- Wells Fargo (Grosse Pointe Woods, MI)
- …leadership experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... more
- TIAA (Frisco, TX)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... more
- Truist (New York, NY)
- …to perform the essential functions. 1. BA/BS degree 2. Licenses Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October ... more
- Wells Fargo (Indian Harbour Beach, FL)
- …Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to qualify ... more
- Huntington National Bank (Minneapolis, MN)
- …a focus on service/ sales . + FINRA Series 6 and 63 + State Health and Life, Series 7 and Series 66 or 63/65 required to be obtained within 120 days of ... more
- Bank of America (Northbrook, IL)
- …registration may result in disciplinary action up to and including termination. Requirements: Either SIE, Series 7 and 66 registrations or SIE, Series 7 , ... more
- Raymond James Financial, Inc. (Beaver, PA)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 & 66 required. + Life, Health and Variable Annuity or ... more
- Raymond James Financial, Inc. (Birmingham, MI)
- …: * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 & 66 required. * Life, Health and Variable Annuity or ability ... more
- TIAA (Dallas, TX)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 24; Series 65 & Series 66 ... more
- TIAA (Dallas, TX)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66 ... more
- Atria Wealth Solutions (Vancouver, WA)
- …or graduate degree and/or an equivalent combination of education and experience. + Series 7 , 63/65 or 66 Securities Registration and Variable Life and ... more
- First Horizon Bank (Raleigh, NC)
- …essential functions. + Bachelor's Degree Required + FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... more
- Regions Bank (Little Rock, AR)
- …coaching, and training of licensed bankers within the market. Incumbents are expected to have the series 7 and 66 (or 63 and 65) registrations or be able to ... more
- TIAA (New York, NY)
- …**Work Experience** + 5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66 ... more
- Access Dubuque (Dubuque, IA)
- …+ Bonus programs and expense allowances + Support for insurance licensing, Securities Industry Essentials(R), Series 6, Series 7 , Series 63, and more + ... more
- Equitable (Syracuse, NY)
- …career opportunity. **Key Job Responsibilities** Train * Acquire your core financial services licenses o Series 7 , Series 66, Life and Health License o Learn ... more
- Raymond James Financial, Inc. (Seattle, WA)
- …**Licenses/Certifications:** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 and Series 66 or the ability to obtain ... more
- Citigroup (Getzville, NY)
- …+ Consistently demonstrated clear and concise written and verbal communication + Required Licensing/Registration: Series 7 , Series 9, Series 10, ... more
- Athene (MD)
- …years prior wholesaling experience. + Knowledge of Fixed Annuity Marketplace. + Life & Health, FINRA Series 7 and Series 63 licenses. + Must have or obtain ... more
- TIAA (Frisco, TX)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... more