- BMO Financial Group (Vacaville, CA)
- **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** Bilingual in English and Spanish Language is preferred _The mission of Premier ... more
- TIAA (Philadelphia, PA)
- …relationships with affluent clients or equivalent experience; Required **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series ... more
- Raymond James Financial, Inc. (Memphis, TN)
- …(prior to start) _provided that an exemption or grandfathering cannot be applied._ * ** Series 7 License** **required,** _or ability to obtain within six (6) ... more
- TIAA (Charlotte, NC)
- …Years Preferred + No Advanced Degree Required, Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 24 **Physical ... more
- NBT Bank (Plattsburgh, NY)
- …service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License. Series 7 preferred. If not Series 7 licensed, FC will ... more
- Aegon Asset Management (Denver, CO)
- Job Family Sales Support / Operations About Us At Transamerica, hard...in a business field or equivalent experience + FINRA Series 6 or 7 + FINRA Series ... more
- Bank of America (Washington, DC)
- …years of demonstrated experience with sales and building, leading, managing and coaching a team + Series 7 & 66 (63 and 65) required and Series 9 & 10 or ... more
- Citigroup (O'Fallon, MO)
- …to banking and /or investment operations - including placing unsolicited securities trades ( Series 7 & 63 required). + Ensures customer claims and complaints ... more
- Raymond James Financial, Inc. (FL)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 63 (or 66) preferred. + Completion of formal credit training ... more
- City National Bank (Los Angeles, CA)
- …* Two to five years of Customer Service or Operational experience at a Broker Dealer. * Series 7 license * Series 63 and Series 65 licenses or ... more
- Raymond James Financial, Inc. (Jersey City, NJ)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + FINRA Series 99, 7 , Series 63 and Series 53 or ... more
- Vanguard (Charlotte, NC)
- …job requires a regulatory license and/or registration (eg FINRA, state, SFC), the SIE, Series 7 and 63/65 or 66. Certain professional designations may be used ... more
- Aegon Asset Management (Denver, CO)
- …+ BS or BA degree required or equivalent industry experience. + Currently holds Series 7 /6 Securities License ( Series 63 if applicable) or obtain ... more
- JPMorgan Chase (Louisville, KY)
- …+ Licenses required to perform all job duties associated with the role: FINRA Series 7 , 66 (63/65), 9/10 (4,24,53), appropriate State Life & Health Insurance ... more
- Citigroup (Jersey City, NJ)
- …+ Consistently demonstrated clear and concise written and verbal communication + Required Licensing/Registration: Series 7 , Series 9, Series 10, ... more
- Raymond James Financial, Inc. (Spokane, WA)
- …* SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 & 66 required. * Life, Health and Variable Annuity or ... more
- HUB International (Sacramento, CA)
- …retirement plan industry experience or equivalent combination of education and experience + FINRA Series 7 registration, along with FINRA Series 63 and FINRA ... more
- Bank of America (Baltimore, MD)
- …FSA Stage I must have a general awareness of core banking and investment solutions. Required Skills: Series 7 & 66 must be obtained within 120 days; Series ... more
- Truist (Bal Harbour, FL)
- …and attributes of annuity products. 6. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. 7 . Exceptional ... more
- Wells Fargo (Minneapolis, MN)
- …experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or 63 and 65) examinations (or FINRA ... more