- Morgan Stanley (South Jordan, UT)
- …counsel/corporate clients on SEC rules and operational considerations. The Restricted Securities Associate will interact with multiple internal partners and ... diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Restricted Securities Associate * **Location:** *Utah-South Jordan* **Requisition ID:**… more
- Citigroup (Tampa, FL)
- The Securities & Derivatives Associate Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and ... + Individual mapped to this job description is responsible for securities transaction processing execution + Typically related to Securities … more
- JPMorgan Chase (Plano, TX)
- …agile and versatile in reaching your career potential. As a Transformation Senior Associate - Securities Billing Operations in the Securities Services ... the profitability of a global business, we invite you to join our Securities Services Operations Transformation Team. Here, you'll play a pivotal role in… more
- JPMorgan Chase (New York, NY)
- …best-in-class suite of end-to-end capabilities for our clients. **Job Summary:** As an Associate in Securities Services Sales, you will support the Latin America ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office,...team, which covers new Securities Services and Prime Financial Services business and organic… more
- JPMorgan Chase (New York, NY)
- …integrated and best-in-class suite of end-to end capabilities for our clients. As an Associate in Securities Services Sales, you will serve as a Sales & ... JP Morgan Securities Services Sales combines Custody, Accounting, Middle Office,...Client Executive for the Securities Services businesses focused on our Asset Owner segment,… more
- DLA Piper (Miami, FL)
- …see what we can achieve. Together. **Summary** DLA Piper is seeking a securities lawyer with 6+ years of experience managing structured securities offerings ... are applying **Experience** + Minimum 6 years of experience managing structured securities offerings. + Direct and applicable AmLaw 100 law firm experience… more
- DLA Piper (Raleigh, NC)
- …Let's see what we can achieve. Together. **Summary** DLA Piper is seeking a junior associate to join our Investment Funds group with a focus on public REIT capital ... transactions, and/or advising public companies on disclosure, corporate governance, and securities law matters. Specific experience in the REIT industry is… more
- Evolv Technology (Waltham, MA)
- Associate General Counsel, Securities , Corporate and M&A Are you a skilled corporate attorney ready to take ownership of securities compliance and corporate ... impact. In that mission, Evolv is seeking a full time Associate General Counsel (AGC), Corporate, Securities , and M&A to join our legal team, reporting to the… more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. **Opportunity Summary:** MUFG Securities Americas, LLC. is hiring an Associate / Vice President within ... the Securities Finance Group. The Securities Finance group is a cross-asset, multi-product trading desk that encompasses various types of securities … more
- S&P Global (New York, NY)
- …, executive compensation, and benefits counsels. **Responsibilities and Impact:** The Associate General Counsel - Securities and Corporate Finance is ... key role in the Company's governance and disclosure process. The Associate General Counsel - Securities and Corporate Finance will work in a dynamic, fast-paced,… more
- JPMorgan Chase (New York, NY)
- As a Product Management Associate within JPMorgan US Securities Services Off-Balance Sheet Liquidity Product team, you'll assist in managing client solutions ... across its automated investment sweep and client-directed trading product platforms. And, as part of the team, you'll be directly involved in overseeing the global product platform, collaborating with various businesses (Asset Management and Payments) and… more
- JPMorgan Chase (New York, NY)
- …work on the trading desk, and help facilitate trading. **Position Summary:** As an Associate for the Short Duration Trading Desk ( Securities ), you will be tasked ... with a variety of responsibilities. You will help to price client trades, hedge risks, work on desk projects, and manage many operational duties for the desk. Together, we will set expectations on pricing, risk, hedging, and the direction of the book. You will… more
- JPMorgan Chase (Jersey City, NJ)
- Join the dynamic Securities Services Operations Transformation (SSOT) team, a global powerhouse within the Corporate Investment Bank (CIB)! We're on the hunt for a ... visionary Associate to become part of our vibrant and diverse...Artificial Intelligence, Automation, and Data Analytics revolution across the Securities Services landscape. Be at the forefront of innovation… more
- JPMorgan Chase (Jersey City, NJ)
- …of IR Ops services to clients across AIS. As a Alternative Investment Services Associate you will gain diverse experience as you work with through the alternative ... fund life-cycle for our hedge fund clients! This role will work on a team of highly dedicated individuals to ensure accurate and timely processing of all Fund and Investor level activity. **Job responsibilities** + Processing of all Fund and Investor level… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …include supporting the Corporate Secretary in: + providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly ... statement and preparing for the annual meeting of stockholders. + providing securities law advice and compliance guidance for earnings releases, investor materials,… more
- JPMorgan Chase (Boston, MA)
- As an Associate in JP Morgan Alternative Fund Services, you will be part of a dynamic team that administers over $950 billion in assets globally. You will maintain ... the books and records of Hedge/Hybrid and Private Equity funds, review fund governing documents, prepare and review periodic Net Asset Valuations, and coordinate with various internal and external stakeholders. This role provides an opportunity to enhance your… more
- Spire Energy (St. Louis, MO)
- Director, Associate General Counsel, Corporate Governance and Securities Apply now " Date: Dec 9, 2024 Location: Saint Louis, MO, US, 63101 Company: Spire Inc. ... employee feels welcome, respected, and valued. Summary Spire is seeking a Director, Associate General Counsel, Corporate Governance and Securities to join our… more
- Comerica (Dallas, TX)
- Registered Client Service Associate The Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to multiple Financial ... Consultants (FC's) within their individual businesses, as well as to support office initiatives. The SA role assists one or more Financial Consultants (FC) in a Retail, High Net Worth, or Institutional capacity. Position Competencies Successful incumbents are… more
- SMBC (Charlotte, NC)
- …America and Latin America. The Securities Operations Group within SMBC Nikko Securities America, Inc. is seeking an Associate level candidate to provide ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...Sumitomo Mitsui Finance and Leasing Co., Ltd. SMBC Nikko Securities America, Inc. is a member of the Sumitomo… more
- TD Bank (New York, NY)
- …with a focus on fixed income institutional sales and trading and municipal securities regulation. The optimal candidate will be a subject matter expert on ... broker-dealer and securities laws ( Securities Act of 1933, ...**Depth & Scope:** + Manages other Senior Counsel, Counsel, Associate Counsel and/or paralegal staff, assigning responsibilities and evaluating… more