- JPMorgan Chase (New York, NY)
- …appropriate + Strong internal and external influencing and relationship building capabilities + Bachelor's Degree, Series 7 , Series 63 and Series 3 + ... more
- Zions Bancorporation (Denver, CO)
- …quality. + Intermediate computer skills including word processing and spreadsheet software. + FINRA Series 79 (or grandfathered Series 7 ), Series 63 ... more
- Bank of America (Chicago, IL)
- …with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 &63(Must obtain SIE, series 7 & 63 license ... more
- BMO Financial Group (Alhambra, CA)
- + **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** + Bilingual in **Mandarin** Language is preferred. Proactively builds and manages ... more
- Wells Fargo (Charlotte, NC)
- … Series 63 (or FINRA recognized equivalents) + FINRA registration including Series 7 (or FINRA recognized equivalents) + Certified Financial Planner (CFP) ... more
- Citizens (Broadview Heights, OH)
- …receive training materials, coaching, and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II works closely ... more
- Neuberger Berman (New York, NY)
- …collaborate within internal teams + Desire to contribute to the building of a nascent business + Series 7 , 63/65 or Series 7 , 66 required + Series ... more
- First Horizon Bank (Memphis, TN)
- …consistently to ensure proficiency and growth, with the ultimate goal of passing the Series 7 licensure and preparing for a successful career in institutional ... more
- Citigroup (New York, NY)
- …focus for the Enterprise team is the US market with an eye towards expansion globally. Series 7 and 66 are required within 150 days of hire. An understanding of ... more
- Huntington National Bank (Detroit, MI)
- …+ 7 + years of Large Government/Higher Education/Non-Profit Lending related experience + Series 52 or Series 7 Preferred Qualifications: + Series ... more
- Huntington National Bank (Minneapolis, MN)
- …FINRA Licenses (required): Candidate must have 3 of the following 5 licenses in an active status: Series 6 or 7 ; Series 63 or 66; State Life and Health ... more
- Athene (TX)
- …of Fixed Indexed and Registered-Indexed Linked Annuity Marketplace. + Life & Health License and FINRA Series 6 or Series 7 + Proven ability in growing a ... more
- Nuveen Investments (Chicago, IL)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... more
- Jackson National Life Insurance Company (Nashville, TN)
- …insurance or investment wholesaling experience preferred.** **Securities Industry Essentials (SIE) required.** **FINRA Series 6 or 7 , FINRA Series 63, State ... more
- BMO Financial Group (Walnut Creek, CA)
- …of education and experience. + FINRA Series 6, 63 & 65 Licenses OR FINRA Series 7 & 66 licenses. + Life and Health Insurance Producer's License. + Completed ... more
- Raymond James Financial, Inc. (IL)
- …- Securities Industry Essentials (SIE) exam required, unless exempt or grandfathered. - FINRA Series 7 and Series 66, with the ability to obtain ... more
- Coast Guard Community Services Command (Cape May, NJ)
- OMB NO: 1625-0120 Expiration Date: 01/30/2025 Announcement #: 6095 Opening Date: 7 February 2025 Pay Plan/ Series /Pay Band: NF-2019-01 Closing Date: Until Filled ... more
- JPMorgan Chase (Jersey City, NJ)
- …experience in Trade Surveillance or other Compliance function + FINRA General Securities licenses such as Series 7 , Series 24, Series 9 or 10 considered ... more
- Raymond James Financial, Inc. (CO)
- …+ SIE required provided that an exemption or grandfathering cannot be applied. + Required to have a Series 65 + Series 7 and 66 can be used instead of the 65 ... more
- Chemung Canal Trust Company (Elmira, NY)
- …+ Series 6 and 63 Licenses; Life and A & H Licenses required; Series 7 License preferred + Ability to travel; Valid driver's license required Salary Range ... more