- US Bank (Los Angeles, CA)
- …relationship management with institutional clients (Business to Business environment) + Must be FINRA series 7 and 63 licensed or complete 7 ,63 testing ... more
- Tradeweb (New York, NY)
- …results driven, and have a strong client focus + Completed or ability to complete Series 7 and 63 within first 3 months of employment **Additional Information** ... more
- JPMorgan Chase (New York, NY)
- …**Required qualifications, capabilities, and skills** + College degree required + Series 7 and 63 **Preferred qualifications, capabilities, and skills** ... more
- Citigroup (New York, NY)
- …problem solving skills + Must have or be able to obtain licenses required, Series 7 , 63 + Fluent in Spanish **Education:** + Bachelors/University degree or ... more
- First Horizon Bank (Overland Park, KS)
- …Financial's systems and service platforms; + Must be able to study for and pass both the Series 7 and 63 exams within 60 days of hire date. FHN Financial is an ... more
- Santander US (Boston, MA)
- …+ Knowledge of regulatory requirements to ensure a sound control environment + FINRA Series 7 , 63 and 65 (or 66) Securities Licenses and Life/Health Insurance ... more
- Wellington (Boston, MA)
- …analysis tools and/or other technology solutions to strengthen internal controls a plus * Licensed Series 7 , 63 & 24 or ability to obtain licensing after hiring ... more
- Tradeweb (New York, NY)
- …of fixed income EMS/OMS and 3 rd party connectivity providers is a plus + Series 7 & 63 licenses preferred **Additional Information** Tradeweb is committed to ... more
- Ferguson Enterprises, LLC. (Portland, OR)
- …We are searching for an associate ready to step into a Valve Automation Sales Support role and become an integral part of the Valve Automation team. This ... more
- BlackRock (New York, NY)
- …MBA a plus, but not required. + Role will require candidate to obtain regulatory licenses Series 7 and 63. + Candidate should have a goal to pursue CFA or ... more
- JPMorgan Chase (New York, NY)
- …products to maximize revenue opportunities. **Required qualifications, capabilities, and skills:** + Series 7 and 63 preferable. + Basic knowledge of e-trading ... more
- Nuveen Investments (NY)
- …+ 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 24 **Physical Requirements** + ... more
- Raymond James Financial, Inc. (Kalamazoo, MI)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 9 & 10 (or 8) required. * Series ... more
- Bank of America (San Diego, CA)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... more
- Bank of America (Albuquerque, NM)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... more
- Bank of America (Short Hills, NJ)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... more
- Raymond James Financial, Inc. (Ocala, FL)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and 9 & 10 (or 8) required. * Series ... more
- Bank of America (Charlotte, NC)
- …ensuring alignment with the bank's enterprise risk appetite **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND ... more
- Bank of America (Duluth, GA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... more
- Bank of America (Indianapolis, IN)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... more