- JPMorgan Chase (New York, NY)
- …on a team with at least two additional Sales Associate + Bachelor's degree + Series 7 & 66 licenses upon hire or must successfully obtain within 180 days ... more
- TD Bank (New York, NY)
- …a production capacity (ie track record for meeting sales goals) required + Valid Series 7 , 63 + 65 or 66 + Valid and active Life & Health insurance licenses ... more
- Nuveen Investments (Charlotte, NC)
- …+ 2 years of experience in Securities sales within the Financial Services industry + Series 7 & 66 (or combination of 63 & 65) **Preferred Experience** + 3+ ... more
- Raymond James Financial, Inc. (New York, NY)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 7 , Series 57 and Series 63 Licenses. The ... more
- Aristotle Capital Management (Boston, MA)
- …or client service/ sales support within the financial services industry is highly desired. + Series 63: preferred. + Series 7 required: or the ability to ... more
- Aristotle Capital Management (Newport Beach, CA)
- …specifically RIA, required. + Bachelor's degree from an accredited college or university, preferred. + Series 7 required: or the ability to obtain the Series ... more
- TEKsystems (Fort Worth, TX)
- … 63, or Series 65 and Life and Health OR Series 7 , 63, or 66 Salesforce Experience Sales Experience within Financial Services Knowledge about Mutual ... more
- JPMorgan Chase (Chicago, IL)
- …Skills** + 7 + years in the securities and investment industry + Active and valid FINRA Series 7 required to be considered for the role. + FINRA Series 66 ... more
- Charles Schwab (Chicago, IL)
- …lead tracking systems + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license + A valid and active Series 66 (63/65) ... more
- Raymond James Financial, Inc. (Boston, MA)
- …analyze market data and provide actionable insights. Licenses/Certifications: * FINRA Series 7 & 63 **Education** Bachelor's: Business Administration, ... more
- Oriental Bank (San Juan, PR)
- …of education, training and experience that provides the required knowledge skills and abilities. + Series 7 license is required, Series 66 or 65 license is ... more
- Raymond James Financial, Inc. (Bethesda, MD)
- …provided that an exemption or grandfathering cannot be applied. * Series 7 required. **Education** Bachelor's: Accounting, Bachelor's: Business Administration, ... more
- T. Rowe Price (Colorado Springs, CO)
- …experience AND 5+ years of total relevant work experience. + This role requires the FINRA Series 7 and Series 66 licenses. Licenses may be obtained within ... more
- Commerce Bank (St. Louis, MO)
- …leadership/supervisory experience within a broker-dealer or wealth management environment required + FINRA Series 7 & 63/65 or 66 licenses required at time of ... more
- Citigroup (Getzville, NY)
- …+ Consistently demonstrated clear and concise written and verbal communication + Required Licensing/Registration: Series 7 , Series 9, Series 10, ... more
- Wells Fargo (New York, NY)
- …for transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for FINRA Series 7 and 52 must be completed within 90 days of hire date ... more
- Kestra Financial (Palo Alto, CA)
- …including long term and time sensitive projects simultaneously. Certificates, Licenses, Registration + Series 7 required. Series 65/ 66 preferred. Education ... more
- Vanguard (Scottsdale, AZ)
- …+ This job requires a regulatory license and/or registration (eg FINRA, NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within ... more
- Wellington (Boston, MA)
- …- Strong ability to easily establish and maintain relationships - Ability and desire to learn - Series 6 & 63 Series 7 - Proficient in Salesforce, Excel, and ... more
- Fifth Third Bank, NA (TX)
- …experience in banking, accounting or finance. + Securities Industry Essentials (SIE), Series 7 , 63 required. Securities Industry Essentials (SIE), Series ... more