/25)
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  • Senior Director- Compliance, Enterprise…

    Principal Financial Group (Des Moines, IA)
    …in financial services with heavy focus on broker dealer retail marketing acumen/RIA + Series 7 and Series 24 license required + Extensive knowledge ... more
    Principal Financial Group (03/27/25)
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  • Complex Operations Manager

    Equitable (Melville, NY)
    …levels of work + Advanced problem solving skills, strong leadership skills + FINRA Series 7 registration required **Preferred Qualifications** + FINRA Series ... more
    Equitable (03/25/25)
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  • Private Wealth Advisor

    NBT Bank (West Hartford, CT)
    …knowledge of all broker dealer advisory platforms Unique Job Characteristics and Requirements: FINRA Series 7 , Series 63 and life insurance license or a ... more
    NBT Bank (03/07/25)
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  • Product Manager, Measurement (Ads)

    Netflix (Los Angeles, CA)
    …services, with 283 million paid memberships in over 190 countries enjoying TV series , films and games across a wide variety of genres and languages. Members ... more
    Netflix (02/08/25)
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  • Financial Advisor

    Atria Wealth Solutions (Lunenburg, MA)
    …financial institution; current FINRA Series 6, 63, and 65 licenses required, Series 7 and 66 preferred; MA certified life insurance license; excellent ... more
    Atria Wealth Solutions (01/24/25)
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  • Director, Retirement Income - Life Company

    USAA (San Antonio, TX)
    …appointments within 90 days of job entry. + RETIREMENT INCOME ONLY: Required maintenance of FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or 53), and/or ... more
    USAA (03/25/25)
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  • Private Client Advisor II

    Bank of America (Dallas, TX)
    …other team members * Takes on a leadership role on the team and within the business community * Series 7 , 63 and 65 (or Series 7 and 66) required (may ... more
    Bank of America (03/21/25)
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  • Private Client Manager II

    Bank of America (New York, NY)
    …team members + Takes on a leadership role on the team and within the business community + Series 7 , 63 and 65 (or Series 7 and 66) required; unlicensed ... more
    Bank of America (03/12/25)
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  • Business Manager

    Bank of America (Princeton, NJ)
    …+ Continuous Improvement + Account Management + Process Simplification + Reporting **Role Requirements** Either Series 7 and 66 licenses or Series 7 , 63, ... more
    Bank of America (03/05/25)
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  • Succession and Acquisition Consultant

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …**Licenses/Certifications:** SIE required provided that an exemption or grandfathering cannot be applied. Series 7 License, or ability to obtain within 6 months. ... more
    Raymond James Financial, Inc. (02/07/25)
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  • Sr. Consultant, Supervision (remote consideration)

    Lincoln Financial Group (Columbus, OH)
    …ongoing complex review of all related marketing, product, service, and/or sales materials. * Prepares, updates and/or files applicable complex reports, forms, ... more
    Lincoln Financial Group (03/26/25)
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  • Financial Solutions Advisor - Columbus Market

    Bank of America (Columbus, OH)
    …of client needs and potential product services recommended **Required Qualifications** * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... more
    Bank of America (03/15/25)
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