- Charles Schwab (Chandler, AZ)
- …you with the paid training, study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63 licenses. If you are eager to ... about finance Passion for service to clients Motivation to learn about the securities industry, including the basic principles of equity, option, and mutual fund… more
- Charles Schwab (Glendale, AZ)
- …nurturing culture and diverse set of career opportunities. If you currently have your securities licenses, enjoy working in a team setting, and share our passion for ... serving clients - this role is for you. We offer a competitive pay and bonus package. Starting compensation for this location ranges from $57,600 - $66,100 depending on related experience, plus an annual bonus opportunity of 10% of your base pay and other… more
- Citizens (East Norriton, PA)
- …units and balances through mortgages, home equity lines, and securities -based lending. Client satisfaction survey results. Qualifications, Education, Certifications ... and/or Other Professional Credentials Bachelor's degree (preferred). 3 - 5 years of banking, wealth management or other relevant equivalent experience. Experience working with affluent and high net worth clients. Required Licenses :SIE, Series 6 (or 7) and… more
- Citigroup (Tampa, FL)
- Citi Agency Lending is part of the overall Securities Services Business unit. The ASL Business facilitates the temporary transfer of securities from a lender to ... a borrower against collateral ( securities or cash), enabling beneficial owners to generate incremental income on their portfolio securities . The services… more
- HUB International (Chicago, IL)
- …ROLE** Join our growing team! Hub is looking for an **Associate General Counsel, Securities and Deputy Corporate Secretary** , who will play an important role in the ... preparation for future securities offerings and advise on a wide range of...offerings and advise on a wide range of other securities -related matters, including regulatory compliance, SEC and SOX compliance,… more
- Copeland (St. Louis, MO)
- …closely with the Vice President, Senior Associate General Counsel for M&A, Securities & Corporate Governance and senior finance leadership team, playing a critical ... role in ensuring compliance with applicable securities laws, stock exchange requirements, and internal governance policies and procedures. **ROLE RESPONSIBILITIES:**… more
- JPMorgan Chase (New York, NY)
- …for a top tier financial institution that does cutting-edge work. As a Securities Services Attorney - Executive Director on JPMorgan's Securities Services legal ... team, you will provide legal support across our diverse Securities Services business. While the full platform includes Custody, Fund Services, ETFs, Agency … more
- M&T Bank (Amherst, NY)
- **Overview:** As a Securities Operations Analyst, you'll be at the center of our securities processing engine - providing analytical, operational and/or project ... Free Movement team. You'll assist the team with a high volume of securities transactions and related account activities, recon reports, research and more. The work… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The team sits within ... challenge, and provides End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist, you will play a key role in identifying and… more
- Citigroup (Tampa, FL)
- Agency Lending is part of the overall Securities Services Business unit. The ASL Business facilitates the temporary transfer of securities from a lender to a ... borrower against collateral ( securities or cash), enabling beneficial owners to generate incremental income on their portfolio securities . The services provided… more
- ManpowerGroup (New York, NY)
- …client, a leading organization in the financial services industry, is seeking a Securities Operations Analyst - TRADE/Finance to join their team. As a Securities ... Operations Analyst - TRADE/Finance, you will be part of the Securities Operations department supporting trade and financial activities. The ideal candidate will… more
- Medtronic (Minneapolis, MN)
- …has responsibility for supporting the Vice President, Chief Corporate and Securities Counsel by overseeing the preparation, management and oversight of Medtronic's ... including periodic reports, current reports, proxy statements, Section 16 filings, securities offerings, and other related filings. This attorney will also provide… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Truist (New York, NY)
- …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service corporate and investment banking arm of Truist ... our clients achieve their goals. **Summer Associate Program Overview:** The Truist Securities Summer Associate Program will run for approximately 10 weeks in the… more
- Truist (New York, NY)
- …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service Corporate and Investment Banking (CIB) arm of ... TFC), one of the nation's largest banking organizations. Truist Securities , together with Commercial Real Estate (http://www.suntrustcre.com/) and Treasury… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management (WIM) ... Operations. This team is responsible for operation-related functions for securities settlement related to brokerage and trust accounts for Wealth and Investment… more
- Scotiabank (New York, NY)
- Associate, Securities Borrowing and Lending **Requisition ID:** 245206 **Salary Range:** 155,000.00 - 185,000.00 _Please note that the Salary Range shown is a ... Prime Services team in a role focused on **US Securities Lending** . This position offers a unique opportunity...offers a unique opportunity to gain hands-on experience in securities finance while contributing to the evolution of our… more
- JPMorgan Chase (New York, NY)
- As a summer analyst in the Securities Services team, you will have programing created to provide you with a comprehensive overview of the business and build key ... opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in...establish a strong foundation in the key disciplines of Securities Services so that you will be able to… more
- Robert Half Legal (Seattle, WA)
- Description We are looking for an Attorney with expertise in Corporate and Securities law to join our team in Seattle. This role is ideal for someone who excels at ... of development. This role is targeted for 1-4 YOE in Corporate Finance/ Securities Law. Responsibilities: * Represent startups or investors in equity financings,… more
- Citigroup (Getzville, NY)
- …to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Identify project resources, ... for the group + Recommend and implement new systems and enhancements to securities processing procedures + Provide an in-depth analysis and develop solutions to… more
