- Treasury, Departmental Offices (Washington, DC)
- …Terrorism and Financial Intelligence - Office of Foreign Assets Control (OFAC). As a Sanctions Compliance Officer , you will be responsible for monitoring ... will receive training to help you grow in this position. As a Sanctions Compliance Officer , you will: Plan and develop monitoring procedures and priorities… more
- Citigroup (Tampa, FL)
- …risks are appropriately vetted and addressed. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence ... Serves as a senior compliance risk officer for Independent ...Sanctions regulations, risks and typologies + Knowledge of Compliance laws, rules, regulations, risks and typologies + Knowledge… more
- JPMorgan Chase (Washington, DC)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Export Controls and Sanctions Associate within the GSC Advisory team, you ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...providing advice and guidance on global export controls and sanctions laws. You will support and drive continuous improvement… more
- Wells Fargo (Concord, CA)
- …regulations, and regulatory expectations related to Office of Foreign Assets Control (OFAC) sanctions . The Lead Financial Crimes Officer , OFAC Sanctions ... Wells Fargo is seeking a Lead Financial Crimes Officer . As a part of Wells Fargo's second...of defense and Independent Risk Management team, the Global Sanctions Office is responsible for implementing and maintaining an… more
- Citigroup (Washington, DC)
- …procedures. **Responsibilities:** + Designing, developing, delivering, and maintaining best-in-class Sanctions Compliance policies and practices, providing a ... actions and related industry trends. Identifies and escalates to the Chief Sanctions Officer material risks and significant + instances of non-adherence… more
- Citigroup (Tampa, FL)
- …are appropriately vetted and addressed. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence ... AML and Sanctions regulations, risks and typologies + Knowledge of Compliance laws, rules, regulations, risks and typologies + Excellent written and verbal… more
- SMBC (Albany, NY)
- …Cash Management Services, International Services **JOB SUMMARY:** Within the Financial Crimes Compliance , ("FCC"), the Sanctions Compliance Team ("SCT") ... President manages a team and establishes guidelines and provides training to identify sanctions and related Financial Crimes Compliance concerns to ensure … more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Within the Financial Crimes Compliance , ("FCC"), the Sanctions Compliance Team ("SCT") is ... in the absence of the Team Lead and ensure compliance of all transaction examination activities in accordance with...and deadlines. + Ensures completion of requests from BSA Officer in relation to conditional approvals or other requirements.… more
- Veterans Affairs, Veterans Health Administration (Beckley, WV)
- …implementation of compliance initiatives within the Medical Center and CBOCs. The Compliance Officer will function as an independent and objective person who ... Summary The Compliance and Business Integrity (CBI) Officer ...employment of individuals contained on any of the Government Sanctions List (GSL). Recommend training and/or discipline for employees… more
- Northern Light Health (South Portland, ME)
- …Part Time Eligible Hours Per Week: 20.00 Work Schedule: Variable Summary: The Compliance & Privacy Officer is responsible for the development, implementation, ... or to federal or state laws or regulations. The Compliance & Privacy Officer is accountable to...Assist to determine severity level to apply system directed sanctions . * Assures appropriate assessment and documentation of unauthorized… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department ... and highlight areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful candidate will develop… more
- PNC (Pittsburgh, PA)
- …an opportunity to contribute to the company's success. As a Chief Operating Officer within PNC's Risk Management Enterprise Compliance Programs organization, you ... Requirements, Risk Assessments, Risk Control, Strategic Objectives **Competencies** Anti-money Laundering/ Sanctions Policies and Procedures, Audit And Compliance … more
- Edward Jones (St. Louis, MO)
- …financial advisors, branch staff, leaders, peers, and others in the firm. A Senior Compliance Officer has a relatively broad responsibility to deal with more ... firm policy application and process improvement + Risk of non- compliance can extend to client losses, regulatory sanctions...non- compliance can extend to client losses, regulatory sanctions , fines and reputational risk + Decisions have a… more
- Morgan Stanley (New York, NY)
- …sponsored benefit programs. **Job:** ** Compliance * **Title:** *Equity Sales & Compliance Officer * **Location:** *New York-New York* **Requisition ID:** ... is an important part of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our business units. They might… more
- Wilcox Industries (Newington, NH)
- …ready to help you achieve your goals. We are currently seeking a full-time Export Compliance Officer to work Monday through Friday day shift (on-site). This role ... Responsibilities + Establishes & enforces policies and procedures that support export compliance . + Provides assistance to the company in all facets of export/import… more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. +...these risks within the Business (eg third party, fraud, sanctions etc) (if applicable). + Coordinate risk and control… more
- State of Massachusetts (Boston, MA)
- …Licensure and the Office of Public Safety and Inspections. The Senior Hearings Officer conducts adjudicatory and sanctions hearings as delegated by Division of ... serve our citizens. *_About the Role:_* The Senior Hearings Officer (Counsel III) serves as the Agency's subject matter...hearings, and maintain dockets. * Conduct adjudicatory hearings and sanctions hearings, as well as other hearings that the… more
- US Courts (Martinsburg, WV)
- …Identify and investigate violations and implement appropriate alternatives and sanctions . Discuss violations with Supervisory Probation Officer . Report ... Summary By statute, the Probation Officer serves in a judiciary law enforcement position...of income, lifestyle, and associates to assess risk and compliance . Address substance abuse, mental health, domestic violence, and… more
- Indy Gov (Indianapolis, IN)
- Probation Officer - Pre-Trial Services Print (https://www.governmentjobs.com/careers/indianapolis/jobs/newprint/4720861) Probation Officer - Pre-Trial Services ... + Description + Benefits Position Summary Counsels adult offenders toward achieving compliance with appearance in court and in promoting public safety by performing… more
- US Courts (Fayetteville, AR)
- …is currently accepting applications for the position of United States Probation Officer . The United States Probation Office for the Western District of Arkansas ... presentence report and sentencing recommendations to the court. Responds to judicial officer 's request for information and advice. Testifies in court as to the… more