- TIAA (Dallas, TX)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 24 **Physical Requirements** + Physical Requirements: ... more
- TIAA (Frisco, TX)
- …Experience** + 2+ Years Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Licenses and Certifications** + ... more
- Raymond James Financial, Inc. (Greenwood, IN)
- …: * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as required ... more
- TIAA (Wheaton, IL)
- …Preferred **Work Experience** + 3+ Years Required; 5+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... more
- US Bank (Wentzville, MO)
- …to meet defined referral client and wealth management introductions. Position requires the FINRA SIE, Series 6 (or Series 7 ) and Series 63 (or ... more
- Citizens (Johnston, RI)
- …and anti-money laundering regulations. + Industry experience in compliance or supervision is required. + Series 7 , Series 66 (or Series 63 and ... more
- Raymond James Financial, Inc. (Fort Myers, FL)
- …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 , 9 & 10 required. * Series 63, 65 ... more
- Truist (Tampa, FL)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. (candidates that only have ... more
- Truist (Mclean, VA)
- …2. 5- 7 years or more of banking experience in portfolio-oriented roles 3. FINRA: Series 7 , Series 66, Life, Health, and Variable insurance licenses and ... more
- Raymond James Financial, Inc. (Memphis, TN)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and Series 66 or the ability to obtain ... more
- Raymond James Financial, Inc. (Muskegon, MI)
- …: * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as required ... more
- Raymond James Financial, Inc. (Bluffton, SC)
- …**Licenses/Certifications:** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and Series 66 or the ability to obtain ... more
- Bank of America (Monroe, WA)
- …where you receive dedicated and personalized classes for your **Securities Industry Essentials [SIE], Series 7 and Series 66 Exams** . Once you obtain ... more
- Bank of America (Sierra Vista, AZ)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... more
- Bank of America (Boulder, CO)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... more
- Bank of America (San Francisco, CA)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... more
- Bank of America (Garland, TX)
- …where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your ... more
- Citigroup (Coral Springs, FL)
- …fail to maintain these standards. **Qualifications:** + 10+ years of experience + Required FINRA Licenses: SIE; Series 7 ; Series 66 (or Series 63 & 65); ... more
- Raymond James Financial, Inc. (San Diego, CA)
- …Licenses/Certifications * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 required. * Series 63, 65 and/or 66 as ... more
- TIAA (Albuquerque, NM)
- …**Work Experience** + 8+ Years Required; 10+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... more